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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$7.13B
AUM Growth
-$398M
Cap. Flow
-$289M
Cap. Flow %
-4.05%
Top 10 Hldgs %
20.62%
Holding
310
New
8
Increased
136
Reduced
141
Closed
11

Top Buys

Rank Stock Value
1
BIPC icon
Brookfield Infrastructure
BIPC
+$44.8M
2
MBB icon
iShares MBS ETF
MBB
+$17.7M
3
KDP icon
Keurig Dr Pepper
KDP
+$12.9M
4
SLG icon
SL Green Realty
SLG
+$9.06M
5
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$8.33M

Top Sells

Rank Stock Value
1
LIN icon
Linde
LIN
+$38.1M
2
CRL icon
Charles River Laboratories
CRL
+$24.9M
3
PEP icon
PepsiCo
PEP
+$16.5M
4
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$11.5M
5
GGG icon
Graco
GGG
+$11.2M

Sector Composition

Rank Sector Weight
1 Financials 18.7%
2 Industrials 13.71%
3 Technology 13.44%
4 Consumer Discretionary 9.7%
5 Consumer Staples 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
226
Alibaba
BABA
$308B
$444K 0.01%
3,000
-3,960
-57% -$720K
V icon
227
Visa
V
$677B
$423K 0.01%
1,901
+11
+0.6% +$2.58K
JAZZ icon
228
Jazz Pharmaceuticals
JAZZ
$16.7B
$414K 0.01%
3,178
+84
+3% +$12.7K
SUNS
229
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$404K 0.01%
26,101
+7,677
+42% +$120K
AXP icon
230
American Express
AXP
$230B
$402K 0.01%
2,400
– –
MFIC icon
231
MidCap Financial Investment
MFIC
$804M
$378K 0.01%
29,140
+669
+2% +$9.11K
AAPL icon
232
Apple
AAPL
$4.57T
$374K 0.01%
2,644
+150
+6% +$22.1K
WNS
233
DELISTED
WNS Holdings
WNS
$365K 0.01%
4,462
+31
+0.7% +$2.53K
COST icon
234
Costco
COST
$420B
$354K 0.01%
788
-22
-3% -$9.67K
MMYT icon
235
MakeMyTrip
MMYT
$5.64B
$354K 0.01%
+13,019
New +$352K
YUMC icon
236
Yum China
YUMC
$16.3B
$350K ﹤0.01%
6,026
+40
+0.7% +$2.46K
KB icon
237
KB Financial Group
KB
$43.5B
$341K ﹤0.01%
7,337
+55
+0.8% +$2.49K
RDY icon
238
Dr. Reddy's Laboratories
RDY
$10.2B
$336K ﹤0.01%
25,755
+200
+0.8% +$2.67K
IBN icon
239
ICICI Bank
IBN
$108B
$332K ﹤0.01%
17,575
+5,126
+41% +$96.1K
CLF icon
240
Cleveland-Cliffs
CLF
$6.99B
$328K ﹤0.01%
16,545
-745
-4% -$17K
ZNH
241
DELISTED
China Southern Airlines Company Limited
ZNH
$320K ﹤0.01%
11,486
+93
+0.8% +$2.62K
GSM icon
242
FerroAtlántica
GSM
$839M
$319K ﹤0.01%
36,657
-1,284
-3% -$8.75K
TECK icon
243
Teck Resources
TECK
$32.6B
$308K ﹤0.01%
12,379
-438
-3% -$10K
JPM icon
244
JPMorgan Chase
JPM
$950B
$305K ﹤0.01%
1,863
+78
+4% +$12.2K
FCX icon
245
Freeport-McMoran
FCX
$97.5B
$304K ﹤0.01%
9,342
-272
-3% -$9.58K
KMPR icon
246
Kemper
KMPR
$1.68B
$299K ﹤0.01%
4,470
– –
AA icon
247
Alcoa
AA
$13.2B
$291K ﹤0.01%
5,948
-189
-3% -$7.99K
FMX icon
248
Fomento Económico Mexicano
FMX
$41.7B
$291K ﹤0.01%
3,354
+30
+0.9% +$2.58K
PKX icon
249
POSCO
PKX
$17.5B
$284K ﹤0.01%
4,122
+32
+0.8% +$2.36K
BIDU icon
250
Baidu
BIDU
$37.2B
$280K ﹤0.01%
1,818
+15
+0.8% +$2.46K
8 9
10
11 12

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Confluence Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Confluence Investment Management held 310 positions worth $7.13B, down 5.3% from $7.52B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management withdrew a net $289M in Q3 2021, closing 11 positions and reducing 141 holdings. Its most notable exit was Invesco BulletShares 2024 Corporate Bond ETF, an estimated $11.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Industrials and Technology.

Against the trend, Confluence Investment Management opened a new position in Keurig Dr Pepper worth $12.6M.

  • Confluence Investment Management's largest Q3 2021 buy was Keurig Dr Pepper: 367,980 shares worth $12.6M.
  • Confluence Investment Management added most to Brookfield Infrastructure in Q3 2021, an estimated $44.8M increase.
  • Confluence Investment Management's biggest Q3 2021 reduction was Linde, cutting an estimated $38.1M.
  • Confluence Investment Management fully exited Invesco BulletShares 2024 Corporate Bond ETF in Q3 2021, selling an estimated $11.5M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $7.13B portfolio in Q3 2021.
  • Confluence Investment Management opened 8 new positions and closed 11 in Q3 2021.
  • Confluence Investment Management's portfolio value fell 5.3% quarter-over-quarter to $7.13B.

Based on Confluence Investment Management's 13F filing for Q3 2021, filed 4 Oct 2021.