We are live on ! Find out more
CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-3.69%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.46B
AUM Growth
-$403M
Cap. Flow
-$92M
Cap. Flow %
-1.42%
Top 10 Hldgs %
23.62%
Holding
314
New
16
Increased
58
Reduced
189
Closed
24

Top Buys

Rank Stock Value
1
XONE icon
BondBloxx Bloomberg One Year Target Duration US Treasury ETF
XONE
+$30.7M
2
WRB icon
W.R. Berkley
WRB
+$21.5M
3
KEYS icon
Keysight
KEYS
+$18.1M
4
TTC icon
Toro Company
TTC
+$14.1M
5
FLJP icon
Franklin FTSE Japan ETF
FLJP
+$8.62M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$26M
2
RTX icon
RTX Corp
RTX
+$19.6M
3
ADI icon
Analog Devices
ADI
+$19.2M
4
NXPI icon
NXP Semiconductors
NXPI
+$17.4M
5
LESL icon
Leslie's
LESL
+$15.1M

Sector Composition

Rank Sector Weight
1 Financials 20.58%
2 Technology 14.24%
3 Industrials 13.09%
4 Consumer Discretionary 8.61%
5 Consumer Staples 8.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BN icon
51
Brookfield
BN
$108B
$43M 0.67%
2,062,370
-37,153
-2% -$837K
SPDW icon
52
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.6B
$42.8M 0.66%
1,380,019
-92,216
-6% -$2.98M
BRO icon
53
Brown & Brown
BRO
$23.9B
$42.1M 0.65%
602,160
-20,479
-3% -$1.46M
MDYV icon
54
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.83B
$39.2M 0.61%
604,264
-2,657
-0.4% -$182K
NDSN icon
55
Nordson
NDSN
$17.3B
$35.7M 0.55%
160,121
-1,344
-0.8% -$322K
MDYG icon
56
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.95B
$35.4M 0.55%
511,599
+6,308
+1% +$454K
IBTH icon
57
iShares iBonds Dec 2027 Term Treasury ETF
IBTH
$2.27B
$31.2M 0.48%
1,429,156
-7,108
-0.5% -$156K
XONE icon
58
BondBloxx Bloomberg One Year Target Duration US Treasury ETF
XONE
$829M
$30.7M 0.48%
+617,601
New +$30.7M
DNB
59
DELISTED
Dun & Bradstreet
DNB
$28.2M 0.44%
2,818,678
+43,788
+2% +$484K
RTX icon
60
RTX Corp
RTX
$301B
$26.8M 0.41%
371,787
-229,365
-38% -$19.6M
XMHQ icon
61
Invesco S&P MidCap Quality ETF
XMHQ
$5.63B
$26M 0.4%
322,638
-12,744
-4% -$1.05M
GLDM icon
62
SPDR Gold MiniShares Trust
GLDM
$29.5B
$24.6M 0.38%
672,041
+24,475
+4% +$936K
EOG icon
63
EOG Resources
EOG
$70.7B
$24.6M 0.38%
194,232
-1,332
-0.7% -$169K
CLVT icon
64
Clarivate
CLVT
$1.16B
$23.5M 0.36%
3,506,701
+42,119
+1% +$336K
APH icon
65
Amphenol
APH
$209B
$22.9M 0.35%
545,838
-3,260
-0.6% -$140K
MCD icon
66
McDonald's
MCD
$195B
$22.5M 0.35%
85,249
-482
-0.6% -$137K
APD icon
67
Air Products & Chemicals
APD
$67.6B
$22.4M 0.35%
79,118
+674
+0.9% +$198K
EXPD icon
68
Expeditors International
EXPD
$23.2B
$22.4M 0.35%
195,197
-959
-0.5% -$114K
SHW icon
69
Sherwin-Williams
SHW
$89.8B
$22.3M 0.34%
87,339
-772
-0.9% -$207K
ROK icon
70
Rockwell Automation
ROK
$49B
$22M 0.34%
77,093
-617
-0.8% -$191K
HYBB icon
71
iShares BB Rated Corporate Bond ETF
HYBB
$428M
$21.6M 0.33%
492,557
+16,986
+4% +$755K
HSY icon
72
Hershey
HSY
$36.6B
$21.2M 0.33%
105,964
-1
-0% -$224
PG icon
73
Procter & Gamble
PG
$339B
$21.1M 0.33%
144,868
-315
-0.2% -$48.1K
ECL icon
74
Ecolab
ECL
$79.9B
$20.7M 0.32%
122,100
+43
+0% +$7.82K
IBDR icon
75
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.4B
$20.6M 0.32%
881,166
-7,785
-0.9% -$182K
1 2
3
4 5

Similar funds

PCH
PGIM Custom Harvest Newark, New Jersey $6.4B AUM 18.53% 1-Year Est. Return
GT
Glenview Trust Louisville, Kentucky $6.37B AUM 23.72% 1-Year Est. Return
BFS
Bradley Foster & Sargent Hartford, Connecticut $6.44B AUM 25.27% 1-Year Est. Return
EWM
Evercore Wealth Management New York $6.36B AUM 20.35% 1-Year Est. Return
EC
ECP ControlCo Summit, New Jersey $6.34B AUM 19.72% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
TCM
Tenor Capital Management New York $6.49B AUM 3% 1-Year Est. Return
OMC
Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Confluence Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Confluence Investment Management held 314 positions worth $6.46B, down 5.9% from $6.86B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Confluence Investment Management's Q3 2023 filing shows 16 new, 58 increased, 189 reduced and 24 closed positions. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 617,601 shares worth $30.7M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $26M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 19% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q3 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 617,601 shares worth $30.7M.
  • Confluence Investment Management added most to W.R. Berkley in Q3 2023, an estimated $21.5M increase.
  • Confluence Investment Management's biggest Q3 2023 reduction was RTX Corp, cutting an estimated $19.6M.
  • Confluence Investment Management fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2023, selling an estimated $26M.
  • Confluence Investment Management's ten largest holdings make up 24% of its $6.46B portfolio in Q3 2023.
  • Confluence Investment Management opened 16 new positions and closed 24 in Q3 2023.
  • Confluence Investment Management's portfolio value fell 5.9% quarter-over-quarter to $6.46B.

Based on Confluence Investment Management's 13F filing for Q3 2023, filed 10 Oct 2023.