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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+1.07%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$1.97B
AUM Growth
+$167M
Cap. Flow
+$152M
Cap. Flow %
7.7%
Top 10 Hldgs %
20.31%
Holding
277
New
22
Increased
140
Reduced
75
Closed
25

Top Buys

Rank Stock Value
1
DLR icon
Digital Realty Trust
DLR
+$27.4M
2
CL icon
Colgate-Palmolive
CL
+$14.5M
3
MAT icon
Mattel
MAT
+$14.3M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$10.9M
5
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$8.44M

Top Sells

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$21.4M
2
IYW icon
iShares US Technology ETF
IYW
+$5.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.14M
4
LMT icon
Lockheed Martin
LMT
+$5.05M
5
BR icon
Broadridge
BR
+$4.79M

Sector Composition

Rank Sector Weight
1 Financials 19.94%
2 Industrials 12.5%
3 Healthcare 8.94%
4 Technology 7.72%
5 Real Estate 6.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWJ icon
251
iShares MSCI Japan ETF
EWJ
$22.5B
– –
-5,681
Closed -$276K
EZU icon
252
iShare MSCI Eurozone ETF
EZU
$9.84B
– –
-10,066
Closed -$417K
GE icon
253
GE Aerospace
GE
$389B
– –
-2,328
Closed -$313K
IUSV icon
254
iShares Core S&P US Value ETF
IUSV
$27.5B
– –
-10,053
Closed -$414K
JEF icon
255
Jefferies Financial Group
JEF
$13B
– –
-11,219
Closed -$285K
JPM icon
256
JPMorgan Chase
JPM
$947B
– –
-4,279
Closed -$250K
MOS icon
257
The Mosaic Company
MOS
$7.46B
– –
-12,669
Closed -$599K
NPO icon
258
Enpro
NPO
$7.12B
– –
-41,029
Closed -$2.37M
PALL icon
259
abrdn Physical Palladium Shares ETF
PALL
$662M
– –
-35,830
Closed -$499K
PPLT
260
abrdn Physical Platinum Shares ETF
PPLT
$1.99B
– –
-82,460
Closed -$1.1M
SM icon
261
SM Energy
SM
$6.88B
– –
-4,047
Closed -$336K
SPTI icon
262
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
– –
-15,026
Closed -$444K
SQM icon
263
Sociedad Química y Minera de Chile
SQM
$20.7B
– –
-12,453
Closed -$314K
VCSH icon
264
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
– –
-24,544
Closed -$1.96M
VWO icon
265
Vanguard FTSE Emerging Markets ETF
VWO
$123B
– –
-6,311
Closed -$260K
WTI icon
266
W&T Offshore
WTI
$504M
– –
-19,841
Closed -$317K
XOP icon
267
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.52B
– –
-770
Closed -$211K
YCS icon
268
ProShares UltraShort Yen
YCS
$29.6M
– –
-13,232
Closed -$235K
SWN
269
DELISTED
Southwestern Energy Company
SWN
– –
-13,486
Closed -$530K
RDS.A
270
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-7,672
Closed -$511K
AGU
271
DELISTED
Agrium
AGU
– –
-3,913
Closed -$358K
NATL
272
DELISTED
National Interstate Corporation
NATL
– –
-50,392
Closed -$1.16M
FULL
273
DELISTED
Full Circle Capital Corporation
FULL
– –
-215,559
Closed -$1.52M
MCF
274
DELISTED
Contango Oil & Gas Co.
MCF
– –
-8,992
Closed -$425K
7 8 9 10
11

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GT
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BFS
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EWM
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EC
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HI
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TCM
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Confluence Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, Confluence Investment Management held 277 positions worth $1.97B, up 9.2% from $1.81B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $152M of net new capital in Q1 2014, opening 22 new positions and adding to 140 existing holdings. Its largest new stake was Digital Realty Trust: 526,885 shares worth $28M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Vanguard Real Estate ETF, an estimated $21.4M trimmed.

  • Confluence Investment Management's largest Q1 2014 buy was Digital Realty Trust: 526,885 shares worth $28M.
  • Confluence Investment Management added most to Colgate-Palmolive in Q1 2014, an estimated $14.5M increase.
  • Confluence Investment Management's biggest Q1 2014 reduction was Vanguard Real Estate ETF, cutting an estimated $21.4M.
  • Confluence Investment Management fully exited Automatic Data Processing in Q1 2014, selling an estimated $4.62M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $1.97B portfolio in Q1 2014.
  • Confluence Investment Management opened 22 new positions and closed 25 in Q1 2014.
  • Confluence Investment Management's portfolio value rose 9.2% quarter-over-quarter to $1.97B.

Based on Confluence Investment Management's 13F filing for Q1 2014, filed 7 May 2014.