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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.68%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$4.12B
AUM Growth
+$288M
Cap. Flow
+$203M
Cap. Flow %
4.93%
Top 10 Hldgs %
21.54%
Holding
247
New
24
Increased
142
Reduced
55
Closed
12

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$27.7M
2
DFIN icon
Donnelley Financial Solutions
DFIN
+$17.3M
3
DEO icon
Diageo
DEO
+$12.6M
4
PAYX icon
Paychex
PAYX
+$12.5M
5
MAT icon
Mattel
MAT
+$12.5M

Top Sells

Rank Stock Value
1
BBBY
Bed Bath & Beyond Inc
BBBY
+$31.2M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$11.4M
3
BRO icon
Brown & Brown
BRO
+$6.82M
4
KSS icon
Kohl's
KSS
+$6.69M
5
RMAX icon
RE/MAX Holdings
RMAX
+$6.58M

Sector Composition

Rank Sector Weight
1 Financials 21.24%
2 Industrials 12.47%
3 Healthcare 10.72%
4 Technology 9.67%
5 Consumer Staples 8.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABCO
51
DELISTED
Advisory Board Co
ABCO
$24.4M 0.59%
734,107
+104,167
+17% +$3.85M
ESRX
52
DELISTED
Express Scripts Holding Company
ESRX
$22.6M 0.55%
328,349
-18,955
-5% -$1.36M
BRO icon
53
Brown & Brown
BRO
$23.8B
$20.8M 0.51%
928,660
-335,360
-27% -$6.82M
GOOG icon
54
Alphabet (Google) Class C
GOOG
$4.59T
$20.2M 0.49%
522,680
-127,260
-20% -$4.96M
DFIN icon
55
Donnelley Financial Solutions
DFIN
$1.22B
$18.8M 0.46%
+816,626
New +$17.3M
MSM icon
56
MSC Industrial Direct
MSM
$7.08B
$17.8M 0.43%
192,746
-71,304
-27% -$5.88M
RMAX icon
57
RE/MAX Holdings
RMAX
$207M
$17.6M 0.43%
313,515
-135,830
-30% -$6.58M
MTSC
58
DELISTED
MTS Systems Corp
MTSC
$17.5M 0.42%
308,770
+18,528
+6% +$943K
IBCE
59
DELISTED
iShares iBonds Mar 2023 Term Corporate ex-Financials ETF
IBCE
$16M 0.39%
663,756
+93,755
+16% +$2.3M
HD icon
60
Home Depot
HD
$348B
$14.9M 0.36%
111,218
+6,521
+6% +$841K
CBSH icon
61
Commerce Bancshares
CBSH
$8.63B
$14.7M 0.36%
394,140
+18,918
+5% +$638K
GBDC icon
62
Golub Capital BDC
GBDC
$3.4B
$14.4M 0.35%
797,577
-4,033
-0.5% -$72.3K
MDU icon
63
MDU Resources
MDU
$4.21B
$14M 0.34%
1,278,703
+61,534
+5% +$636K
MBB icon
64
iShares MBS ETF
MBB
$39.1B
$14M 0.34%
131,532
+54,367
+70% +$5.88M
GD icon
65
General Dynamics
GD
$104B
$13.9M 0.34%
80,591
+4,553
+6% +$745K
MTB icon
66
M&T Bank
MTB
$36.7B
$13.8M 0.34%
88,280
+5,685
+7% +$769K
ADI icon
67
Analog Devices
ADI
$185B
$13.7M 0.33%
188,092
+10,908
+6% +$742K
NMFC icon
68
New Mountain Finance
NMFC
$705M
$13.1M 0.32%
931,841
+100,514
+12% +$1.39M
DCI icon
69
Donaldson
DCI
$11.4B
$13.1M 0.32%
310,636
+19,169
+7% +$760K
SPIB icon
70
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$12.8M 0.31%
378,235
+51,501
+16% +$1.76M
IBCC
71
DELISTED
iShares iBonds Mar 2018 Term Corporate ex-Financials ETF
IBCC
$12.8M 0.31%
520,195
+67,942
+15% +$1.68M
LMT icon
72
Lockheed Martin
LMT
$136B
$12.6M 0.31%
50,450
+3,011
+6% +$752K
TCPC icon
73
BlackRock TCP Capital
TCPC
$295M
$12.5M 0.3%
742,062
-3,450
-0.5% -$57K
BDX icon
74
Becton Dickinson
BDX
$46.9B
$12.4M 0.3%
76,778
+4,683
+6% +$777K
NJR icon
75
New Jersey Resources
NJR
$5.79B
$12.2M 0.3%
344,312
+25,377
+8% +$862K
1 2
3
4 5

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Confluence Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Confluence Investment Management held 247 positions worth $4.12B, up 7.5% from $3.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management deployed $203M of net new capital in Q4 2016, opening 24 new positions and adding to 142 existing holdings. Its largest new stake was Donnelley Financial Solutions: 816,626 shares worth $18.8M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $11.4M trimmed.

  • Confluence Investment Management's largest Q4 2016 buy was Donnelley Financial Solutions: 816,626 shares worth $18.8M.
  • Confluence Investment Management added most to Allergan plc in Q4 2016, an estimated $27.7M increase.
  • Confluence Investment Management's biggest Q4 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $11.4M.
  • Confluence Investment Management fully exited Bed Bath & Beyond Inc in Q4 2016, selling an estimated $31.2M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $4.12B portfolio in Q4 2016.
  • Confluence Investment Management opened 24 new positions and closed 12 in Q4 2016.
  • Confluence Investment Management's portfolio value rose 7.5% quarter-over-quarter to $4.12B.

Based on Confluence Investment Management's 13F filing for Q4 2016, filed 14 Feb 2017.