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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+3.47%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.79B
AUM Growth
+$86.6M
Cap. Flow
-$98.4M
Cap. Flow %
-1.45%
Top 10 Hldgs %
23.73%
Holding
330
New
25
Increased
148
Reduced
109
Closed
29

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$46.8M
2
KEYS icon
Keysight
KEYS
+$38.8M
3
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$23.4M
4
CALF icon
Pacer US Small Cap Cash Cows 100 ETF
CALF
+$22.4M
5
WEC icon
WEC Energy
WEC
+$20.7M

Top Sells

Rank Stock Value
1
SLG icon
SL Green Realty
SLG
+$70.1M
2
SCHW
Charles Schwab
SCHW
+$22.8M
3
CFR icon
Cullen/Frost Bankers
CFR
+$21.3M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$17.6M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$16.5M

Sector Composition

Rank Sector Weight
1 Financials 19.79%
2 Technology 14.56%
3 Industrials 13.42%
4 Consumer Staples 8.73%
5 Consumer Discretionary 8.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAM icon
276
Brookfield Asset Management
BAM
$83.8B
– –
-290,178
Closed -$8.32M
BMRC icon
277
Bank of Marin Bancorp
BMRC
$459M
– –
-125,665
Closed -$4.13M
CFR icon
278
Cullen/Frost Bankers
CFR
$10.2B
– –
-159,576
Closed -$21.3M
FTDR icon
279
Frontdoor
FTDR
$6.26B
– –
-491,802
Closed -$10.2M
GOOD
280
Gladstone Commercial Corp
GOOD
$627M
– –
-128,216
Closed -$2.37M
IGSB icon
281
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
– –
-109,249
Closed -$5.44M
IUSV icon
282
iShares Core S&P US Value ETF
IUSV
$27.7B
– –
-215,125
Closed -$15.2M
IVV icon
283
iShares Core S&P 500 ETF
IVV
$904B
– –
-1,134
Closed -$436K
IWD icon
284
iShares Russell 1000 Value ETF
IWD
$83.9B
– –
-59,708
Closed -$9.05M
IWN icon
285
iShares Russell 2000 Value ETF
IWN
$14.6B
– –
-12,711
Closed -$1.76M
MLN icon
286
VanEck Long Muni ETF
MLN
$683M
– –
-69,245
Closed -$1.21M
NTR icon
287
Nutrien
NTR
$30.7B
– –
-5,069
Closed -$370K
PRU icon
288
Prudential Financial
PRU
$41.8B
– –
-11,218
Closed -$1.12M
SCHW
289
Charles Schwab
SCHW
$187B
– –
-274,315
Closed -$22.8M
SCM icon
290
Stellus Capital Investment Corp
SCM
$243M
– –
-212,318
Closed -$2.81M
SLG icon
291
SL Green Realty
SLG
$3.99B
– –
-2,080,208
Closed -$70.1M
SLV icon
292
iShares Silver Trust
SLV
$30.9B
– –
-15,125
Closed -$333K
SLYV icon
293
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.08B
– –
-222,159
Closed -$16.5M
VBTX
294
DELISTED
Veritex Holdings
VBTX
– –
-161,165
Closed -$4.53M
VWO icon
295
Vanguard FTSE Emerging Markets ETF
VWO
$126B
– –
-5,909
Closed -$230K
XLP icon
296
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
– –
-37,496
Closed -$2.79M
XLV icon
297
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
– –
-37,215
Closed -$5.06M
ZROZ icon
298
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.32B
– –
-87,404
Closed -$7.63M
FCRD
299
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
– –
-160,960
Closed -$685K
ZNH
300
DELISTED
China Southern Airlines Company Limited
ZNH
– –
-8,933
Closed -$289K
8 9 10 11
12

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BFS
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TCM
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OMC
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Confluence Investment Management's Q1 2023 Portfolio in Review

As of Q1 2023, Confluence Investment Management held 330 positions worth $6.79B, up 1.3% from $6.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Confluence Investment Management's Q1 2023 filing shows 25 new, 148 increased, 109 reduced and 29 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 1,482,911 shares worth $47.6M. The largest sale was SL Green Realty, an estimated $70.1M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 22% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q1 2023 buy was State Street SPDR Portfolio Developed World ex-US ETF: 1,482,911 shares worth $47.6M.
  • Confluence Investment Management added most to EOG Resources in Q1 2023, an estimated $11.5M increase.
  • Confluence Investment Management's biggest Q1 2023 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $17.6M.
  • Confluence Investment Management fully exited SL Green Realty in Q1 2023, selling an estimated $70.1M.
  • Confluence Investment Management's ten largest holdings make up 24% of its $6.79B portfolio in Q1 2023.
  • Confluence Investment Management opened 25 new positions and closed 29 in Q1 2023.
  • Confluence Investment Management's portfolio value rose 1.3% quarter-over-quarter to $6.79B.

Based on Confluence Investment Management's 13F filing for Q1 2023, filed 4 Apr 2023.