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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$7.13B
AUM Growth
-$398M
Cap. Flow
-$289M
Cap. Flow %
-4.05%
Top 10 Hldgs %
20.62%
Holding
310
New
8
Increased
136
Reduced
141
Closed
11

Top Buys

Rank Stock Value
1
BIPC icon
Brookfield Infrastructure
BIPC
+$44.8M
2
MBB icon
iShares MBS ETF
MBB
+$17.7M
3
KDP icon
Keurig Dr Pepper
KDP
+$12.9M
4
SLG icon
SL Green Realty
SLG
+$9.06M
5
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$8.33M

Top Sells

Rank Stock Value
1
LIN icon
Linde
LIN
+$38.1M
2
CRL icon
Charles River Laboratories
CRL
+$24.9M
3
PEP icon
PepsiCo
PEP
+$16.5M
4
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$11.5M
5
GGG icon
Graco
GGG
+$11.2M

Sector Composition

Rank Sector Weight
1 Financials 18.7%
2 Industrials 13.71%
3 Technology 13.44%
4 Consumer Discretionary 9.7%
5 Consumer Staples 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOW icon
26
Dow Inc
DOW
$21.6B
$97.7M 1.37%
1,696,491
+1,433
+0.1% +$87.7K
SLG icon
27
SL Green Realty
SLG
$4.02B
$94.7M 1.33%
1,337,439
+124,040
+10% +$9.06M
PFE icon
28
Pfizer
PFE
$151B
$94.6M 1.33%
2,198,856
-814
-0% -$36.1K
ORCL icon
29
Oracle
ORCL
$418B
$89.2M 1.25%
1,024,193
-82,100
-7% -$7.25M
CVX icon
30
Chevron
CVX
$367B
$88.5M 1.24%
872,110
-34,715
-4% -$3.46M
GGG icon
31
Graco
GGG
$13.5B
$87.9M 1.23%
1,256,426
-145,550
-10% -$11.2M
ARCC icon
32
Ares Capital
ARCC
$14.4B
$87.4M 1.23%
4,300,388
+15,078
+0.4% +$302K
GILD icon
33
Gilead Sciences
GILD
$166B
$85.5M 1.2%
1,224,499
+10,684
+0.9% +$751K
SYK icon
34
Stryker
SYK
$130B
$85.1M 1.19%
322,673
-23,102
-7% -$6.18M
KMI icon
35
Kinder Morgan
KMI
$69.1B
$84.6M 1.19%
5,058,371
-2,280
-0% -$38.7K
ETR icon
36
Entergy
ETR
$50.2B
$84M 1.18%
1,692,480
+15,516
+0.9% +$830K
SBUX icon
37
Starbucks
SBUX
$121B
$82.7M 1.16%
749,631
-50,713
-6% -$5.94M
NXPI icon
38
NXP Semiconductors
NXPI
$60.3B
$76.8M 1.08%
392,098
-12,870
-3% -$2.67M
TJX icon
39
TJX Companies
TJX
$179B
$72.8M 1.02%
1,103,653
-70,424
-6% -$4.92M
GOOG icon
40
Alphabet (Google) Class C
GOOG
$4.32T
$72.4M 1.02%
542,920
-6,580
-1% -$907K
MA icon
41
Mastercard
MA
$492B
$68.6M 0.96%
197,169
-16,037
-8% -$5.83M
BN icon
42
Brookfield
BN
$108B
$65.9M 0.92%
2,284,306
-33,716
-1% -$984K
LOW icon
43
Lowe's Companies
LOW
$124B
$64.9M 0.91%
319,908
-2,631
-0.8% -$524K
INFO
44
DELISTED
IHS Markit Ltd. Common Shares
INFO
$63.9M 0.9%
548,186
-7,966
-1% -$941K
MKL icon
45
Markel Group
MKL
$23.2B
$62.9M 0.88%
52,638
-818
-2% -$1.01M
ITW icon
46
Illinois Tool Works
ITW
$85.4B
$62.7M 0.88%
303,677
-25,714
-8% -$5.8M
TMO icon
47
Thermo Fisher Scientific
TMO
$217B
$59.5M 0.84%
104,205
-1,158
-1% -$636K
RTX icon
48
RTX Corp
RTX
$299B
$59M 0.83%
686,809
-51,574
-7% -$4.41M
FBIN icon
49
Fortune Brands Innovations
FBIN
$6.1B
$57.2M 0.8%
748,029
-63,719
-8% -$5.3M
BKNG icon
50
Booking.com
BKNG
$160B
$56.9M 0.8%
598,850
-13,150
-2% -$1.18M
1
2
3 4 5

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Confluence Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Confluence Investment Management held 310 positions worth $7.13B, down 5.3% from $7.52B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management withdrew a net $289M in Q3 2021, closing 11 positions and reducing 141 holdings. Its most notable exit was Invesco BulletShares 2024 Corporate Bond ETF, an estimated $11.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Industrials and Technology.

Against the trend, Confluence Investment Management opened a new position in Keurig Dr Pepper worth $12.6M.

  • Confluence Investment Management's largest Q3 2021 buy was Keurig Dr Pepper: 367,980 shares worth $12.6M.
  • Confluence Investment Management added most to Brookfield Infrastructure in Q3 2021, an estimated $44.8M increase.
  • Confluence Investment Management's biggest Q3 2021 reduction was Linde, cutting an estimated $38.1M.
  • Confluence Investment Management fully exited Invesco BulletShares 2024 Corporate Bond ETF in Q3 2021, selling an estimated $11.5M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $7.13B portfolio in Q3 2021.
  • Confluence Investment Management opened 8 new positions and closed 11 in Q3 2021.
  • Confluence Investment Management's portfolio value fell 5.3% quarter-over-quarter to $7.13B.

Based on Confluence Investment Management's 13F filing for Q3 2021, filed 4 Oct 2021.