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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+4.55%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$2.45B
AUM Growth
+$212M
Cap. Flow
+$128M
Cap. Flow %
5.23%
Top 10 Hldgs %
19.97%
Holding
274
New
17
Increased
162
Reduced
55
Closed
28

Top Buys

Rank Stock Value
1
LLTC
Linear Technology Corp
LLTC
+$10.4M
2
FNF icon
Fidelity National Financial
FNF
+$10.4M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$7.32M
4
PAYX icon
Paychex
PAYX
+$6.83M
5
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.03M

Top Sells

Rank Stock Value
1
RYAM icon
Rayonier Advanced Materials
RYAM
+$17.4M
2
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$7.06M
3
CHRW icon
C.H. Robinson
CHRW
+$5.12M
4
GBDC icon
Golub Capital BDC
GBDC
+$3.82M
5
SNBR
Sleep Number
SNBR
+$3.72M

Sector Composition

Rank Sector Weight
1 Financials 19.31%
2 Industrials 14.5%
3 Healthcare 9.03%
4 Technology 7.87%
5 Consumer Discretionary 7.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGK icon
251
Vanguard FTSE Europe ETF
VGK
$31.1B
– –
-31,666
Closed -$1.75M
XLB icon
252
State Street Materials Select Sector SPDR ETF
XLB
$8.53B
– –
-128,430
Closed -$3.18M
XOP icon
253
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.53B
– –
-815
Closed -$224K
AUY
254
DELISTED
Yamana Gold, Inc.
AUY
– –
-35,728
Closed -$214K
CLR
255
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-5,356
Closed -$356K
FNFV
256
DELISTED
Fidelity Natl Financial, Inc.
FNFV
– –
-172,935
Closed -$1.81M
ROC
257
DELISTED
ROCKWOOD HLDGS INC
ROC
– –
-4,562
Closed -$349K
TAM
258
DELISTED
TAMINCO CORP COM
TAM
– –
-72,068
Closed -$1.88M
KMP
259
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
– –
-2,423
Closed -$226K
OHAI
260
DELISTED
OHA Investment Corporation
OHAI
– –
-130,146
Closed -$804K
EXXI
261
DELISTED
ENERGY XXI LTD COM SHS
EXXI
– –
-18,016
Closed -$204K
WLL
262
DELISTED
Whiting Petroleum Corporation
WLL
– –
-16
Closed -$373K
7 8 9 10
11

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EWM
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Confluence Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, Confluence Investment Management held 274 positions worth $2.45B, up 9.4% from $2.24B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $128M of net new capital in Q4 2014, opening 17 new positions and adding to 162 existing holdings. Its largest new stake was iShares Core S&P US Value ETF: 98,370 shares worth $4.48M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $7.06M trimmed.

  • Confluence Investment Management's largest Q4 2014 buy was iShares Core S&P US Value ETF: 98,370 shares worth $4.48M.
  • Confluence Investment Management added most to Linear Technology Corp in Q4 2014, an estimated $10.4M increase.
  • Confluence Investment Management's biggest Q4 2014 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $7.06M.
  • Confluence Investment Management fully exited Rayonier Advanced Materials in Q4 2014, selling an estimated $17.4M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $2.45B portfolio in Q4 2014.
  • Confluence Investment Management opened 17 new positions and closed 28 in Q4 2014.
  • Confluence Investment Management's portfolio value rose 9.4% quarter-over-quarter to $2.45B.

Based on Confluence Investment Management's 13F filing for Q4 2014, filed 29 Jan 2015.