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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-1.08%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$2.24B
AUM Growth
+$57.2M
Cap. Flow
+$92.5M
Cap. Flow %
4.13%
Top 10 Hldgs %
20.47%
Holding
268
New
12
Increased
164
Reduced
69
Closed
11

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$32.4M
2
CL icon
Colgate-Palmolive
CL
+$18.7M
3
RYAM icon
Rayonier Advanced Materials
RYAM
+$10.2M
4
MAT icon
Mattel
MAT
+$8.03M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.72M

Top Sells

Rank Stock Value
1
POM
PEPCO HOLDINGS, INC.
POM
+$35.5M
2
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$9.54M
3
BF.B icon
Brown-Forman Class B
BF.B
+$5.7M
4
IRM icon
Iron Mountain
IRM
+$4.83M
5
FNF icon
Fidelity National Financial
FNF
+$4.23M

Sector Composition

Rank Sector Weight
1 Financials 19%
2 Industrials 14.24%
3 Healthcare 8.93%
4 Consumer Discretionary 7.11%
5 Technology 7.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WRB icon
51
W.R. Berkley
WRB
$26.5B
$15.3M 0.68%
1,081,225
+20,027
+2% +$278K
WFC icon
52
Wells Fargo
WFC
$269B
$15.1M 0.67%
291,343
+4,879
+2% +$251K
DISCK
53
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$14.8M 0.66%
396,551
-3,677
-0.9% -$149K
TMO icon
54
Thermo Fisher Scientific
TMO
$209B
$14.6M 0.65%
120,188
+3,055
+3% +$371K
GBDC icon
55
Golub Capital BDC
GBDC
$3.42B
$14.4M 0.64%
920,400
-194,018
-17% -$3.22M
MA icon
56
Mastercard
MA
$499B
$13.8M 0.62%
186,729
-2,126
-1% -$162K
BRO icon
57
Brown & Brown
BRO
$23.8B
$12.4M 0.55%
771,236
+71,540
+10% +$1.13M
WAT icon
58
Waters Corp
WAT
$39.1B
$12.2M 0.54%
122,949
+3,323
+3% +$343K
NMFC icon
59
New Mountain Finance
NMFC
$692M
$11.7M 0.52%
798,297
-3,972
-0.5% -$59.3K
IYW icon
60
iShares US Technology ETF
IYW
$25B
$10.6M 0.47%
419,988
-24,744
-6% -$618K
SYK icon
61
Stryker
SYK
$129B
$10.5M 0.47%
129,492
+13,898
+12% +$1.14M
IJJ icon
62
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.01B
$10.4M 0.47%
173,702
-152,814
-47% -$9.54M
PNNT
63
Pennant Park Investment Corp
PNNT
$227M
$10M 0.45%
917,337
+11,537
+1% +$133K
TCPC icon
64
BlackRock TCP Capital
TCPC
$291M
$9.89M 0.44%
615,231
+40,549
+7% +$702K
FCRD
65
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$9.69M 0.43%
751,440
+2,215
+0.3% +$30.2K
VCIT icon
66
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$9.37M 0.42%
109,275
+40,928
+60% +$3.53M
PFX icon
67
PhenixFIN
PFX
$83.1M
$9.3M 0.41%
39,388
+3
+0% +$768
IGLB icon
68
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.84B
$9.19M 0.41%
153,280
-8,157
-5% -$492K
SLRC icon
69
SLR Investment Corp
SLRC
$716M
$8.66M 0.39%
463,662
+11,483
+3% +$231K
HD icon
70
Home Depot
HD
$347B
$8.55M 0.38%
93,238
-33,317
-26% -$2.86M
HTGC icon
71
Hercules Capital
HTGC
$3.14B
$8.04M 0.36%
556,011
+1,551
+0.3% +$24.6K
IYF icon
72
iShares US Financials ETF
IYF
$4.62B
$7.77M 0.35%
185,618
+55,744
+43% +$2.34M
GD icon
73
General Dynamics
GD
$104B
$7M 0.31%
55,057
+3,735
+7% +$454K
NKE icon
74
Nike
NKE
$62.1B
$6.94M 0.31%
155,618
+13,248
+9% +$526K
PG icon
75
Procter & Gamble
PG
$341B
$6.6M 0.29%
78,857
+2,799
+4% +$229K
1 2
3
4 5

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Confluence Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Confluence Investment Management held 268 positions worth $2.24B, up 2.6% from $2.19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $92.5M of net new capital in Q3 2014, opening 12 new positions and adding to 164 existing holdings. Its largest new stake was GE Aerospace: 260,209 shares worth $31.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, down from 20% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares S&P Mid-Cap 400 Value ETF, an estimated $9.54M trimmed.

  • Confluence Investment Management's largest Q3 2014 buy was GE Aerospace: 260,209 shares worth $31.9M.
  • Confluence Investment Management added most to Colgate-Palmolive in Q3 2014, an estimated $18.7M increase.
  • Confluence Investment Management's biggest Q3 2014 reduction was iShares S&P Mid-Cap 400 Value ETF, cutting an estimated $9.54M.
  • Confluence Investment Management fully exited PEPCO HOLDINGS, INC. in Q3 2014, selling an estimated $35.5M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $2.24B portfolio in Q3 2014.
  • Confluence Investment Management opened 12 new positions and closed 11 in Q3 2014.
  • Confluence Investment Management's portfolio value rose 2.6% quarter-over-quarter to $2.24B.

Based on Confluence Investment Management's 13F filing for Q3 2014, filed 21 Oct 2014.