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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.32%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.15B
AUM Growth
+$158M
Cap. Flow
-$124M
Cap. Flow %
-2.02%
Top 10 Hldgs %
22.76%
Holding
304
New
13
Increased
79
Reduced
173
Closed
11

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$71.9M
2
IBDV icon
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
+$17.6M
3
DNB
Dun & Bradstreet
DNB
+$14.7M
4
IBDU icon
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
+$8.8M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$7.12M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$49.4M
2
IBDD
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
+$14.5M
3
TMO icon
Thermo Fisher Scientific
TMO
+$11.8M
4
FAST icon
Fastenal
FAST
+$10.8M
5
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$10.4M

Sector Composition

Rank Sector Weight
1 Financials 17.52%
2 Industrials 14.75%
3 Technology 13.2%
4 Consumer Discretionary 8.31%
5 Consumer Staples 8.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KB icon
251
KB Financial Group
KB
$43.5B
$245K ﹤0.01%
7,640
– –
GLD icon
252
SPDR Gold Trust
GLD
$142B
$242K ﹤0.01%
1,365
-151
-10% -$27.1K
AXP icon
253
American Express
AXP
$230B
$241K ﹤0.01%
2,400
– –
FLOT icon
254
iShares Floating Rate Bond ETF
FLOT
$10.5B
$241K ﹤0.01%
4,755
– –
BAC icon
255
Bank of America
BAC
$442B
$240K ﹤0.01%
9,956
– –
TTE icon
256
TotalEnergies
TTE
$190B
$235K ﹤0.01%
6,861
-407
-6% -$15.5K
SNP
257
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$230K ﹤0.01%
5,687
– –
SILV
258
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$228K ﹤0.01%
26,911
-6,593
-20% -$62.4K
TSLA icon
259
Tesla
TSLA
$1.3T
$225K ﹤0.01%
+1,575
New +$186K
CEO
260
DELISTED
CNOOC Limited
CEO
$222K ﹤0.01%
2,308
– –
CTRA
261
DELISTED
Coterra Energy
CTRA
$215K ﹤0.01%
+12,395
New +$232K
HYMB icon
262
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$215K ﹤0.01%
+7,564
New +$216K
HON icon
263
Honeywell
HON
$78B
$200K ﹤0.01%
+1,292
New +$192K
CBD
264
DELISTED
Companhia Brasileira de Distribuicao
CBD
$194K ﹤0.01%
15,732
– –
EC icon
265
Ecopetrol
EC
$34.5B
$185K ﹤0.01%
18,846
– –
OR icon
266
OR Royalties Inc
OR
$6.2B
$182K ﹤0.01%
15,415
-93
-0.6% -$1.08K
CCJ icon
267
Cameco
CCJ
$42.4B
$168K ﹤0.01%
16,599
-64
-0.4% -$693
IBN icon
268
ICICI Bank
IBN
$108B
$132K ﹤0.01%
13,460
– –
BAP icon
269
Credicorp
BAP
$30.7B
– –
-1,507
Closed -$201K
FMX icon
270
Fomento Económico Mexicano
FMX
$41.7B
– –
-3,412
Closed -$212K
IGLB icon
271
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.8B
– –
-43,293
Closed -$3.03M
SPHQ icon
272
Invesco S&P 500 Quality ETF
SPHQ
$19.7B
– –
-221,844
Closed -$7.86M
TECK icon
273
Teck Resources
TECK
$32.6B
– –
-14,701
Closed -$153K
TLH icon
274
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
– –
-3,477
Closed -$582K
TWO
275
Two Harbors Investment
TWO
$1.27B
– –
-83,737
Closed -$1.69M
8 9 10
11
12

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Confluence Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Confluence Investment Management held 304 positions worth $6.15B, up 2.6% from $5.99B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q3 2020 filing shows 13 new, 79 increased, 173 reduced and 11 closed positions. Its largest new stake was iShares iBonds Dec 2030 Term Corporate ETF: 681,796 shares worth $17.6M. The largest sale was Microsoft, an estimated $49.4M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Industrials and Technology.

  • Confluence Investment Management's largest Q3 2020 buy was iShares iBonds Dec 2030 Term Corporate ETF: 681,796 shares worth $17.6M.
  • Confluence Investment Management added most to Cisco in Q3 2020, an estimated $71.9M increase.
  • Confluence Investment Management's biggest Q3 2020 reduction was Microsoft, cutting an estimated $49.4M.
  • Confluence Investment Management fully exited iShares iBonds Mar 2023 Term Corporate ETF in Q3 2020, selling an estimated $14.5M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $6.15B portfolio in Q3 2020.
  • Confluence Investment Management opened 13 new positions and closed 11 in Q3 2020.
  • Confluence Investment Management's portfolio value rose 2.6% quarter-over-quarter to $6.15B.

Based on Confluence Investment Management's 13F filing for Q3 2020, filed 19 Oct 2020.