We are live on ! Find out more
CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.41B
AUM Growth
+$164M
Cap. Flow
+$44.5M
Cap. Flow %
0.69%
Top 10 Hldgs %
22.62%
Holding
302
New
11
Increased
110
Reduced
149
Closed
16

Top Buys

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$35.3M
2
DAL icon
Delta Air Lines
DAL
+$13.9M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$10.6M
4
RMAX icon
RE/MAX Holdings
RMAX
+$10.2M
5
HCSG icon
Healthcare Services Group
HCSG
+$5.76M

Top Sells

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$15.5M
2
MA icon
Mastercard
MA
+$11.6M
3
IBCD
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
+$9.43M
4
DD icon
DuPont de Nemours
DD
+$8.88M
5
SLB icon
SLB Ltd
SLB
+$6.69M

Sector Composition

Rank Sector Weight
1 Financials 20.52%
2 Technology 13.13%
3 Industrials 11.43%
4 Materials 7.97%
5 Consumer Staples 7.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLOT icon
251
iShares Floating Rate Bond ETF
FLOT
$10.3B
$242K ﹤0.01%
4,755
– –
MS icon
252
Morgan Stanley
MS
$340B
$238K ﹤0.01%
5,583
– –
CHL
253
DELISTED
China Mobile Limited
CHL
$236K ﹤0.01%
5,699
-273
-5% -$11.6K
KB icon
254
KB Financial Group
KB
$43.5B
$235K ﹤0.01%
6,585
-369
-5% -$13K
TME icon
255
Tencent Music
TME
$15.6B
$221K ﹤0.01%
17,335
-810
-4% -$11.4K
CSX icon
256
CSX Corp
CSX
$93.1B
$208K ﹤0.01%
+9,000
New +$210K
WFC icon
257
Wells Fargo
WFC
$264B
$202K ﹤0.01%
+4,000
New +$188K
PAAS icon
258
Pan American Silver
PAAS
$21.6B
$172K ﹤0.01%
10,965
-3,606
-25% -$58.4K
IBN icon
259
ICICI Bank
IBN
$108B
$168K ﹤0.01%
13,752
-216
-2% -$2.53K
SAND
260
DELISTED
Sandstorm Gold
SAND
$156K ﹤0.01%
27,642
-9,466
-26% -$57.6K
CCJ icon
261
Cameco
CCJ
$42.4B
$132K ﹤0.01%
13,873
-4,701
-25% -$44.1K
SA
262
Seabridge Gold
SA
$3.35B
$127K ﹤0.01%
10,001
-2,983
-23% -$42.4K
MAG
263
DELISTED
MAG Silver
MAG
$110K ﹤0.01%
10,328
-3,537
-26% -$40.9K
ALC icon
264
Alcon
ALC
$35B
– –
-32,186
Closed -$2M
ING icon
265
ING
ING
$102B
– –
-45,424
Closed -$526K
IUSV icon
266
iShares Core S&P US Value ETF
IUSV
$27.7B
– –
-32,167
Closed -$1.82M
IX icon
267
ORIX
IX
$43.5B
– –
-35,055
Closed -$525K
LQD icon
268
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
– –
-4,449
Closed -$553K
MOS icon
269
The Mosaic Company
MOS
$7.33B
– –
-8,579
Closed -$215K
SQM icon
270
Sociedad Química y Minera de Chile
SQM
$20.6B
– –
-7,342
Closed -$228K
TECK icon
271
Teck Resources
TECK
$32.6B
– –
-38,485
Closed -$887K
TLH icon
272
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
– –
-4,844
Closed -$693K
WF icon
273
Woori Financial
WF
$17.6B
– –
-7,106
Closed -$261K
PXD
274
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-1,356
Closed -$209K
XEC
275
DELISTED
CIMAREX ENERGY CO
XEC
– –
-3,581
Closed -$212K
8 9 10
11
12

Similar funds

PCH
PGIM Custom Harvest Newark, New Jersey $6.4B AUM 18.53% 1-Year Est. Return
GT
Glenview Trust Louisville, Kentucky $6.37B AUM 23.72% 1-Year Est. Return
BFS
Bradley Foster & Sargent Hartford, Connecticut $6.44B AUM 25.27% 1-Year Est. Return
EWM
Evercore Wealth Management New York $6.36B AUM 20.35% 1-Year Est. Return
EC
ECP ControlCo Summit, New Jersey $6.34B AUM 19.72% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
TCM
Tenor Capital Management New York $6.49B AUM 3% 1-Year Est. Return
OMC
Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Confluence Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Confluence Investment Management held 302 positions worth $6.41B, up 2.6% from $6.25B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q3 2019 filing shows 11 new, 110 increased, 149 reduced and 16 closed positions. Its largest new stake was Healthcare Services Group: 228,239 shares worth $5.54M. The largest sale was Starbucks, an estimated $15.5M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 20% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q3 2019 buy was Healthcare Services Group: 228,239 shares worth $5.54M.
  • Confluence Investment Management added most to Tiffany & Co. in Q3 2019, an estimated $35.3M increase.
  • Confluence Investment Management's biggest Q3 2019 reduction was Starbucks, cutting an estimated $15.5M.
  • Confluence Investment Management fully exited iShares iBonds Mar 2020 Term Corporate ex-Financials ETF in Q3 2019, selling an estimated $9.43M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $6.41B portfolio in Q3 2019.
  • Confluence Investment Management opened 11 new positions and closed 16 in Q3 2019.
  • Confluence Investment Management's portfolio value rose 2.6% quarter-over-quarter to $6.41B.

Based on Confluence Investment Management's 13F filing for Q3 2019, filed 15 Oct 2019.