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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$1.61B
AUM Growth
+$161M
Cap. Flow
+$103M
Cap. Flow %
6.36%
Top 10 Hldgs %
20.07%
Holding
267
New
13
Increased
160
Reduced
63
Closed
13

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.8M
2
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.58M
3
PEP icon
PepsiCo
PEP
+$8.43M
4
MMM icon
3M
MMM
+$7.09M
5
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.72M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.65M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$7.45M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$5.18M
4
IAU icon
iShares Gold Trust
IAU
+$4.15M
5
LDR
Landauer Inc
LDR
+$3.79M

Sector Composition

Rank Sector Weight
1 Financials 21.28%
2 Industrials 12.44%
3 Healthcare 8.37%
4 Technology 7.63%
5 Consumer Staples 5.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLM icon
26
Martin Marietta Materials
MLM
$31.5B
$21.4M 1.33%
217,994
+20,985
+11% +$2.08M
RLI icon
27
RLI Corp
RLI
$5.62B
$21.2M 1.31%
968,516
-1,248
-0.1% -$25.6K
KMI icon
28
Kinder Morgan
KMI
$71.7B
$20.8M 1.29%
585,976
+62,095
+12% +$2.33M
GGG icon
29
Graco
GGG
$12.9B
$19.9M 1.24%
807,378
-97,020
-11% -$2.28M
LQD icon
30
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$19.9M 1.24%
175,545
+95,665
+120% +$10.8M
POM
31
DELISTED
PEPCO HOLDINGS, INC.
POM
$19.4M 1.2%
1,050,241
+120,930
+13% +$2.35M
JNK icon
32
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$18.2M 1.13%
152,003
-4,888
-3% -$584K
LLTC
33
DELISTED
Linear Technology Corp
LLTC
$17.9M 1.11%
450,760
+2,125
+0.5% +$83.9K
HYG icon
34
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$17.4M 1.08%
190,368
-1,552
-0.8% -$142K
PGR icon
35
Progressive
PGR
$123B
$17.2M 1.06%
630,730
-12,965
-2% -$336K
PAYX icon
36
Paychex
PAYX
$41.6B
$15.9M 0.99%
391,761
+3,215
+0.8% +$127K
IYW icon
37
iShares US Technology ETF
IYW
$23.6B
$15.5M 0.96%
786,744
+198,012
+34% +$3.85M
IYF icon
38
iShares US Financials ETF
IYF
$4.67B
$14.4M 0.89%
392,908
+57,080
+17% +$2.11M
AXP icon
39
American Express
AXP
$227B
$13.7M 0.85%
181,331
+36,334
+25% +$2.73M
RTX icon
40
RTX Corp
RTX
$290B
$13.4M 0.83%
198,223
+12,161
+7% +$796K
ITW icon
41
Illinois Tool Works
ITW
$82.6B
$12.6M 0.78%
165,434
+4,104
+3% +$300K
EXPD icon
42
Expeditors International
EXPD
$22B
$12.4M 0.77%
282,031
+19,486
+7% +$808K
MKL icon
43
Markel Group
MKL
$23.3B
$12M 0.75%
23,241
+3,190
+16% +$1.68M
LDR
44
DELISTED
Landauer Inc
LDR
$11.7M 0.73%
229,242
-77,934
-25% -$3.79M
PNNT
45
Pennant Park Investment Corp
PNNT
$215M
$11.6M 0.72%
1,029,494
-36,142
-3% -$412K
WRB icon
46
W.R. Berkley
WRB
$26.9B
$11.4M 0.71%
899,910
+60,561
+7% +$760K
ESRX
47
DELISTED
Express Scripts Holding Company
ESRX
$11.3M 0.7%
183,105
+10,077
+6% +$652K
WAT icon
48
Waters Corp
WAT
$37B
$11.3M 0.7%
106,114
+5,723
+6% +$587K
FCRD
49
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$11.1M 0.69%
709,030
– –
TMO icon
50
Thermo Fisher Scientific
TMO
$213B
$11M 0.68%
119,594
+3,267
+3% +$295K
1
2
3 4 5

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Confluence Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Confluence Investment Management held 267 positions worth $1.61B, up 11% from $1.45B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $103M of net new capital in Q3 2013, opening 13 new positions and adding to 160 existing holdings. Its largest new stake was iShares S&P Mid-Cap 400 Value ETF: 160,900 shares worth $8.69M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 22% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $9.65M trimmed.

  • Confluence Investment Management's largest Q3 2013 buy was iShares S&P Mid-Cap 400 Value ETF: 160,900 shares worth $8.69M.
  • Confluence Investment Management added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2013, an estimated $10.8M increase.
  • Confluence Investment Management's biggest Q3 2013 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $9.65M.
  • Confluence Investment Management fully exited iShares Gold Trust in Q3 2013, selling an estimated $4.15M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $1.61B portfolio in Q3 2013.
  • Confluence Investment Management opened 13 new positions and closed 13 in Q3 2013.
  • Confluence Investment Management's portfolio value rose 11% quarter-over-quarter to $1.61B.

Based on Confluence Investment Management's 13F filing for Q3 2013, filed 17 Oct 2013.