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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+10.69%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.7B
AUM Growth
+$709M
Cap. Flow
+$121M
Cap. Flow %
1.81%
Top 10 Hldgs %
23.22%
Holding
332
New
34
Increased
114
Reduced
148
Closed
27

Top Buys

Rank Stock Value
1
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$53.9M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$42.5M
3
TROW icon
T. Rowe Price
TROW
+$41.1M
4
IBTH icon
iShares iBonds Dec 2027 Term Treasury ETF
IBTH
+$31.1M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$30.8M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$34.4M
2
WRB icon
W.R. Berkley
WRB
+$27.9M
3
MBB icon
iShares MBS ETF
MBB
+$20.5M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$19.4M
5
IBDU icon
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
+$18.1M

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Industrials 13.01%
3 Technology 12.76%
4 Consumer Discretionary 8.87%
5 Consumer Staples 8.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBD
276
DELISTED
Companhia Brasileira de Distribuicao
CBD
$150K ﹤0.01%
48,474
+17,870
+58% +$65K
EC icon
277
Ecopetrol
EC
$34.5B
$147K ﹤0.01%
14,069
-1,992
-12% -$19.4K
CF icon
278
CF Industries
CF
$17.3B
– –
-4,083
Closed -$393K
CTVA icon
279
Corteva
CTVA
$51.3B
– –
-13,328
Closed -$762K
DXJ icon
280
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
– –
-254,479
Closed -$15.7M
EMBC icon
281
Embecta
EMBC
$262M
– –
-10,330
Closed -$297K
EQT icon
282
EQT Corp
EQT
$32.3B
– –
-9,174
Closed -$374K
FBIN icon
283
Fortune Brands Innovations
FBIN
$6.06B
– –
-315,115
Closed -$14.5M
FLOT icon
284
iShares Floating Rate Bond ETF
FLOT
$10.5B
– –
-4,755
Closed -$239K
GSM icon
285
FerroAtlántica
GSM
$839M
– –
-60,412
Closed -$319K
IBDT icon
286
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.07B
– –
-502,132
Closed -$11.9M
IBDV icon
287
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
$3.3B
– –
-763,968
Closed -$15.5M
IBDW icon
288
iShares iBonds Dec 2031 Term Corporate ETF
IBDW
$2.55B
– –
-215,579
Closed -$4.21M
IBDU icon
289
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
$4.06B
– –
-829,390
Closed -$18.1M
IBTL icon
290
iShares iBonds Dec 2031 Term Treasury ETF
IBTL
$655M
– –
-117,305
Closed -$2.41M
IEF icon
291
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
– –
-358,461
Closed -$34.4M
ITM icon
292
VanEck Intermediate Muni ETF
ITM
$2.13B
– –
-20,376
Closed -$887K
MBB icon
293
iShares MBS ETF
MBB
$39.1B
– –
-223,459
Closed -$20.5M
MINT icon
294
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
– –
-2,375
Closed -$235K
NATH icon
295
Nathan's Famous
NATH
$402M
– –
-19,318
Closed -$1.23M
PPG icon
296
PPG Industries
PPG
$26.6B
– –
-136,437
Closed -$15.1M
RVNU icon
297
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$144M
– –
-150,304
Closed -$3.48M
SPTI icon
298
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
– –
-227,040
Closed -$6.39M
TFI icon
299
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
– –
-60,124
Closed -$2.65M
TLT icon
300
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
– –
-189,281
Closed -$19.4M
9 10 11
12
13

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Confluence Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Confluence Investment Management held 332 positions worth $6.7B, up 12% from $5.99B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q4 2022 filing shows 34 new, 114 increased, 148 reduced and 27 closed positions. Its largest new stake was State Street SPDR Portfolio Mortgage Backed Bond ETF: 2,496,970 shares worth $54.2M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $34.4M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Technology.

  • Confluence Investment Management's largest Q4 2022 buy was State Street SPDR Portfolio Mortgage Backed Bond ETF: 2,496,970 shares worth $54.2M.
  • Confluence Investment Management added most to T. Rowe Price in Q4 2022, an estimated $41.1M increase.
  • Confluence Investment Management's biggest Q4 2022 reduction was W.R. Berkley, cutting an estimated $27.9M.
  • Confluence Investment Management fully exited iShares 7-10 Year Treasury Bond ETF in Q4 2022, selling an estimated $34.4M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $6.7B portfolio in Q4 2022.
  • Confluence Investment Management opened 34 new positions and closed 27 in Q4 2022.
  • Confluence Investment Management's portfolio value rose 12% quarter-over-quarter to $6.7B.

Based on Confluence Investment Management's 13F filing for Q4 2022, filed 4 Jan 2023.