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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+3.53%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$5.87B
AUM Growth
+$177M
Cap. Flow
+$16.1M
Cap. Flow %
0.27%
Top 10 Hldgs %
23.22%
Holding
335
New
23
Increased
116
Reduced
146
Closed
25

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$109M
2
BN icon
Brookfield
BN
+$17.2M
3
WY icon
Weyerhaeuser
WY
+$12.7M
4
BSCL
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
+$7.46M
5
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$7.28M

Top Sells

Rank Stock Value
1
BR icon
Broadridge
BR
+$27.9M
2
SYK icon
Stryker
SYK
+$22.5M
3
GSK icon
GSK
GSK
+$22.2M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$18.5M
5
BKI
Black Knight, Inc. Common Stock
BKI
+$14.7M

Sector Composition

Rank Sector Weight
1 Financials 19.89%
2 Technology 12.11%
3 Healthcare 11.45%
4 Industrials 10.33%
5 Consumer Staples 8.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
276
iShares Russell 2000 ETF
IWM
$83B
$211K ﹤0.01%
+1,254
New +$212K
WFC icon
277
Wells Fargo
WFC
$264B
$211K ﹤0.01%
4,023
+23
+0.6% +$1.31K
VMC icon
278
Vulcan Materials
VMC
$36.9B
$210K ﹤0.01%
1,886
-83
-4% -$9.63K
PR
279
Permian Resources
PR
$16.9B
$208K ﹤0.01%
+9,531
New +$179K
GWPH
280
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$206K ﹤0.01%
+1,195
New +$172K
ZNH
281
DELISTED
China Southern Airlines Company Limited
ZNH
$203K ﹤0.01%
6,324
+235
+4% +$7.92K
HCAP
282
DELISTED
Harvest Capital Credit Corporation
HCAP
$183K ﹤0.01%
16,699
– –
OR icon
283
OR Royalties Inc
OR
$6.2B
$166K ﹤0.01%
21,873
-725
-3% -$6.2K
SLV icon
284
iShares Silver Trust
SLV
$30.7B
$159K ﹤0.01%
11,548
-328
-3% -$4.62K
MBT
285
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$135K ﹤0.01%
15,848
+605
+4% +$5K
FSM icon
286
Fortuna Silver Mines
FSM
$3.07B
$87K ﹤0.01%
20,007
-898
-4% -$4.4K
AMZN icon
287
Amazon
AMZN
$2.96T
– –
-2,940
Closed -$250K
AVGO icon
288
Broadcom
AVGO
$2.04T
– –
-14,550
Closed -$353K
AVNS
289
DELISTED
Avanos Medical
AVNS
– –
-108,381
Closed -$6.21M
EWJ icon
290
iShares MSCI Japan ETF
EWJ
$23B
– –
-27,575
Closed -$1.6M
EWY icon
291
iShares MSCI South Korea ETF
EWY
$24.1B
– –
-4,758
Closed -$322K
EXPO icon
292
Exponent
EXPO
$3.24B
– –
-38,301
Closed -$1.85M
FCX icon
293
Freeport-McMoran
FCX
$97.5B
– –
-10,152
Closed -$175K
HCA icon
294
HCA Healthcare
HCA
$89.5B
– –
-2,755
Closed -$283K
IGIB icon
295
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
– –
-137,320
Closed -$7.29M
IT icon
296
Gartner
IT
$11.7B
– –
-7,565
Closed -$1M
PCH
297
DELISTED
PotlatchDeltic
PCH
– –
-4,643
Closed -$236K
RMR icon
298
The RMR Group
RMR
$332M
– –
-78,320
Closed -$6.14M
SAM icon
299
Boston Beer
SAM
$1.92B
– –
-22,510
Closed -$6.75M
SAN icon
300
Banco Santander
SAN
$210B
– –
-189,932
Closed -$972K
9 10 11
12
13

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Confluence Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Confluence Investment Management held 335 positions worth $5.87B, up 3.1% from $5.69B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q3 2018 filing shows 23 new, 116 increased, 146 reduced and 25 closed positions. Its largest new stake was Brookfield: 1,128,689 shares worth $17.9M. The largest sale was Broadridge, an estimated $27.9M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 20% a quarter earlier, followed by Technology and Healthcare.

  • Confluence Investment Management's largest Q3 2018 buy was Brookfield: 1,128,689 shares worth $17.9M.
  • Confluence Investment Management added most to NXP Semiconductors in Q3 2018, an estimated $109M increase.
  • Confluence Investment Management's biggest Q3 2018 reduction was Broadridge, cutting an estimated $27.9M.
  • Confluence Investment Management fully exited Discovery, Inc. Series C Common Stock in Q3 2018, selling an estimated $18.5M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $5.87B portfolio in Q3 2018.
  • Confluence Investment Management opened 23 new positions and closed 25 in Q3 2018.
  • Confluence Investment Management's portfolio value rose 3.1% quarter-over-quarter to $5.87B.

Based on Confluence Investment Management's 13F filing for Q3 2018, filed 25 Oct 2018.