We are live on ! Find out more
CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+10.69%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.7B
AUM Growth
+$709M
Cap. Flow
+$121M
Cap. Flow %
1.81%
Top 10 Hldgs %
23.22%
Holding
332
New
34
Increased
114
Reduced
148
Closed
27

Top Buys

Rank Stock Value
1
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$53.9M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$42.5M
3
TROW icon
T. Rowe Price
TROW
+$41.1M
4
IBTH icon
iShares iBonds Dec 2027 Term Treasury ETF
IBTH
+$31.1M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$30.8M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$34.4M
2
WRB icon
W.R. Berkley
WRB
+$27.9M
3
MBB icon
iShares MBS ETF
MBB
+$20.5M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$19.4M
5
IBDU icon
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
+$18.1M

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Industrials 13.01%
3 Technology 12.76%
4 Consumer Discretionary 8.87%
5 Consumer Staples 8.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAE icon
226
CAE Inc. Common Shares
CAE
$8.74B
$460K 0.01%
23,801
-68
-0.3% -$1.31K
RGLD icon
227
Royal Gold
RGLD
$19.5B
$457K 0.01%
4,052
+44
+1% +$4.53K
PFX icon
228
PhenixFIN
PFX
$90M
$453K 0.01%
14,551
– –
CTRA
229
DELISTED
Coterra Energy
CTRA
$442K 0.01%
17,975
+115
+0.6% +$3.17K
PAAS icon
230
Pan American Silver
PAAS
$21.6B
$441K 0.01%
+26,985
New +$432K
SCCO icon
231
Southern Copper
SCCO
$166B
$437K 0.01%
7,802
+180
+2% +$9.19K
IVV icon
232
iShares Core S&P 500 ETF
IVV
$904B
$436K 0.01%
+1,134
New +$438K
FCX icon
233
Freeport-McMoran
FCX
$97.5B
$427K 0.01%
11,250
+311
+3% +$10.9K
MTRN icon
234
Materion
MTRN
$6.04B
$423K 0.01%
4,835
+124
+3% +$10.1K
AA icon
235
Alcoa
AA
$13.2B
$389K 0.01%
8,552
+155
+2% +$6.75K
B
236
Barrick Mining
B
$73.2B
$387K 0.01%
22,528
+886
+4% +$14.1K
NTR icon
237
Nutrien
NTR
$30.7B
$370K 0.01%
5,069
+218
+4% +$17.2K
AXP icon
238
American Express
AXP
$230B
$358K 0.01%
2,421
+21
+0.9% +$3.11K
ALB icon
239
Albemarle
ALB
$15.5B
$353K 0.01%
1,626
+52
+3% +$13.9K
SQM icon
240
Sociedad Química y Minera de Chile
SQM
$20.6B
$339K 0.01%
4,248
+157
+4% +$14.5K
HDB icon
241
HDFC Bank
HDB
$121B
$335K 0.01%
9,788
-294
-3% -$9.54K
SLV icon
242
iShares Silver Trust
SLV
$30.9B
$333K 0.01%
+15,125
New +$296K
VIST icon
243
Vista Energy
VIST
$7.32B
$324K ﹤0.01%
20,661
-485
-2% -$6.36K
SWN
244
DELISTED
Southwestern Energy Company
SWN
$317K ﹤0.01%
+54,224
New +$356K
SHOP icon
245
Shopify
SHOP
$195B
$311K ﹤0.01%
8,955
+230
+3% +$7.85K
UEC icon
246
Uranium Energy
UEC
$5.57B
$309K ﹤0.01%
79,628
+2,130
+3% +$8.09K
COST icon
247
Costco
COST
$420B
$308K ﹤0.01%
674
– –
IBN icon
248
ICICI Bank
IBN
$108B
$305K ﹤0.01%
13,941
-238
-2% -$5.3K
ZTO icon
249
ZTO Express
ZTO
$17.9B
$302K ﹤0.01%
11,253
-165
-1% -$3.79K
MMYT icon
250
MakeMyTrip
MMYT
$5.64B
$297K ﹤0.01%
10,785
+369
+4% +$10.6K
8 9
10
11 12

Similar funds

PCH
PGIM Custom Harvest Newark, New Jersey $6.4B AUM 18.53% 1-Year Est. Return
GT
Glenview Trust Louisville, Kentucky $6.37B AUM 23.72% 1-Year Est. Return
BFS
Bradley Foster & Sargent Hartford, Connecticut $6.44B AUM 25.27% 1-Year Est. Return
EWM
Evercore Wealth Management New York $6.36B AUM 20.35% 1-Year Est. Return
EC
ECP ControlCo Summit, New Jersey $6.34B AUM 19.72% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
TCM
Tenor Capital Management New York $6.49B AUM 3% 1-Year Est. Return
OMC
Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Confluence Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Confluence Investment Management held 332 positions worth $6.7B, up 12% from $5.99B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q4 2022 filing shows 34 new, 114 increased, 148 reduced and 27 closed positions. Its largest new stake was State Street SPDR Portfolio Mortgage Backed Bond ETF: 2,496,970 shares worth $54.2M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $34.4M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Technology.

  • Confluence Investment Management's largest Q4 2022 buy was State Street SPDR Portfolio Mortgage Backed Bond ETF: 2,496,970 shares worth $54.2M.
  • Confluence Investment Management added most to T. Rowe Price in Q4 2022, an estimated $41.1M increase.
  • Confluence Investment Management's biggest Q4 2022 reduction was W.R. Berkley, cutting an estimated $27.9M.
  • Confluence Investment Management fully exited iShares 7-10 Year Treasury Bond ETF in Q4 2022, selling an estimated $34.4M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $6.7B portfolio in Q4 2022.
  • Confluence Investment Management opened 34 new positions and closed 27 in Q4 2022.
  • Confluence Investment Management's portfolio value rose 12% quarter-over-quarter to $6.7B.

Based on Confluence Investment Management's 13F filing for Q4 2022, filed 4 Jan 2023.