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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$5.48B
AUM Growth
+$255M
Cap. Flow
+$3.7M
Cap. Flow %
0.07%
Top 10 Hldgs %
23.21%
Holding
249
New
10
Increased
133
Reduced
87
Closed
8

Top Buys

Rank Stock Value
1
BKI
Black Knight, Inc. Common Stock
BKI
+$54.6M
2
AXTA icon
Axalta
AXTA
+$43.1M
3
ACN icon
Accenture
ACN
+$16.3M
4
DD icon
DuPont de Nemours
DD
+$7.41M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.61M

Top Sells

Rank Stock Value
1
ABCO
Advisory Board Co
ABCO
+$46.6M
2
FNF icon
Fidelity National Financial
FNF
+$32.3M
3
ESRX
Express Scripts Holding Company
ESRX
+$24M
4
ROST icon
Ross Stores
ROST
+$16.7M
5
GSK icon
GSK
GSK
+$15.2M

Sector Composition

Rank Sector Weight
1 Financials 21.07%
2 Industrials 11.97%
3 Healthcare 10.44%
4 Technology 9.69%
5 Consumer Staples 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITM icon
226
VanEck Intermediate Muni ETF
ITM
$2.14B
$228K ﹤0.01%
+4,733
New +$228K
MDY icon
227
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
$209K ﹤0.01%
606
-32
-5% -$10.8K
LLY icon
228
Eli Lilly
LLY
$1,000B
$207K ﹤0.01%
2,449
– –
SLV icon
229
iShares Silver Trust
SLV
$28B
$195K ﹤0.01%
12,221
-686
-5% -$10.8K
SA
230
Seabridge Gold
SA
$2.84B
$183K ﹤0.01%
16,206
-992
-6% -$11.8K
HCAP
231
DELISTED
Harvest Capital Credit Corporation
HCAP
$183K ﹤0.01%
16,699
– –
SWN
232
DELISTED
Southwestern Energy Company
SWN
$176K ﹤0.01%
31,558
-3,311
-9% -$19.2K
BIZD icon
233
VanEck BDC Income ETF
BIZD
$1.62B
$175K ﹤0.01%
+10,517
New +$180K
CCJ icon
234
Cameco
CCJ
$39.1B
$141K ﹤0.01%
15,295
-1,118
-7% -$10.5K
FSM icon
235
Fortuna Silver Mines
FSM
$2.63B
$113K ﹤0.01%
21,672
-1,620
-7% -$7.3K
AG icon
236
First Majestic Silver
AG
$7.74B
$109K ﹤0.01%
16,186
-905
-5% -$6.25K
IDU icon
237
iShares US Utilities ETF
IDU
$1.42B
– –
-19,202
Closed -$1.28M
IWP icon
238
iShares Russell Mid-Cap Growth ETF
IWP
$20.1B
– –
-8,910
Closed -$504K
LRFC
239
DELISTED
Logan Ridge Finance Corp
LRFC
– –
-27,319
Closed -$1.56M
NEE icon
240
NextEra Energy
NEE
$181B
– –
-5,652
Closed -$207K
QCOM icon
241
Qualcomm
QCOM
$159B
– –
-10,504
Closed -$545K
ROST icon
242
Ross Stores
ROST
$81.1B
– –
-258,288
Closed -$16.7M
ESRX
243
DELISTED
Express Scripts Holding Company
ESRX
– –
-378,856
Closed -$24M
ABCO
244
DELISTED
Advisory Board Co
ABCO
– –
-868,951
Closed -$46.6M
6 7 8 9
10

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BFG
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GT
Glenview Trust Louisville, Kentucky $6.37B AUM 23.72% 1-Year Est. Return
BFS
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EWM
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EC
ECP ControlCo Summit, New Jersey $6.34B AUM 19.72% 1-Year Est. Return
HI
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TCM
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Confluence Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, Confluence Investment Management held 249 positions worth $5.48B, up 4.9% from $5.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q4 2017 filing shows 10 new, 133 increased, 87 reduced and 8 closed positions. Its largest new stake was iShares Core S&P US Value ETF: 122,980 shares worth $6.81M. The largest sale was Advisory Board Co, an estimated $46.6M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 22% a quarter earlier, followed by Industrials and Healthcare.

  • Confluence Investment Management's largest Q4 2017 buy was iShares Core S&P US Value ETF: 122,980 shares worth $6.81M.
  • Confluence Investment Management added most to Black Knight, Inc. Common Stock in Q4 2017, an estimated $54.6M increase.
  • Confluence Investment Management's biggest Q4 2017 reduction was Fidelity National Financial, cutting an estimated $32.3M.
  • Confluence Investment Management fully exited Advisory Board Co in Q4 2017, selling an estimated $46.6M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $5.48B portfolio in Q4 2017.
  • Confluence Investment Management opened 10 new positions and closed 8 in Q4 2017.
  • Confluence Investment Management's portfolio value rose 4.9% quarter-over-quarter to $5.48B.

Based on Confluence Investment Management's 13F filing for Q4 2017, filed 8 Jan 2018.