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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-5.38%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$5.99B
AUM Growth
-$423M
Cap. Flow
-$31.9M
Cap. Flow %
-0.53%
Top 10 Hldgs %
23.15%
Holding
324
New
14
Increased
131
Reduced
135
Closed
26

Top Buys

Rank Stock Value
1
MAS icon
Masco
MAS
+$37.3M
2
IBTK icon
iShares iBonds Dec 2030 Term Treasury ETF
IBTK
+$14.9M
3
APH icon
Amphenol
APH
+$9.75M
4
HYBB icon
iShares BB Rated Corporate Bond ETF
HYBB
+$8.75M
5
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$6.64M

Top Sells

Rank Stock Value
1
MMM icon
3M
MMM
+$56.9M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$26.7M
3
FBIN icon
Fortune Brands Innovations
FBIN
+$26.5M
4
NVS icon
Novartis
NVS
+$15.8M
5
AXTA icon
Axalta
AXTA
+$6.89M

Sector Composition

Rank Sector Weight
1 Financials 21.6%
2 Technology 12.76%
3 Industrials 12.68%
4 Consumer Staples 8.97%
5 Consumer Discretionary 8.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HON icon
276
Honeywell
HON
$78B
– –
-1,231
Closed -$202K
IBTH icon
277
iShares iBonds Dec 2027 Term Treasury ETF
IBTH
$2.28B
– –
-108,504
Closed -$2.51M
JPM icon
278
JPMorgan Chase
JPM
$950B
– –
-1,833
Closed -$206K
KB icon
279
KB Financial Group
KB
$43.5B
– –
-6,337
Closed -$236K
KMPR icon
280
Kemper
KMPR
$1.68B
– –
-4,470
Closed -$214K
LQD icon
281
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
– –
-1,900
Closed -$209K
MMM icon
282
3M
MMM
$94.3B
– –
-525,637
Closed -$56.9M
NVDA icon
283
NVIDIA
NVDA
$5.42T
– –
-18,750
Closed -$284K
NVS icon
284
Novartis
NVS
$297B
– –
-186,547
Closed -$15.8M
PAHC icon
285
Phibro Animal Health
PAHC
$1.39B
– –
-84,017
Closed -$1.61M
SA
286
Seabridge Gold
SA
$3.35B
– –
-23,094
Closed -$287K
SHM icon
287
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
– –
-14,849
Closed -$702K
SPDW icon
288
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.7B
– –
-927,175
Closed -$26.7M
TECK icon
289
Teck Resources
TECK
$32.6B
– –
-13,021
Closed -$398K
THR
290
DELISTED
Thermon Group Holdings
THR
– –
-308,469
Closed -$4.33M
IBMK
291
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
– –
-16,182
Closed -$419K
SNP
292
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
– –
-4,474
Closed -$200K
NTUS
293
DELISTED
Natus Medical Inc
NTUS
– –
-167,040
Closed -$5.47M
NP
294
DELISTED
Neenah, Inc. Common Stock
NP
– –
-103,473
Closed -$3.53M
8 9 10 11
12

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Confluence Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Confluence Investment Management held 324 positions worth $5.99B, down 6.6% from $6.42B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q3 2022 filing shows 14 new, 131 increased, 135 reduced and 26 closed positions. Its largest new stake was Masco: 716,048 shares worth $33.4M. The largest sale was 3M, an estimated $56.9M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q3 2022 buy was Masco: 716,048 shares worth $33.4M.
  • Confluence Investment Management added most to iShares iBonds Dec 2030 Term Treasury ETF in Q3 2022, an estimated $14.9M increase.
  • Confluence Investment Management's biggest Q3 2022 reduction was Fortune Brands Innovations, cutting an estimated $26.5M.
  • Confluence Investment Management fully exited 3M in Q3 2022, selling an estimated $56.9M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $5.99B portfolio in Q3 2022.
  • Confluence Investment Management opened 14 new positions and closed 26 in Q3 2022.
  • Confluence Investment Management's portfolio value fell 6.6% quarter-over-quarter to $5.99B.

Based on Confluence Investment Management's 13F filing for Q3 2022, filed 3 Oct 2022.