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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+6.69%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$1.81B
AUM Growth
+$194M
Cap. Flow
+$94.1M
Cap. Flow %
5.2%
Top 10 Hldgs %
20.73%
Holding
272
New
18
Increased
142
Reduced
83
Closed
17

Top Buys

Rank Stock Value
1
NTRS icon
Northern Trust
NTRS
+$16.8M
2
CVX icon
Chevron
CVX
+$12.6M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$11.3M
4
NXPI icon
NXP Semiconductors
NXPI
+$9.92M
5
RYN icon
Rayonier
RYN
+$8.28M

Top Sells

Rank Stock Value
1
RLI icon
RLI Corp
RLI
+$21.2M
2
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$10.6M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$7.59M
4
LDR
Landauer Inc
LDR
+$7.53M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$7.53M

Sector Composition

Rank Sector Weight
1 Financials 21.26%
2 Industrials 12.98%
3 Healthcare 8.69%
4 Technology 8.3%
5 Energy 5.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
76
ExxonMobil
XOM
$638B
$5.73M 0.32%
56,609
+1,106
+2% +$102K
HD icon
77
Home Depot
HD
$347B
$5.34M 0.3%
64,826
-235
-0.4% -$18.3K
IBCC
78
DELISTED
iShares iBonds Mar 2018 Term Corporate ex-Financials ETF
IBCC
$5.02M 0.28%
205,192
+12,356
+6% +$305K
CYS
79
DELISTED
CYS Investments Inc.
CYS
$4.94M 0.27%
666,880
+14,000
+2% +$112K
VCIT icon
80
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$4.93M 0.27%
59,561
+3,765
+7% +$315K
SPIB icon
81
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$4.89M 0.27%
145,550
+9,457
+7% +$320K
COP icon
82
ConocoPhillips
COP
$144B
$4.86M 0.27%
68,743
+9,057
+15% +$650K
XLV icon
83
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$4.74M 0.26%
85,561
-101,160
-54% -$5.41M
HRZN icon
84
Horizon Technology Finance
HRZN
$311M
$4.72M 0.26%
332,194
– –
NKE icon
85
Nike
NKE
$61.6B
$4.67M 0.26%
118,732
+17,752
+18% +$680K
ADP icon
86
Automatic Data Processing
ADP
$108B
$4.62M 0.26%
65,095
+10,951
+20% +$737K
XLP icon
87
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$4.54M 0.25%
105,511
-29,399
-22% -$1.24M
BANX
88
ArrowMark Financial
BANX
$199M
$4.47M 0.25%
+181,879
New +$4.57M
CBSH icon
89
Commerce Bancshares
CBSH
$8.62B
$4.46M 0.25%
178,515
+30,301
+20% +$743K
TROW icon
90
T. Rowe Price
TROW
$24.7B
$4.44M 0.25%
52,979
+9,462
+22% +$741K
GD icon
91
General Dynamics
GD
$104B
$4.43M 0.25%
46,358
+8,300
+22% +$741K
MFIN icon
92
Medallion Financial
MFIN
$251M
$4.42M 0.24%
307,830
-10,500
-3% -$164K
GWW icon
93
W.W. Grainger
GWW
$61.4B
$4.41M 0.24%
17,250
+2,838
+20% +$738K
CL icon
94
Colgate-Palmolive
CL
$73.8B
$4.4M 0.24%
67,492
+11,429
+20% +$731K
MDU icon
95
MDU Resources
MDU
$4.2B
$4.4M 0.24%
378,669
+67,188
+22% +$757K
NVS icon
96
Novartis
NVS
$291B
$4.36M 0.24%
60,576
+10,606
+21% +$737K
CB icon
97
Chubb
CB
$134B
$4.36M 0.24%
+42,109
New +$4.14M
BF.B icon
98
Brown-Forman Class B
BF.B
$13.1B
$4.35M 0.24%
180,038
+33,491
+23% +$786K
BDX icon
99
Becton Dickinson
BDX
$46.9B
$4.33M 0.24%
40,190
+7,069
+21% +$733K
ADI icon
100
Analog Devices
ADI
$185B
$4.31M 0.24%
84,560
+16,039
+23% +$781K
2 3
4
5 6

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Confluence Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Confluence Investment Management held 272 positions worth $1.81B, up 12% from $1.61B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management deployed $94.1M of net new capital in Q4 2013, opening 18 new positions and adding to 142 existing holdings. Its largest new stake was Northern Trust: 293,257 shares worth $18.1M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $7.59M trimmed.

  • Confluence Investment Management's largest Q4 2013 buy was Northern Trust: 293,257 shares worth $18.1M.
  • Confluence Investment Management added most to Chevron in Q4 2013, an estimated $12.6M increase.
  • Confluence Investment Management's biggest Q4 2013 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $7.59M.
  • Confluence Investment Management fully exited RLI Corp in Q4 2013, selling an estimated $21.2M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $1.81B portfolio in Q4 2013.
  • Confluence Investment Management opened 18 new positions and closed 17 in Q4 2013.
  • Confluence Investment Management's portfolio value rose 12% quarter-over-quarter to $1.81B.

Based on Confluence Investment Management's 13F filing for Q4 2013, filed 4 Feb 2014.