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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+0.36%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$1.45B
AUM Growth
–
Cap. Flow
+$1.47B
Cap. Flow %
101.46%
Top 10 Hldgs %
19.6%
Holding
254
New
254
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
ARCC icon
Ares Capital
ARCC
+$35.3M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$34.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$32M
4
MSFT icon
Microsoft
MSFT
+$30.2M
5
DEO icon
Diageo
DEO
+$28.5M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 21.66%
2 Industrials 11.34%
3 Healthcare 8.39%
4 Technology 7.73%
5 Energy 5.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLY icon
76
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$5.25M 0.36%
+186,126
New +$5.15M
HD icon
77
Home Depot
HD
$331B
$5.19M 0.36%
+66,946
New +$5.03M
BRO icon
78
Brown & Brown
BRO
$23.6B
$5.03M 0.35%
+312,120
New +$4.94M
MVC
79
DELISTED
MVC Capital, Inc.
MVC
$4.67M 0.32%
+371,068
New +$4.75M
XOM icon
80
ExxonMobil
XOM
$644B
$4.64M 0.32%
+51,336
New +$4.62M
IWO icon
81
iShares Russell 2000 Growth ETF
IWO
$14.3B
$4.58M 0.32%
+41,103
New +$4.49M
HRZN icon
82
Horizon Technology Finance
HRZN
$295M
$4.56M 0.31%
+332,194
New +$4.68M
IGIB icon
83
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$4.46M 0.31%
+82,904
New +$4.58M
NLY icon
84
Annaly Capital Management
NLY
$17.1B
$4.46M 0.31%
+88,679
New +$5.18M
MBB icon
85
iShares MBS ETF
MBB
$38.9B
$4.46M 0.31%
+42,353
New +$4.53M
MFIC icon
86
MidCap Financial Investment
MFIC
$787M
$4.46M 0.31%
+191,911
New +$4.79M
VCIT icon
87
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$4.45M 0.31%
+53,553
New +$4.65M
MFIN icon
88
Medallion Financial
MFIN
$229M
$4.43M 0.3%
+318,330
New +$4.58M
IBCC
89
DELISTED
iShares iBonds Mar 2018 Term Corporate ex-Financials ETF
IBCC
$4.39M 0.3%
+180,844
New +$4.47M
XLP icon
90
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$4.35M 0.3%
+109,686
New +$4.46M
HTS
91
DELISTED
HATTERAS FINANCIAL CORP
HTS
$4.35M 0.3%
+176,429
New +$4.66M
SPIB icon
92
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$4.32M 0.3%
+128,574
New +$4.44M
IAU icon
93
iShares Gold Trust
IAU
$62.9B
$4.15M 0.29%
+173,161
New +$4.77M
BCIC
94
BCP Investment Corp
BCIC
$89.1M
$4.14M 0.29%
+36,759
New +$3.9M
PFLT icon
95
PennantPark Floating Rate Capital
PFLT
$689M
$3.94M 0.27%
+278,771
New +$3.98M
GLAD icon
96
Gladstone Capital
GLAD
$422M
$3.9M 0.27%
+239,026
New +$4.18M
CODI icon
97
Compass Diversified
CODI
$758M
$3.79M 0.26%
+216,200
New +$3.67M
MCGC
98
DELISTED
MCG CAP CORP
MCGC
$3.7M 0.25%
+710,060
New +$3.55M
DECK icon
99
Deckers Outdoor
DECK
$13.2B
$3.7M 0.25%
+439,338
New +$3.99M
COP icon
100
ConocoPhillips
COP
$147B
$3.34M 0.23%
+55,171
New +$3.35M
2 3
4
5 6

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HI
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TCM
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Confluence Investment Management's Q2 2013 Portfolio in Review

Q2 2013 is the first quarter with a 13F filing on record for Confluence Investment Management, which disclosed 254 positions worth $1.45B. Its ten largest holdings account for 20% of the portfolio.

Its largest position is Ares Capital: 2,021,230 shares worth $34.8M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, followed by Industrials and Healthcare.

  • Confluence Investment Management's largest Q2 2013 buy was Ares Capital: 2,021,230 shares worth $34.8M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $1.45B portfolio in Q2 2013.
  • Confluence Investment Management disclosed 254 positions in Q2 2013, its first 13F filing on record.

Based on Confluence Investment Management's 13F filing for Q2 2013, filed 2 Aug 2013.