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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+4.55%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$2.45B
AUM Growth
+$212M
Cap. Flow
+$128M
Cap. Flow %
5.23%
Top 10 Hldgs %
19.97%
Holding
274
New
17
Increased
162
Reduced
55
Closed
28

Top Buys

Rank Stock Value
1
LLTC
Linear Technology Corp
LLTC
+$10.4M
2
FNF icon
Fidelity National Financial
FNF
+$10.4M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$7.32M
4
PAYX icon
Paychex
PAYX
+$6.83M
5
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.03M

Top Sells

Rank Stock Value
1
RYAM icon
Rayonier Advanced Materials
RYAM
+$17.4M
2
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$7.06M
3
CHRW icon
C.H. Robinson
CHRW
+$5.12M
4
GBDC icon
Golub Capital BDC
GBDC
+$3.82M
5
SNBR
Sleep Number
SNBR
+$3.72M

Sector Composition

Rank Sector Weight
1 Financials 19.31%
2 Industrials 14.5%
3 Healthcare 9.03%
4 Technology 7.87%
5 Consumer Discretionary 7.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
51
Alphabet (Google) Class C
GOOG
$4.56T
$17.3M 0.7%
656,738
+105,068
+19% +$2.82M
TMO icon
52
Thermo Fisher Scientific
TMO
$212B
$16.9M 0.69%
135,013
+14,825
+12% +$1.8M
DISCK
53
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$16M 0.65%
473,413
+76,862
+19% +$2.62M
WAT icon
54
Waters Corp
WAT
$36.8B
$15.3M 0.62%
135,869
+12,920
+11% +$1.42M
BRO icon
55
Brown & Brown
BRO
$24B
$14.4M 0.59%
875,976
+104,740
+14% +$1.68M
IWO icon
56
iShares Russell 2000 Growth ETF
IWO
$14.6B
$14.2M 0.58%
99,825
+54,131
+118% +$7.32M
SYK icon
57
Stryker
SYK
$131B
$13.9M 0.57%
147,578
+18,086
+14% +$1.6M
IJJ icon
58
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.91B
$13.9M 0.56%
216,720
+43,018
+25% +$2.67M
GBDC icon
59
Golub Capital BDC
GBDC
$3.44B
$12.2M 0.5%
693,530
-226,870
-25% -$3.82M
NMFC icon
60
New Mountain Finance
NMFC
$683M
$11.7M 0.48%
780,558
-17,739
-2% -$261K
HAL icon
61
Halliburton
HAL
$26.6B
$11.5M 0.47%
292,112
+43,021
+17% +$2.09M
TCPC icon
62
BlackRock TCP Capital
TCPC
$283M
$10.7M 0.44%
636,285
+21,054
+3% +$345K
IYW icon
63
iShares US Technology ETF
IYW
$24.1B
$10.5M 0.43%
402,820
-17,168
-4% -$438K
HD icon
64
Home Depot
HD
$339B
$9.83M 0.4%
93,611
+373
+0.4% +$36.2K
VCIT icon
65
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66B
$9.66M 0.39%
112,254
+2,979
+3% +$257K
FCRD
66
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$8.87M 0.36%
754,402
+2,962
+0.4% +$37.4K
PNNT
67
Pennant Park Investment Corp
PNNT
$223M
$8.84M 0.36%
927,364
+10,027
+1% +$105K
SLRC icon
68
SLR Investment Corp
SLRC
$709M
$8.39M 0.34%
465,615
+1,953
+0.4% +$35.9K
HTGC icon
69
Hercules Capital
HTGC
$3.15B
$8.29M 0.34%
557,072
+1,061
+0.2% +$16K
IGIB icon
70
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$8.07M 0.33%
147,566
+44,112
+43% +$2.42M
GD icon
71
General Dynamics
GD
$103B
$7.89M 0.32%
57,349
+2,292
+4% +$312K
NKE icon
72
Nike
NKE
$63.3B
$7.82M 0.32%
162,636
+7,018
+5% +$329K
IYF icon
73
iShares US Financials ETF
IYF
$4.58B
$7.8M 0.32%
172,982
-12,636
-7% -$549K
JWN
74
DELISTED
Nordstrom
JWN
$7.61M 0.31%
95,910
+5,150
+6% +$378K
BDX icon
75
Becton Dickinson
BDX
$46.9B
$7.58M 0.31%
55,814
+2,900
+5% +$371K
1 2
3
4 5

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Confluence Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, Confluence Investment Management held 274 positions worth $2.45B, up 9.4% from $2.24B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $128M of net new capital in Q4 2014, opening 17 new positions and adding to 162 existing holdings. Its largest new stake was iShares Core S&P US Value ETF: 98,370 shares worth $4.48M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $7.06M trimmed.

  • Confluence Investment Management's largest Q4 2014 buy was iShares Core S&P US Value ETF: 98,370 shares worth $4.48M.
  • Confluence Investment Management added most to Linear Technology Corp in Q4 2014, an estimated $10.4M increase.
  • Confluence Investment Management's biggest Q4 2014 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $7.06M.
  • Confluence Investment Management fully exited Rayonier Advanced Materials in Q4 2014, selling an estimated $17.4M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $2.45B portfolio in Q4 2014.
  • Confluence Investment Management opened 17 new positions and closed 28 in Q4 2014.
  • Confluence Investment Management's portfolio value rose 9.4% quarter-over-quarter to $2.45B.

Based on Confluence Investment Management's 13F filing for Q4 2014, filed 29 Jan 2015.