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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.25B
AUM Growth
-$164M
Cap. Flow
-$62.8M
Cap. Flow %
-1%
Top 10 Hldgs %
22.34%
Holding
302
New
16
Increased
148
Reduced
111
Closed
11

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$14.3M
2
MA icon
Mastercard
MA
+$11.9M
3
IBCD
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
+$9.42M
4
DD icon
DuPont de Nemours
DD
+$8.37M
5
SLB icon
SLB Ltd
SLB
+$6.54M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$46.3M
2
DAL icon
Delta Air Lines
DAL
+$13.1M
3
RMAX icon
RE/MAX Holdings
RMAX
+$12.9M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$10.5M
5
HCSG icon
Healthcare Services Group
HCSG
+$5.54M

Sector Composition

Rank Sector Weight
1 Financials 20.35%
2 Technology 13.18%
3 Industrials 11.37%
4 Materials 8.29%
5 Consumer Staples 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WNS
251
DELISTED
WNS Holdings
WNS
$262K ﹤0.01%
4,422
-442
-9% -$27.5K
WF icon
252
Woori Financial
WF
$17.5B
$261K ﹤0.01%
+7,106
New +$218K
MS icon
253
Morgan Stanley
MS
$338B
$245K ﹤0.01%
5,583
– –
FLOT icon
254
iShares Floating Rate Bond ETF
FLOT
$10.3B
$242K ﹤0.01%
4,755
– –
MINT icon
255
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$242K ﹤0.01%
2,375
-4,916
-67% -$500K
CXO
256
DELISTED
CONCHO RESOURCES INC.
CXO
$237K ﹤0.01%
+2,293
New +$165K
SQM icon
257
Sociedad Química y Minera de Chile
SQM
$20.5B
$228K ﹤0.01%
+7,342
New +$193K
LRCX icon
258
Lam Research
LRCX
$388B
$222K ﹤0.01%
11,830
– –
MOS icon
259
The Mosaic Company
MOS
$7.43B
$215K ﹤0.01%
+8,579
New +$170K
XEC
260
DELISTED
CIMAREX ENERGY CO
XEC
$212K ﹤0.01%
+3,581
New +$167K
GLD icon
261
SPDR Gold Trust
GLD
$141B
$210K ﹤0.01%
1,576
-268
-15% -$37.5K
PXD
262
DELISTED
Pioneer Natural Resource Co.
PXD
$209K ﹤0.01%
+1,356
New +$181K
SAND
263
DELISTED
Sandstorm Gold
SAND
$206K ﹤0.01%
37,108
+9,466
+34% +$61.6K
KL
264
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$202K ﹤0.01%
4,699
-24,766
-84% -$1.1M
CCJ icon
265
Cameco
CCJ
$42B
$199K ﹤0.01%
18,574
+4,701
+34% +$43.5K
PAAS icon
266
Pan American Silver
PAAS
$21.4B
$188K ﹤0.01%
14,571
+3,606
+33% +$66.8K
IBN icon
267
ICICI Bank
IBN
$108B
$176K ﹤0.01%
13,968
+216
+2% +$2.93K
SA
268
Seabridge Gold
SA
$3.34B
$176K ﹤0.01%
12,984
+2,983
+30% +$37.8K
MAG
269
DELISTED
MAG Silver
MAG
$146K ﹤0.01%
13,865
+3,537
+34% +$36.5K
BCSF icon
270
Bain Capital Specialty
BCSF
$850M
– –
-101,733
Closed -$1.89M
CSX icon
271
CSX Corp
CSX
$93.3B
– –
-9,000
Closed -$208K
GBIL icon
272
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.58B
– –
-4,986
Closed -$500K
HCSG icon
273
Healthcare Services Group
HCSG
$1.55B
– –
-228,239
Closed -$5.54M
IBMO icon
274
iShares iBonds Dec 2026 Term Muni Bond ETF
IBMO
$576M
– –
-138,027
Closed -$3.58M
IBMP icon
275
iShares iBonds Dec 2027 Term Muni Bond ETF
IBMP
$654M
– –
-175,509
Closed -$4.57M
8 9 10
11
12

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Confluence Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Confluence Investment Management held 302 positions worth $6.25B, down 2.6% from $6.41B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management's Q4 2019 filing shows 16 new, 148 increased, 111 reduced and 11 closed positions. Its largest new stake was iShares iBonds Mar 2020 Term Corporate ex-Financials ETF: 383,223 shares worth $9.43M. The largest sale was Tiffany & Co., an estimated $46.3M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 21% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q4 2019 buy was iShares iBonds Mar 2020 Term Corporate ex-Financials ETF: 383,223 shares worth $9.43M.
  • Confluence Investment Management added most to Starbucks in Q4 2019, an estimated $14.3M increase.
  • Confluence Investment Management's biggest Q4 2019 reduction was Tiffany & Co., cutting an estimated $46.3M.
  • Confluence Investment Management fully exited Healthcare Services Group in Q4 2019, selling an estimated $5.54M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $6.25B portfolio in Q4 2019.
  • Confluence Investment Management opened 16 new positions and closed 11 in Q4 2019.
  • Confluence Investment Management's portfolio value fell 2.6% quarter-over-quarter to $6.25B.

Based on Confluence Investment Management's 13F filing for Q4 2019, filed 29 Jan 2020.