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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+1.07%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$1.97B
AUM Growth
+$167M
Cap. Flow
+$152M
Cap. Flow %
7.7%
Top 10 Hldgs %
20.31%
Holding
277
New
22
Increased
140
Reduced
75
Closed
25

Top Buys

Rank Stock Value
1
DLR icon
Digital Realty Trust
DLR
+$27.4M
2
CL icon
Colgate-Palmolive
CL
+$14.5M
3
MAT icon
Mattel
MAT
+$14.3M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$10.9M
5
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$8.44M

Top Sells

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$21.4M
2
IYW icon
iShares US Technology ETF
IYW
+$5.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.14M
4
LMT icon
Lockheed Martin
LMT
+$5.05M
5
BR icon
Broadridge
BR
+$4.79M

Sector Composition

Rank Sector Weight
1 Financials 19.94%
2 Industrials 12.5%
3 Healthcare 8.94%
4 Technology 7.72%
5 Real Estate 6.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
51
Berkshire Hathaway Class B
BRK.B
$1.12T
$12.4M 0.63%
99,313
+9,703
+11% +$1.13M
LOW icon
52
Lowe's Companies
LOW
$122B
$12.3M 0.62%
251,906
+15,291
+6% +$738K
DISCK
53
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$12.3M 0.62%
319,450
+62,282
+24% +$2.38M
TJX icon
54
TJX Companies
TJX
$174B
$12.3M 0.62%
404,148
+53,896
+15% +$1.63M
TMO icon
55
Thermo Fisher Scientific
TMO
$209B
$12M 0.61%
99,497
-18,485
-16% -$2.2M
HAL icon
56
Halliburton
HAL
$27B
$11.9M 0.6%
202,479
+17,970
+10% +$960K
VNQ icon
57
Vanguard Real Estate ETF
VNQ
$39.2B
$11.4M 0.57%
160,752
-312,044
-66% -$21.4M
RWR icon
58
State Street SPDR Dow Jones REIT ETF
RWR
$1.97B
$11.3M 0.57%
+144,685
New +$10.9M
WRB icon
59
W.R. Berkley
WRB
$26.5B
$10.9M 0.55%
886,150
-62,428
-7% -$754K
MA icon
60
Mastercard
MA
$500B
$10.2M 0.52%
136,232
+4,092
+3% +$320K
BRO icon
61
Brown & Brown
BRO
$23.8B
$10.1M 0.51%
658,498
+261,712
+66% +$4.02M
PFX icon
62
PhenixFIN
PFX
$83.1M
$10.1M 0.51%
36,949
-560
-1% -$156K
IGLB icon
63
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.85B
$9.74M 0.49%
167,530
+148,293
+771% +$8.44M
FCRD
64
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$9.52M 0.48%
689,730
-5,300
-0.8% -$81.5K
PNNT
65
Pennant Park Investment Corp
PNNT
$230M
$9.43M 0.48%
853,753
-66,148
-7% -$746K
TCPC icon
66
BlackRock TCP Capital
TCPC
$295M
$9.11M 0.46%
550,135
– –
NMFC icon
67
New Mountain Finance
NMFC
$707M
$9.06M 0.46%
622,669
+30,517
+5% +$453K
SLRC icon
68
SLR Investment Corp
SLRC
$719M
$9.05M 0.46%
415,693
+1,460
+0.4% +$32.5K
SYK icon
69
Stryker
SYK
$129B
$8.91M 0.45%
109,401
+8,291
+8% +$659K
IYW icon
70
iShares US Technology ETF
IYW
$25.1B
$8.16M 0.41%
358,484
-233,164
-39% -$5.2M
REZ icon
71
iShares Residential and Multisector Real Estate ETF
REZ
$871M
$8.08M 0.41%
+161,526
New +$7.85M
HTGC icon
72
Hercules Capital
HTGC
$3.16B
$7.58M 0.38%
538,932
-7,013
-1% -$110K
IYF icon
73
iShares US Financials ETF
IYF
$4.62B
$6.76M 0.34%
165,364
-89,686
-35% -$3.58M
XOM icon
74
ExxonMobil
XOM
$638B
$6.36M 0.32%
65,119
+8,510
+15% +$811K
JNK icon
75
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$5.89M 0.3%
47,526
-41,875
-47% -$5.14M
1 2
3
4 5

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BFS
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EWM
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TCM
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Confluence Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, Confluence Investment Management held 277 positions worth $1.97B, up 9.2% from $1.81B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $152M of net new capital in Q1 2014, opening 22 new positions and adding to 140 existing holdings. Its largest new stake was Digital Realty Trust: 526,885 shares worth $28M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Vanguard Real Estate ETF, an estimated $21.4M trimmed.

  • Confluence Investment Management's largest Q1 2014 buy was Digital Realty Trust: 526,885 shares worth $28M.
  • Confluence Investment Management added most to Colgate-Palmolive in Q1 2014, an estimated $14.5M increase.
  • Confluence Investment Management's biggest Q1 2014 reduction was Vanguard Real Estate ETF, cutting an estimated $21.4M.
  • Confluence Investment Management fully exited Automatic Data Processing in Q1 2014, selling an estimated $4.62M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $1.97B portfolio in Q1 2014.
  • Confluence Investment Management opened 22 new positions and closed 25 in Q1 2014.
  • Confluence Investment Management's portfolio value rose 9.2% quarter-over-quarter to $1.97B.

Based on Confluence Investment Management's 13F filing for Q1 2014, filed 7 May 2014.