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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-3.69%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.46B
AUM Growth
-$403M
Cap. Flow
-$92M
Cap. Flow %
-1.42%
Top 10 Hldgs %
23.62%
Holding
314
New
16
Increased
58
Reduced
189
Closed
24

Top Buys

Rank Stock Value
1
XONE icon
BondBloxx Bloomberg One Year Target Duration US Treasury ETF
XONE
+$30.7M
2
WRB icon
W.R. Berkley
WRB
+$21.5M
3
KEYS icon
Keysight
KEYS
+$18.1M
4
TTC icon
Toro Company
TTC
+$14.1M
5
FLJP icon
Franklin FTSE Japan ETF
FLJP
+$8.62M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$26M
2
RTX icon
RTX Corp
RTX
+$19.6M
3
ADI icon
Analog Devices
ADI
+$19.2M
4
NXPI icon
NXP Semiconductors
NXPI
+$17.4M
5
LESL icon
Leslie's
LESL
+$15.1M

Sector Composition

Rank Sector Weight
1 Financials 20.58%
2 Technology 14.24%
3 Industrials 13.09%
4 Consumer Discretionary 8.61%
5 Consumer Staples 8.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UEC icon
226
Uranium Energy
UEC
$5.57B
$414K 0.01%
80,432
-548
-0.7% -$2.23K
AR icon
227
Antero Resources
AR
$10.7B
$413K 0.01%
16,258
-78
-0.5% -$2.01K
DNN icon
228
Denison Mines
DNN
$2.91B
$399K 0.01%
241,748
-2,375
-1% -$3.29K
MMYT icon
229
MakeMyTrip
MMYT
$5.64B
$396K 0.01%
9,772
-1,240
-11% -$43K
BHP icon
230
BHP
BHP
$230B
$383K 0.01%
6,731
-14
-0.2% -$818
GOOGL icon
231
Alphabet (Google) Class A
GOOGL
$4.33T
$382K 0.01%
2,918
-86
-3% -$11.1K
SA
232
Seabridge Gold
SA
$3.35B
$366K 0.01%
34,674
-94
-0.3% -$1.11K
NVDA icon
233
NVIDIA
NVDA
$5.42T
$364K 0.01%
8,360
-1,090
-12% -$48.8K
AXP icon
234
American Express
AXP
$230B
$358K 0.01%
2,400
– –
MTRN icon
235
Materion
MTRN
$6.04B
$348K 0.01%
3,417
-38
-1% -$4.15K
MOS icon
236
The Mosaic Company
MOS
$7.33B
$347K 0.01%
9,751
– –
FMX icon
237
Fomento Económico Mexicano
FMX
$41.7B
$346K 0.01%
3,168
-273
-8% -$30.3K
NEM icon
238
Newmont
NEM
$119B
$335K 0.01%
9,065
– –
B
239
Barrick Mining
B
$73.2B
$335K 0.01%
23,010
-123
-0.5% -$2.02K
IBML
240
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$310K ﹤0.01%
12,126
– –
IBMR icon
241
iShares iBonds Dec 2029 Term Muni Bond ETF
IBMR
$471M
$308K ﹤0.01%
+12,887
New +$317K
IBMO icon
242
iShares iBonds Dec 2026 Term Muni Bond ETF
IBMO
$569M
$302K ﹤0.01%
12,186
-94,169
-89% -$2.36M
MELI icon
243
Mercado Libre
MELI
$92.3B
$302K ﹤0.01%
238
-31
-12% -$39.4K
IBMP icon
244
iShares iBonds Dec 2027 Term Muni Bond ETF
IBMP
$658M
$299K ﹤0.01%
12,232
-94,379
-89% -$2.35M
IBMQ icon
245
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$662M
$298K ﹤0.01%
12,189
– –
BSMT icon
246
Invesco BulletShares 2029 Municipal Bond ETF
BSMT
$283M
$295K ﹤0.01%
13,345
– –
BSMU icon
247
Invesco BulletShares 2030 Municipal Bond ETF
BSMU
$276M
$294K ﹤0.01%
14,061
+23
+0.2% +$498
BSMV icon
248
Invesco BulletShares 2031 Municipal Bond ETF
BSMV
$188M
$292K ﹤0.01%
14,617
+24
+0.2% +$499
SQM icon
249
Sociedad Química y Minera de Chile
SQM
$20.6B
$263K ﹤0.01%
4,409
– –
AA icon
250
Alcoa
AA
$13.2B
$257K ﹤0.01%
8,859
– –
8 9
10
11 12

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Confluence Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Confluence Investment Management held 314 positions worth $6.46B, down 5.9% from $6.86B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Confluence Investment Management's Q3 2023 filing shows 16 new, 58 increased, 189 reduced and 24 closed positions. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 617,601 shares worth $30.7M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $26M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 19% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q3 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 617,601 shares worth $30.7M.
  • Confluence Investment Management added most to W.R. Berkley in Q3 2023, an estimated $21.5M increase.
  • Confluence Investment Management's biggest Q3 2023 reduction was RTX Corp, cutting an estimated $19.6M.
  • Confluence Investment Management fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2023, selling an estimated $26M.
  • Confluence Investment Management's ten largest holdings make up 24% of its $6.46B portfolio in Q3 2023.
  • Confluence Investment Management opened 16 new positions and closed 24 in Q3 2023.
  • Confluence Investment Management's portfolio value fell 5.9% quarter-over-quarter to $6.46B.

Based on Confluence Investment Management's 13F filing for Q3 2023, filed 10 Oct 2023.