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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+6.69%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$1.81B
AUM Growth
+$194M
Cap. Flow
+$94.1M
Cap. Flow %
5.2%
Top 10 Hldgs %
20.73%
Holding
272
New
18
Increased
142
Reduced
83
Closed
17

Top Buys

Rank Stock Value
1
NTRS icon
Northern Trust
NTRS
+$16.8M
2
CVX icon
Chevron
CVX
+$12.6M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$11.3M
4
NXPI icon
NXP Semiconductors
NXPI
+$9.92M
5
RYN icon
Rayonier
RYN
+$8.28M

Top Sells

Rank Stock Value
1
RLI icon
RLI Corp
RLI
+$21.2M
2
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$10.6M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$7.59M
4
LDR
Landauer Inc
LDR
+$7.53M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$7.53M

Sector Composition

Rank Sector Weight
1 Financials 21.26%
2 Industrials 12.98%
3 Healthcare 8.69%
4 Technology 8.3%
5 Energy 5.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
26
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$24.7M 1.37%
216,113
+40,568
+23% +$4.63M
WTW icon
27
Willis Towers Watson
WTW
$31.2B
$24.5M 1.35%
205,997
+10,459
+5% +$1.24M
MLM icon
28
Martin Marietta Materials
MLM
$31.5B
$24.2M 1.34%
242,193
+24,199
+11% +$2.38M
KMI icon
29
Kinder Morgan
KMI
$71.7B
$24.1M 1.34%
670,438
+84,462
+14% +$2.96M
POM
30
DELISTED
PEPCO HOLDINGS, INC.
POM
$22.4M 1.24%
1,168,915
+118,674
+11% +$2.25M
GGG icon
31
Graco
GGG
$12.9B
$21.5M 1.19%
825,825
+18,447
+2% +$472K
PGR icon
32
Progressive
PGR
$123B
$20.8M 1.15%
763,295
+132,565
+21% +$3.57M
PAYX icon
33
Paychex
PAYX
$41.6B
$18.5M 1.02%
406,506
+14,745
+4% +$629K
NTRS icon
34
Northern Trust
NTRS
$33.3B
$18.1M 1%
+293,257
New +$16.8M
IJK icon
35
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
$18M 1%
480,240
+312,124
+186% +$11.3M
AXP icon
36
American Express
AXP
$227B
$17.2M 0.95%
189,479
+8,148
+4% +$669K
RTX icon
37
RTX Corp
RTX
$290B
$15.2M 0.84%
212,764
+14,541
+7% +$991K
NXPI icon
38
NXP Semiconductors
NXPI
$57.8B
$15.2M 0.84%
330,615
+241,009
+269% +$9.92M
ITW icon
39
Illinois Tool Works
ITW
$82.6B
$14.2M 0.79%
169,450
+4,016
+2% +$317K
MKL icon
40
Markel Group
MKL
$23.3B
$13.8M 0.77%
23,864
+623
+3% +$338K
EXPD icon
41
Expeditors International
EXPD
$22B
$13.8M 0.76%
311,290
+29,259
+10% +$1.28M
ESRX
42
DELISTED
Express Scripts Holding Company
ESRX
$13.3M 0.74%
189,709
+6,604
+4% +$431K
TMO icon
43
Thermo Fisher Scientific
TMO
$213B
$13.1M 0.73%
117,982
-1,612
-1% -$160K
IYW icon
44
iShares US Technology ETF
IYW
$23.6B
$13.1M 0.72%
591,648
-195,096
-25% -$4.06M
SIAL
45
DELISTED
SIGMA - ALDRICH CORP
SIAL
$12.7M 0.7%
135,090
+6,335
+5% +$550K
GOOG icon
46
Alphabet (Google) Class C
GOOG
$4.36T
$12.7M 0.7%
453,493
-24,893
-5% -$629K
WRB icon
47
W.R. Berkley
WRB
$26.9B
$12.2M 0.67%
948,578
+48,668
+5% +$625K
IJJ icon
48
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$12M 0.66%
206,732
+45,832
+28% +$2.58M
LOW icon
49
Lowe's Companies
LOW
$117B
$11.7M 0.65%
236,615
+21,220
+10% +$1.03M
FCRD
50
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$11.5M 0.63%
695,030
-14,000
-2% -$228K
1
2
3 4 5

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Confluence Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Confluence Investment Management held 272 positions worth $1.81B, up 12% from $1.61B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management deployed $94.1M of net new capital in Q4 2013, opening 18 new positions and adding to 142 existing holdings. Its largest new stake was Northern Trust: 293,257 shares worth $18.1M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $7.59M trimmed.

  • Confluence Investment Management's largest Q4 2013 buy was Northern Trust: 293,257 shares worth $18.1M.
  • Confluence Investment Management added most to Chevron in Q4 2013, an estimated $12.6M increase.
  • Confluence Investment Management's biggest Q4 2013 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $7.59M.
  • Confluence Investment Management fully exited RLI Corp in Q4 2013, selling an estimated $21.2M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $1.81B portfolio in Q4 2013.
  • Confluence Investment Management opened 18 new positions and closed 17 in Q4 2013.
  • Confluence Investment Management's portfolio value rose 12% quarter-over-quarter to $1.81B.

Based on Confluence Investment Management's 13F filing for Q4 2013, filed 4 Feb 2014.