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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-3.69%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.46B
AUM Growth
-$403M
Cap. Flow
-$92M
Cap. Flow %
-1.42%
Top 10 Hldgs %
23.62%
Holding
314
New
16
Increased
58
Reduced
189
Closed
24

Top Buys

Rank Stock Value
1
XONE icon
BondBloxx Bloomberg One Year Target Duration US Treasury ETF
XONE
+$30.7M
2
WRB icon
W.R. Berkley
WRB
+$21.5M
3
KEYS icon
Keysight
KEYS
+$18.1M
4
TTC icon
Toro Company
TTC
+$14.1M
5
FLJP icon
Franklin FTSE Japan ETF
FLJP
+$8.62M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$26M
2
RTX icon
RTX Corp
RTX
+$19.6M
3
ADI icon
Analog Devices
ADI
+$19.2M
4
NXPI icon
NXP Semiconductors
NXPI
+$17.4M
5
LESL icon
Leslie's
LESL
+$15.1M

Sector Composition

Rank Sector Weight
1 Financials 20.58%
2 Technology 14.24%
3 Industrials 13.09%
4 Consumer Discretionary 8.61%
5 Consumer Staples 8.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TJX icon
26
TJX Companies
TJX
$178B
$85.2M 1.32%
958,498
-28,089
-3% -$2.47M
ARCC icon
27
Ares Capital
ARCC
$14.4B
$83.6M 1.29%
4,293,360
-155,733
-4% -$3.02M
NTRS icon
28
Northern Trust
NTRS
$33.9B
$82.9M 1.28%
1,193,065
+12,293
+1% +$928K
ETR icon
29
Entergy
ETR
$50B
$81.9M 1.27%
1,771,832
-5,544
-0.3% -$270K
RYN icon
30
Rayonier
RYN
$6.55B
$81.7M 1.26%
3,165,083
-53,163
-2% -$1.48M
KMI icon
31
Kinder Morgan
KMI
$68.7B
$80.9M 1.25%
4,881,779
-12,697
-0.3% -$219K
MA icon
32
Mastercard
MA
$493B
$79.7M 1.23%
201,392
-6,614
-3% -$2.65M
SYK icon
33
Stryker
SYK
$130B
$76.1M 1.18%
278,354
-6,208
-2% -$1.78M
SPGI icon
34
S&P Global
SPGI
$120B
$72.3M 1.12%
197,948
-3,519
-2% -$1.38M
GGG icon
35
Graco
GGG
$13.5B
$70.5M 1.09%
966,688
-19,070
-2% -$1.51M
USB icon
36
US Bancorp
USB
$99.6B
$68.9M 1.07%
2,083,432
+22,171
+1% +$808K
ORCL icon
37
Oracle
ORCL
$423B
$64.2M 0.99%
605,829
-8,048
-1% -$932K
SBUX icon
38
Starbucks
SBUX
$120B
$63.7M 0.99%
698,197
-12,817
-2% -$1.26M
GOOG icon
39
Alphabet (Google) Class C
GOOG
$4.32T
$62.3M 0.96%
472,336
-13,829
-3% -$1.8M
WRB icon
40
W.R. Berkley
WRB
$26.6B
$61.8M 0.96%
1,459,658
+520,059
+55% +$21.5M
MKL icon
41
Markel Group
MKL
$23.2B
$61.8M 0.96%
41,941
-1,353
-3% -$1.98M
BRK.B icon
42
Berkshire Hathaway Class B
BRK.B
$1.13T
$61.6M 0.95%
175,767
-6,961
-4% -$2.47M
ITW icon
43
Illinois Tool Works
ITW
$84.5B
$58.8M 0.91%
255,394
-5,567
-2% -$1.36M
MAS icon
44
Masco
MAS
$15.3B
$56.4M 0.87%
1,055,787
-20,854
-2% -$1.2M
LOW icon
45
Lowe's Companies
LOW
$125B
$54.6M 0.84%
262,495
-8,167
-3% -$1.84M
SPMB icon
46
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7B
$48.3M 0.75%
2,320,051
-31,885
-1% -$683K
NXPI icon
47
NXP Semiconductors
NXPI
$60.4B
$48M 0.74%
240,333
-83,868
-26% -$17.4M
KEYS icon
48
Keysight
KEYS
$58.3B
$46M 0.71%
347,402
+122,344
+54% +$18.1M
TMO icon
49
Thermo Fisher Scientific
TMO
$220B
$45.3M 0.7%
89,401
-1,445
-2% -$770K
BKNG icon
50
Booking.com
BKNG
$161B
$44.1M 0.68%
357,525
-16,475
-4% -$2M
1
2
3 4 5

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Confluence Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Confluence Investment Management held 314 positions worth $6.46B, down 5.9% from $6.86B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Confluence Investment Management's Q3 2023 filing shows 16 new, 58 increased, 189 reduced and 24 closed positions. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 617,601 shares worth $30.7M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $26M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 19% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q3 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 617,601 shares worth $30.7M.
  • Confluence Investment Management added most to W.R. Berkley in Q3 2023, an estimated $21.5M increase.
  • Confluence Investment Management's biggest Q3 2023 reduction was RTX Corp, cutting an estimated $19.6M.
  • Confluence Investment Management fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2023, selling an estimated $26M.
  • Confluence Investment Management's ten largest holdings make up 24% of its $6.46B portfolio in Q3 2023.
  • Confluence Investment Management opened 16 new positions and closed 24 in Q3 2023.
  • Confluence Investment Management's portfolio value fell 5.9% quarter-over-quarter to $6.46B.

Based on Confluence Investment Management's 13F filing for Q3 2023, filed 10 Oct 2023.