We are live on ! Find out more
CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.68%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$4.12B
AUM Growth
+$288M
Cap. Flow
+$203M
Cap. Flow %
4.93%
Top 10 Hldgs %
21.54%
Holding
247
New
24
Increased
142
Reduced
55
Closed
12

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$27.7M
2
DFIN icon
Donnelley Financial Solutions
DFIN
+$17.3M
3
DEO icon
Diageo
DEO
+$12.6M
4
PAYX icon
Paychex
PAYX
+$12.5M
5
MAT icon
Mattel
MAT
+$12.5M

Top Sells

Rank Stock Value
1
BBBY
Bed Bath & Beyond Inc
BBBY
+$31.2M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$11.4M
3
BRO icon
Brown & Brown
BRO
+$6.82M
4
KSS icon
Kohl's
KSS
+$6.69M
5
RMAX icon
RE/MAX Holdings
RMAX
+$6.58M

Sector Composition

Rank Sector Weight
1 Financials 21.24%
2 Industrials 12.47%
3 Healthcare 10.72%
4 Technology 9.67%
5 Consumer Staples 8.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BR icon
26
Broadridge
BR
$17.8B
$61.9M 1.5%
933,846
+67,349
+8% +$4.38M
PFE icon
27
Pfizer
PFE
$143B
$60.7M 1.47%
1,970,882
+159,932
+9% +$4.88M
GSK icon
28
GSK
GSK
$104B
$59.3M 1.44%
1,231,874
+108,928
+10% +$5.38M
KMI icon
29
Kinder Morgan
KMI
$71.7B
$59.3M 1.44%
2,862,279
+232,959
+9% +$4.92M
GE icon
30
GE Aerospace
GE
$374B
$57.4M 1.39%
378,778
+12,322
+3% +$1.79M
CHRW icon
31
C.H. Robinson
CHRW
$17.4B
$56.1M 1.36%
766,223
+25,076
+3% +$1.81M
AIG icon
32
American International
AIG
$41.7B
$55.8M 1.35%
854,451
-8,072
-0.9% -$507K
KSS icon
33
Kohl's
KSS
$2.17B
$55.3M 1.34%
1,120,846
-135,133
-11% -$6.69M
AGN
34
DELISTED
Allergan plc
AGN
$52.1M 1.26%
248,118
+133,880
+117% +$27.7M
MKL icon
35
Markel Group
MKL
$23.3B
$51.4M 1.25%
56,800
+390
+0.7% +$348K
DISCK
36
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$47.2M 1.15%
1,764,268
+10,588
+0.6% +$279K
MAT icon
37
Mattel
MAT
$4.38B
$45.6M 1.11%
1,656,417
+410,768
+33% +$12.5M
NXPI icon
38
NXP Semiconductors
NXPI
$57.8B
$45.6M 1.11%
464,970
-3,379
-0.7% -$336K
LOW icon
39
Lowe's Companies
LOW
$117B
$44.8M 1.09%
629,241
+29,814
+5% +$2.11M
MA icon
40
Mastercard
MA
$502B
$41.8M 1.01%
404,457
-18,517
-4% -$1.92M
AXP icon
41
American Express
AXP
$227B
$38.8M 0.94%
523,460
+7,802
+2% +$540K
DLR icon
42
Digital Realty Trust
DLR
$69.7B
$37.8M 0.92%
385,038
+56,395
+17% +$5.24M
TJX icon
43
TJX Companies
TJX
$174B
$37.2M 0.9%
989,482
-55,032
-5% -$2.08M
ITW icon
44
Illinois Tool Works
ITW
$82.6B
$32.2M 0.78%
263,199
-21,237
-7% -$2.57M
WRB icon
45
W.R. Berkley
WRB
$26.9B
$31.2M 0.76%
1,583,709
-140,663
-8% -$2.53M
RTX icon
46
RTX Corp
RTX
$290B
$30.2M 0.73%
438,106
-34,080
-7% -$2.26M
BRK.B icon
47
Berkshire Hathaway Class B
BRK.B
$1.1T
$29.7M 0.72%
181,983
-16,843
-8% -$2.59M
IEF icon
48
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$27.4M 0.67%
261,588
+61,837
+31% +$6.64M
TMO icon
49
Thermo Fisher Scientific
TMO
$213B
$26.1M 0.63%
184,971
-14,281
-7% -$2.11M
SLB icon
50
SLB Ltd
SLB
$73.6B
$25.7M 0.62%
306,545
-19,181
-6% -$1.57M
1
2
3 4 5

Similar funds

PCH
PGIM Custom Harvest Newark, New Jersey $6.4B AUM 18.53% 1-Year Est. Return
BFG
Bleakley Financial Group Fairfield, New Jersey $6.39B AUM 26.33% 1-Year Est. Return
GT
Glenview Trust Louisville, Kentucky $6.37B AUM 23.72% 1-Year Est. Return
BFS
Bradley Foster & Sargent Hartford, Connecticut $6.44B AUM 25.27% 1-Year Est. Return
EWM
Evercore Wealth Management New York $6.36B AUM 20.35% 1-Year Est. Return
EC
ECP ControlCo Summit, New Jersey $6.34B AUM 19.72% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
TCM
Tenor Capital Management New York $6.49B AUM 3.01% 1-Year Est. Return

Confluence Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Confluence Investment Management held 247 positions worth $4.12B, up 7.5% from $3.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management deployed $203M of net new capital in Q4 2016, opening 24 new positions and adding to 142 existing holdings. Its largest new stake was Donnelley Financial Solutions: 816,626 shares worth $18.8M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $11.4M trimmed.

  • Confluence Investment Management's largest Q4 2016 buy was Donnelley Financial Solutions: 816,626 shares worth $18.8M.
  • Confluence Investment Management added most to Allergan plc in Q4 2016, an estimated $27.7M increase.
  • Confluence Investment Management's biggest Q4 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $11.4M.
  • Confluence Investment Management fully exited Bed Bath & Beyond Inc in Q4 2016, selling an estimated $31.2M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $4.12B portfolio in Q4 2016.
  • Confluence Investment Management opened 24 new positions and closed 12 in Q4 2016.
  • Confluence Investment Management's portfolio value rose 7.5% quarter-over-quarter to $4.12B.

Based on Confluence Investment Management's 13F filing for Q4 2016, filed 14 Feb 2017.