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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-11.32%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$5.32B
AUM Growth
-$550M
Cap. Flow
+$176M
Cap. Flow %
3.32%
Top 10 Hldgs %
22.95%
Holding
335
New
25
Increased
116
Reduced
146
Closed
31

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$117M
2
TIF
Tiffany & Co.
TIF
+$50.4M
3
FTDR icon
Frontdoor
FTDR
+$42.7M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$31M
5
BR icon
Broadridge
BR
+$28.2M

Top Sells

Rank Stock Value
1
PX
Praxair Inc
PX
+$122M
2
AGN
Allergan plc
AGN
+$30.3M
3
AXP icon
American Express
AXP
+$27.1M
4
PGR icon
Progressive
PGR
+$23.2M
5
MTSC
MTS Systems Corp
MTSC
+$15.8M

Sector Composition

Rank Sector Weight
1 Financials 18.6%
2 Technology 12.07%
3 Healthcare 10.51%
4 Industrials 10.37%
5 Consumer Staples 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSX icon
276
Phillips 66
PSX
$81.7B
$216K ﹤0.01%
+2,502
New +$244K
OR icon
277
OR Royalties Inc
OR
$6.14B
$191K ﹤0.01%
21,752
-121
-0.6% -$948
SLV icon
278
iShares Silver Trust
SLV
$30.6B
$168K ﹤0.01%
11,602
+54
+0.5% +$738
HCAP
279
DELISTED
Harvest Capital Credit Corporation
HCAP
$168K ﹤0.01%
16,699
– –
IBN icon
280
ICICI Bank
IBN
$108B
$142K ﹤0.01%
+13,784
New +$130K
MBT
281
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$105K ﹤0.01%
14,959
-889
-6% -$6.95K
FSM icon
282
Fortuna Silver Mines
FSM
$3.04B
$73K ﹤0.01%
20,088
+81
+0.4% +$299
ACWX icon
283
iShares MSCI ACWI ex US ETF
ACWX
$11.8B
– –
-107,002
Closed -$5.1M
ALGN icon
284
Align Technology
ALGN
$12.2B
– –
-1,300
Closed -$509K
ASTE icon
285
Astec Industries
ASTE
$1.02B
– –
-81,610
Closed -$4.11M
DLN icon
286
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
– –
-5,448
Closed -$260K
FSK icon
287
FS KKR Capital
FSK
$3.43B
– –
-145,108
Closed -$4.09M
IEMG icon
288
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
– –
-79,876
Closed -$4.14M
IQ icon
289
iQIYI
IQ
$1.27B
– –
-8,217
Closed -$222K
JD icon
290
JD.com
JD
$44.5B
– –
-9,652
Closed -$252K
KMB icon
291
Kimberly-Clark
KMB
$36.4B
– –
-2,053
Closed -$233K
KO icon
292
Coca-Cola
KO
$375B
– –
-8,290
Closed -$383K
LRCX icon
293
Lam Research
LRCX
$386B
– –
-20,860
Closed -$316K
NOAH
294
Noah Holdings
NOAH
$598M
– –
-5,944
Closed -$250K
NVDA icon
295
NVIDIA
NVDA
$5.38T
– –
-62,880
Closed -$442K
PR
296
Permian Resources
PR
$17B
– –
-9,531
Closed -$208K
USB icon
297
US Bancorp
USB
$99.6B
– –
-5,536
Closed -$292K
VMC icon
298
Vulcan Materials
VMC
$36.9B
– –
-1,886
Closed -$210K
WB icon
299
Weibo
WB
$1.95B
– –
-3,918
Closed -$287K
WFC icon
300
Wells Fargo
WFC
$263B
– –
-4,023
Closed -$211K
9 10 11
12
13

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EWM
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TCM
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OMC
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Confluence Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Confluence Investment Management held 335 positions worth $5.32B, down 9.4% from $5.87B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management deployed $176M of net new capital in Q4 2018, opening 25 new positions and adding to 116 existing holdings. Its largest new stake was Linde: 739,906 shares worth $115M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, down from 20% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Allergan plc, an estimated $30.3M trimmed.

  • Confluence Investment Management's largest Q4 2018 buy was Linde: 739,906 shares worth $115M.
  • Confluence Investment Management added most to iShares Core S&P US Value ETF in Q4 2018, an estimated $31M increase.
  • Confluence Investment Management's biggest Q4 2018 reduction was Allergan plc, cutting an estimated $30.3M.
  • Confluence Investment Management fully exited Praxair Inc in Q4 2018, selling an estimated $122M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $5.32B portfolio in Q4 2018.
  • Confluence Investment Management opened 25 new positions and closed 31 in Q4 2018.
  • Confluence Investment Management's portfolio value fell 9.4% quarter-over-quarter to $5.32B.

Based on Confluence Investment Management's 13F filing for Q4 2018, filed 4 Jan 2019.