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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+10.69%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.7B
AUM Growth
+$709M
Cap. Flow
+$121M
Cap. Flow %
1.81%
Top 10 Hldgs %
23.22%
Holding
332
New
34
Increased
114
Reduced
148
Closed
27

Top Buys

Rank Stock Value
1
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$53.9M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$42.5M
3
TROW icon
T. Rowe Price
TROW
+$41.1M
4
IBTH icon
iShares iBonds Dec 2027 Term Treasury ETF
IBTH
+$31.1M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$30.8M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$34.4M
2
WRB icon
W.R. Berkley
WRB
+$27.9M
3
MBB icon
iShares MBS ETF
MBB
+$20.5M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$19.4M
5
IBDU icon
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
+$18.1M

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Industrials 13.01%
3 Technology 12.76%
4 Consumer Discretionary 8.87%
5 Consumer Staples 8.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
51
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$42.5M 0.63%
+523,551
New +$42.5M
HYBB icon
52
iShares BB Rated Corporate Bond ETF
HYBB
$428M
$40.7M 0.61%
917,213
+405,758
+79% +$18M
MDYV icon
53
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.83B
$40.2M 0.6%
621,493
+480,648
+341% +$30.8M
NDSN icon
54
Nordson
NDSN
$17.3B
$37.8M 0.56%
159,159
-496
-0.3% -$113K
BN icon
55
Brookfield
BN
$108B
$37.5M 0.56%
1,789,109
-420,547
-19% -$9.43M
BKNG icon
56
Booking.com
BKNG
$161B
$35.8M 0.53%
444,500
-3,650
-0.8% -$277K
BRO icon
57
Brown & Brown
BRO
$23.9B
$34.8M 0.52%
611,236
-201
-0% -$11.8K
IBTH icon
58
iShares iBonds Dec 2027 Term Treasury ETF
IBTH
$2.27B
$31.1M 0.46%
+1,399,777
New +$31.1M
DNB
59
DELISTED
Dun & Bradstreet
DNB
$29.9M 0.45%
2,441,760
-196,525
-7% -$2.52M
CLVT icon
60
Clarivate
CLVT
$1.16B
$26.3M 0.39%
3,157,935
-379,498
-11% -$3.56M
HSY icon
61
Hershey
HSY
$36.6B
$24.9M 0.37%
107,464
-303
-0.3% -$69.9K
APD icon
62
Air Products & Chemicals
APD
$67.6B
$23.7M 0.35%
76,743
+183
+0.2% +$51.6K
SCHW
63
Charles Schwab
SCHW
$187B
$22.8M 0.34%
274,315
+2,144
+0.8% +$166K
MCD icon
64
McDonald's
MCD
$195B
$22.3M 0.33%
84,627
+357
+0.4% +$94.2K
GD icon
65
General Dynamics
GD
$106B
$21.9M 0.33%
88,467
+438
+0.5% +$107K
NJR icon
66
New Jersey Resources
NJR
$5.58B
$21.8M 0.33%
439,040
+4,502
+1% +$206K
CFR icon
67
Cullen/Frost Bankers
CFR
$10.2B
$21.3M 0.32%
159,576
-219
-0.1% -$31.1K
PG icon
68
Procter & Gamble
PG
$339B
$21.3M 0.32%
140,561
+2,110
+2% +$296K
CBSH icon
69
Commerce Bancshares
CBSH
$8.5B
$20.7M 0.31%
351,421
+143
+0% +$8.33K
AWK icon
70
American Water Works
AWK
$26.9B
$20.4M 0.3%
133,649
+2,301
+2% +$332K
IBTK icon
71
iShares iBonds Dec 2030 Term Treasury ETF
IBTK
$975M
$20.3M 0.3%
1,040,289
-529,638
-34% -$10.4M
IBTG icon
72
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
$2.22B
$20.3M 0.3%
892,501
+204,233
+30% +$4.63M
APH icon
73
Amphenol
APH
$209B
$20.3M 0.3%
532,158
+263,698
+98% +$9.98M
MDYG icon
74
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.95B
$20.2M 0.3%
309,048
+238,426
+338% +$15.7M
SHW icon
75
Sherwin-Williams
SHW
$89.8B
$20.1M 0.3%
+84,792
New +$19.6M
1 2
3
4 5

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Confluence Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Confluence Investment Management held 332 positions worth $6.7B, up 12% from $5.99B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q4 2022 filing shows 34 new, 114 increased, 148 reduced and 27 closed positions. Its largest new stake was State Street SPDR Portfolio Mortgage Backed Bond ETF: 2,496,970 shares worth $54.2M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $34.4M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Technology.

  • Confluence Investment Management's largest Q4 2022 buy was State Street SPDR Portfolio Mortgage Backed Bond ETF: 2,496,970 shares worth $54.2M.
  • Confluence Investment Management added most to T. Rowe Price in Q4 2022, an estimated $41.1M increase.
  • Confluence Investment Management's biggest Q4 2022 reduction was W.R. Berkley, cutting an estimated $27.9M.
  • Confluence Investment Management fully exited iShares 7-10 Year Treasury Bond ETF in Q4 2022, selling an estimated $34.4M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $6.7B portfolio in Q4 2022.
  • Confluence Investment Management opened 34 new positions and closed 27 in Q4 2022.
  • Confluence Investment Management's portfolio value rose 12% quarter-over-quarter to $6.7B.

Based on Confluence Investment Management's 13F filing for Q4 2022, filed 4 Jan 2023.