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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.65%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$3.83B
AUM Growth
+$196M
Cap. Flow
+$121M
Cap. Flow %
3.16%
Top 10 Hldgs %
20.72%
Holding
240
New
10
Increased
140
Reduced
61
Closed
17

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$33.3M
2
AGN
Allergan plc
AGN
+$27.9M
3
FAST icon
Fastenal
FAST
+$15.3M
4
LOW icon
Lowe's Companies
LOW
+$13M
5
PGR icon
Progressive
PGR
+$12.5M

Top Sells

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$22.1M
2
CVX icon
Chevron
CVX
+$18.4M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$17M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$15M
5
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$9.36M

Sector Composition

Rank Sector Weight
1 Financials 20.58%
2 Industrials 11.93%
3 Healthcare 10.91%
4 Technology 9.14%
5 Consumer Staples 9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLT icon
51
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$26M 0.68%
188,819
-40,815
-18% -$5.66M
SLB icon
52
SLB Ltd
SLB
$75.2B
$25.6M 0.67%
325,726
+14,404
+5% +$1.14M
GOOG icon
53
Alphabet (Google) Class C
GOOG
$4.62T
$25.3M 0.66%
649,940
+280
+0% +$10.6K
ESRX
54
DELISTED
Express Scripts Holding Company
ESRX
$24.5M 0.64%
347,304
+13,179
+4% +$986K
BRO icon
55
Brown & Brown
BRO
$23.8B
$23.8M 0.62%
1,264,020
-290,648
-19% -$5.38M
IEF icon
56
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$22.3M 0.58%
199,751
+22,997
+13% +$2.58M
RMAX icon
57
RE/MAX Holdings
RMAX
$206M
$19.7M 0.51%
449,345
-15,005
-3% -$635K
MSM icon
58
MSC Industrial Direct
MSM
$7.09B
$19.4M 0.51%
264,050
+13,889
+6% +$1.01M
GBDC icon
59
Golub Capital BDC
GBDC
$3.4B
$14.6M 0.38%
801,610
+4,837
+0.6% +$88.6K
IBCE
60
DELISTED
iShares iBonds Mar 2023 Term Corporate ex-Financials ETF
IBCE
$14.4M 0.37%
570,001
+84,013
+17% +$2.11M
HD icon
61
Home Depot
HD
$348B
$13.5M 0.35%
104,697
+4,403
+4% +$587K
MTSC
62
DELISTED
MTS Systems Corp
MTSC
$13.4M 0.35%
290,242
+27,537
+10% +$1.3M
BDX icon
63
Becton Dickinson
BDX
$46.9B
$12.6M 0.33%
72,095
+2,581
+4% +$441K
TCPC icon
64
BlackRock TCP Capital
TCPC
$294M
$12.2M 0.32%
745,512
+62,558
+9% +$1M
MORN icon
65
Morningstar
MORN
$7.53B
$12.2M 0.32%
153,995
+7,512
+5% +$617K
GD icon
66
General Dynamics
GD
$105B
$11.8M 0.31%
76,038
+4,110
+6% +$613K
MDU icon
67
MDU Resources
MDU
$4.21B
$11.8M 0.31%
1,217,169
-20,013
-2% -$183K
EXPD icon
68
Expeditors International
EXPD
$23.7B
$11.8M 0.31%
228,448
-171,636
-43% -$8.69M
NMFC icon
69
New Mountain Finance
NMFC
$707M
$11.4M 0.3%
831,327
+7,061
+0.9% +$96.5K
ADI icon
70
Analog Devices
ADI
$186B
$11.4M 0.3%
177,184
+11,920
+7% +$739K
SPIB icon
71
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$11.4M 0.3%
326,734
+48,523
+17% +$1.69M
LMT icon
72
Lockheed Martin
LMT
$136B
$11.4M 0.3%
47,439
+783
+2% +$196K
CBSH icon
73
Commerce Bancshares
CBSH
$8.65B
$11.3M 0.3%
375,222
+21,121
+6% +$630K
MDT icon
74
Medtronic
MDT
$110B
$11.3M 0.3%
130,965
+9,101
+7% +$793K
IBCC
75
DELISTED
iShares iBonds Mar 2018 Term Corporate ex-Financials ETF
IBCC
$11.2M 0.29%
452,253
+69,021
+18% +$1.71M
1 2
3
4 5

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Confluence Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Confluence Investment Management held 240 positions worth $3.83B, up 5.4% from $3.64B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management deployed $121M of net new capital in Q3 2016, opening 10 new positions and adding to 140 existing holdings. Its largest new stake was Allergan plc: 114,238 shares worth $26.3M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Chevron, an estimated $18.4M trimmed.

  • Confluence Investment Management's largest Q3 2016 buy was Allergan plc: 114,238 shares worth $26.3M.
  • Confluence Investment Management added most to NXP Semiconductors in Q3 2016, an estimated $33.3M increase.
  • Confluence Investment Management's biggest Q3 2016 reduction was Chevron, cutting an estimated $18.4M.
  • Confluence Investment Management fully exited Wells Fargo in Q3 2016, selling an estimated $22.1M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $3.83B portfolio in Q3 2016.
  • Confluence Investment Management opened 10 new positions and closed 17 in Q3 2016.
  • Confluence Investment Management's portfolio value rose 5.4% quarter-over-quarter to $3.83B.

Based on Confluence Investment Management's 13F filing for Q3 2016, filed 4 Nov 2016.