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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$7.13B
AUM Growth
-$398M
Cap. Flow
-$289M
Cap. Flow %
-4.05%
Top 10 Hldgs %
20.62%
Holding
310
New
8
Increased
136
Reduced
141
Closed
11

Top Buys

Rank Stock Value
1
BIPC icon
Brookfield Infrastructure
BIPC
+$44.8M
2
MBB icon
iShares MBS ETF
MBB
+$17.7M
3
KDP icon
Keurig Dr Pepper
KDP
+$12.9M
4
SLG icon
SL Green Realty
SLG
+$9.06M
5
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$8.33M

Top Sells

Rank Stock Value
1
LIN icon
Linde
LIN
+$38.1M
2
CRL icon
Charles River Laboratories
CRL
+$24.9M
3
PEP icon
PepsiCo
PEP
+$16.5M
4
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$11.5M
5
GGG icon
Graco
GGG
+$11.2M

Sector Composition

Rank Sector Weight
1 Financials 18.7%
2 Industrials 13.71%
3 Technology 13.44%
4 Consumer Discretionary 9.7%
5 Consumer Staples 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
51
Berkshire Hathaway Class B
BRK.B
$1.13T
$56.7M 0.8%
207,780
-642
-0.3% -$180K
WRB icon
52
W.R. Berkley
WRB
$26.6B
$52.5M 0.74%
1,615,570
-29
-0% -$956
CRL icon
53
Charles River Laboratories
CRL
$12.8B
$51.8M 0.73%
125,409
-59,972
-32% -$24.9M
IEF icon
54
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$49.1M 0.69%
426,301
+1,843
+0.4% +$216K
BRO icon
55
Brown & Brown
BRO
$23.9B
$47.1M 0.66%
848,705
-116,593
-12% -$6.5M
NDSN icon
56
Nordson
NDSN
$17.3B
$44.5M 0.62%
186,919
-27,412
-13% -$6.33M
MBB icon
57
iShares MBS ETF
MBB
$39.1B
$44M 0.62%
406,576
+163,268
+67% +$17.7M
AXTA icon
58
Axalta
AXTA
$8.17B
$42.8M 0.6%
1,467,664
+12,227
+0.8% +$366K
SPDW icon
59
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.6B
$36.8M 0.52%
1,016,479
+90,444
+10% +$3.36M
CERN
60
DELISTED
Cerner Corp
CERN
$34.4M 0.48%
487,804
+3,470
+0.7% +$268K
ACN icon
61
Accenture
ACN
$108B
$34.3M 0.48%
107,108
-23,107
-18% -$7.52M
FTDR icon
62
Frontdoor
FTDR
$6.26B
$33.2M 0.47%
791,280
-25,388
-3% -$1.16M
TROW icon
63
T. Rowe Price
TROW
$24.3B
$31.7M 0.44%
161,038
-36,746
-19% -$7.74M
DNB
64
DELISTED
Dun & Bradstreet
DNB
$30M 0.42%
1,783,165
-4,559
-0.3% -$86.8K
CNNE icon
65
Cannae Holdings
CNNE
$649M
$28.2M 0.4%
906,867
-13,880
-2% -$447K
NKE icon
66
Nike
NKE
$61.9B
$27.9M 0.39%
192,003
-44,782
-19% -$7.3M
EXPD icon
67
Expeditors International
EXPD
$23.2B
$27.7M 0.39%
232,237
-50,698
-18% -$6.35M
AWK icon
68
American Water Works
AWK
$26.9B
$27.3M 0.38%
161,485
-35,176
-18% -$6.15M
SPYV icon
69
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$26.8M 0.38%
686,482
+51,747
+8% +$2.07M
ROK icon
70
Rockwell Automation
ROK
$49B
$26.6M 0.37%
90,405
-20,434
-18% -$6.27M
DLTR icon
71
Dollar Tree
DLTR
$25.2B
$26.5M 0.37%
276,679
-11,335
-4% -$1.09M
MDT icon
72
Medtronic
MDT
$112B
$25.6M 0.36%
203,927
-40,105
-16% -$5.19M
MCD icon
73
McDonald's
MCD
$195B
$25.4M 0.36%
105,243
-21,633
-17% -$5.16M
BWIN
74
Baldwin Insurance Group
BWIN
$2.86B
$24.9M 0.35%
747,490
-45,041
-6% -$1.41M
SCHW
75
Charles Schwab
SCHW
$187B
$24.5M 0.34%
336,587
-69,355
-17% -$4.95M
1 2
3
4 5

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Confluence Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Confluence Investment Management held 310 positions worth $7.13B, down 5.3% from $7.52B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management withdrew a net $289M in Q3 2021, closing 11 positions and reducing 141 holdings. Its most notable exit was Invesco BulletShares 2024 Corporate Bond ETF, an estimated $11.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Industrials and Technology.

Against the trend, Confluence Investment Management opened a new position in Keurig Dr Pepper worth $12.6M.

  • Confluence Investment Management's largest Q3 2021 buy was Keurig Dr Pepper: 367,980 shares worth $12.6M.
  • Confluence Investment Management added most to Brookfield Infrastructure in Q3 2021, an estimated $44.8M increase.
  • Confluence Investment Management's biggest Q3 2021 reduction was Linde, cutting an estimated $38.1M.
  • Confluence Investment Management fully exited Invesco BulletShares 2024 Corporate Bond ETF in Q3 2021, selling an estimated $11.5M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $7.13B portfolio in Q3 2021.
  • Confluence Investment Management opened 8 new positions and closed 11 in Q3 2021.
  • Confluence Investment Management's portfolio value fell 5.3% quarter-over-quarter to $7.13B.

Based on Confluence Investment Management's 13F filing for Q3 2021, filed 4 Oct 2021.