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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$7.13B
AUM Growth
-$398M
Cap. Flow
-$289M
Cap. Flow %
-4.05%
Top 10 Hldgs %
20.62%
Holding
310
New
8
Increased
136
Reduced
141
Closed
11

Top Buys

Rank Stock Value
1
BIPC icon
Brookfield Infrastructure
BIPC
+$44.8M
2
MBB icon
iShares MBS ETF
MBB
+$17.7M
3
KDP icon
Keurig Dr Pepper
KDP
+$12.9M
4
SLG icon
SL Green Realty
SLG
+$9.06M
5
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$8.33M

Top Sells

Rank Stock Value
1
LIN icon
Linde
LIN
+$38.1M
2
CRL icon
Charles River Laboratories
CRL
+$24.9M
3
PEP icon
PepsiCo
PEP
+$16.5M
4
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$11.5M
5
GGG icon
Graco
GGG
+$11.2M

Sector Composition

Rank Sector Weight
1 Financials 18.7%
2 Industrials 13.71%
3 Technology 13.44%
4 Consumer Discretionary 9.7%
5 Consumer Staples 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCCO icon
251
Southern Copper
SCCO
$166B
$276K ﹤0.01%
5,307
-153
-3% -$8.86K
RGLD icon
252
Royal Gold
RGLD
$19.5B
$272K ﹤0.01%
2,851
-79
-3% -$8.85K
XEC
253
DELISTED
CIMAREX ENERGY CO
XEC
$269K ﹤0.01%
3,089
-114
-4% -$7.91K
EC icon
254
Ecopetrol
EC
$34.5B
$268K ﹤0.01%
18,643
+187
+1% +$2.54K
SNP
255
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$267K ﹤0.01%
5,426
+56
+1% +$2.67K
B
256
Barrick Mining
B
$73.2B
$263K ﹤0.01%
14,579
-322
-2% -$6.46K
ASAI
257
DELISTED
Sendas Distribuidora S.A. American Depositary Share (each representing five common shares)
ASAI
$262K ﹤0.01%
15,020
+70
+0.5% +$1.19K
HON icon
258
Honeywell
HON
$78B
$250K ﹤0.01%
1,252
– –
GBIL icon
259
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$249K ﹤0.01%
2,493
– –
PYPL icon
260
PayPal
PYPL
$50.5B
$248K ﹤0.01%
953
-244
-20% -$69.2K
FLOT icon
261
iShares Floating Rate Bond ETF
FLOT
$10.5B
$242K ﹤0.01%
4,755
– –
GFI icon
262
Gold Fields
GFI
$36.5B
$241K ﹤0.01%
29,676
+270
+0.9% +$2.42K
PAAS icon
263
Pan American Silver
PAAS
$21.6B
$238K ﹤0.01%
10,242
-215
-2% -$5.62K
SA
264
Seabridge Gold
SA
$3.35B
$230K ﹤0.01%
14,861
-463
-3% -$8.02K
SILV
265
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$230K ﹤0.01%
32,999
-1,177
-3% -$9.29K
GLD icon
266
SPDR Gold Trust
GLD
$142B
$224K ﹤0.01%
1,365
– –
GDS icon
267
GDS Holdings
GDS
$6.41B
$221K ﹤0.01%
3,900
+43
+1% +$2.65K
EQX icon
268
Equinox Gold
EQX
$13.5B
$214K ﹤0.01%
32,424
-810
-2% -$5.45K
AMZN icon
269
Amazon
AMZN
$2.96T
$210K ﹤0.01%
1,280
– –
EOG icon
270
EOG Resources
EOG
$70.7B
$208K ﹤0.01%
2,591
-93
-3% -$6.78K
AG icon
271
First Majestic Silver
AG
$9.07B
$189K ﹤0.01%
16,758
-461
-3% -$5.95K
CBD
272
DELISTED
Companhia Brasileira de Distribuicao
CBD
$168K ﹤0.01%
35,629
+186
+0.5% +$1.1K
FSM icon
273
Fortuna Silver Mines
FSM
$3.07B
$127K ﹤0.01%
32,363
-472
-1% -$2.11K
IGLB icon
274
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.8B
– –
-58,866
Closed -$4.13M
LQD icon
275
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
– –
-28,937
Closed -$3.89M
8 9 10
11
12

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BFS
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Confluence Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Confluence Investment Management held 310 positions worth $7.13B, down 5.3% from $7.52B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management withdrew a net $289M in Q3 2021, closing 11 positions and reducing 141 holdings. Its most notable exit was Invesco BulletShares 2024 Corporate Bond ETF, an estimated $11.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Industrials and Technology.

Against the trend, Confluence Investment Management opened a new position in Keurig Dr Pepper worth $12.6M.

  • Confluence Investment Management's largest Q3 2021 buy was Keurig Dr Pepper: 367,980 shares worth $12.6M.
  • Confluence Investment Management added most to Brookfield Infrastructure in Q3 2021, an estimated $44.8M increase.
  • Confluence Investment Management's biggest Q3 2021 reduction was Linde, cutting an estimated $38.1M.
  • Confluence Investment Management fully exited Invesco BulletShares 2024 Corporate Bond ETF in Q3 2021, selling an estimated $11.5M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $7.13B portfolio in Q3 2021.
  • Confluence Investment Management opened 8 new positions and closed 11 in Q3 2021.
  • Confluence Investment Management's portfolio value fell 5.3% quarter-over-quarter to $7.13B.

Based on Confluence Investment Management's 13F filing for Q3 2021, filed 4 Oct 2021.