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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.35%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$3.06B
AUM Growth
+$315M
Cap. Flow
+$204M
Cap. Flow %
6.66%
Top 10 Hldgs %
19.94%
Holding
257
New
19
Increased
159
Reduced
59
Closed
9

Top Buys

Rank Stock Value
1
CB icon
Chubb
CB
+$43.6M
2
KSS icon
Kohl's
KSS
+$11.4M
3
KMI icon
Kinder Morgan
KMI
+$10.1M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.66M
5
FNF icon
Fidelity National Financial
FNF
+$5.8M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.74M
2
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$2.95M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.69M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.69M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.14M

Sector Composition

Rank Sector Weight
1 Financials 22.37%
2 Industrials 12.44%
3 Healthcare 10.14%
4 Consumer Staples 8.69%
5 Technology 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
51
Alphabet (Google) Class C
GOOG
$4.59T
$21.6M 0.71%
568,300
-13,420
-2% -$481K
WFC icon
52
Wells Fargo
WFC
$266B
$21.4M 0.7%
393,418
+13,038
+3% +$708K
MORN icon
53
Morningstar
MORN
$7.46B
$20.8M 0.68%
258,436
+27,524
+12% +$2.23M
IJK icon
54
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.1B
$19M 0.62%
472,996
+20,528
+5% +$840K
IJJ icon
55
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.03B
$18.6M 0.61%
317,570
+58,218
+22% +$3.52M
TLT icon
56
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$16.3M 0.53%
135,116
+36,100
+36% +$4.4M
RMAX icon
57
RE/MAX Holdings
RMAX
$195M
$15.7M 0.51%
421,205
+70,560
+20% +$2.64M
VCLT icon
58
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.88B
$15.3M 0.5%
181,325
+17,898
+11% +$1.53M
HAL icon
59
Halliburton
HAL
$27B
$15.1M 0.5%
444,959
+22,389
+5% +$844K
LQD icon
60
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$14.3M 0.47%
125,253
-18,501
-13% -$2.14M
MSM icon
61
MSC Industrial Direct
MSM
$6.98B
$13.8M 0.45%
245,593
+37,340
+18% +$2.26M
IUSV icon
62
iShares Core S&P US Value ETF
IUSV
$27.7B
$12.8M 0.42%
302,265
+154,500
+105% +$6.66M
IYW icon
63
iShares US Technology ETF
IYW
$25.1B
$12.6M 0.41%
471,544
+57,132
+14% +$1.54M
GBDC icon
64
Golub Capital BDC
GBDC
$3.44B
$12.6M 0.41%
773,952
+125
+0% +$2.06K
HD icon
65
Home Depot
HD
$339B
$12.1M 0.4%
91,646
-1,222
-1% -$155K
NMFC icon
66
New Mountain Finance
NMFC
$683M
$10.6M 0.35%
814,981
+12,245
+2% +$168K
PNY
67
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$10.4M 0.34%
182,604
-7,806
-4% -$416K
IBCE
68
DELISTED
iShares iBonds Mar 2023 Term Corporate ex-Financials ETF
IBCE
$9.78M 0.32%
412,752
+18,408
+5% +$441K
CLX icon
69
Clorox
CLX
$11.9B
$9.73M 0.32%
76,705
+4,220
+6% +$524K
VCIT icon
70
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$9.72M 0.32%
115,589
+3,008
+3% +$256K
BDX icon
71
Becton Dickinson
BDX
$46.9B
$9.62M 0.31%
63,972
+4,060
+7% +$584K
IWP icon
72
iShares Russell Mid-Cap Growth ETF
IWP
$20.6B
$9.59M 0.31%
208,704
-188,000
-47% -$8.74M
SEIC icon
73
SEI Investments
SEIC
$12.5B
$9.44M 0.31%
180,195
+8,982
+5% +$468K
IGLB icon
74
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.85B
$9.41M 0.31%
169,105
+22,549
+15% +$1.28M
TCPC icon
75
BlackRock TCP Capital
TCPC
$283M
$9.4M 0.31%
674,629
-4,940
-0.7% -$72.5K
1 2
3
4 5

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Confluence Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Confluence Investment Management held 257 positions worth $3.06B, up 12% from $2.74B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $204M of net new capital in Q4 2015, opening 19 new positions and adding to 159 existing holdings. Its largest new stake was Goldman Sachs BDC: 134,915 shares worth $2.56M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $8.74M trimmed.

  • Confluence Investment Management's largest Q4 2015 buy was Goldman Sachs BDC: 134,915 shares worth $2.56M.
  • Confluence Investment Management added most to Chubb in Q4 2015, an estimated $43.6M increase.
  • Confluence Investment Management's biggest Q4 2015 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $8.74M.
  • Confluence Investment Management fully exited State Street SPDR Dow Jones REIT ETF in Q4 2015, selling an estimated $2.95M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $3.06B portfolio in Q4 2015.
  • Confluence Investment Management opened 19 new positions and closed 9 in Q4 2015.
  • Confluence Investment Management's portfolio value rose 12% quarter-over-quarter to $3.06B.

Based on Confluence Investment Management's 13F filing for Q4 2015, filed 3 Feb 2016.