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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.68%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$4.12B
AUM Growth
+$288M
Cap. Flow
+$203M
Cap. Flow %
4.93%
Top 10 Hldgs %
21.54%
Holding
247
New
24
Increased
142
Reduced
55
Closed
12

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$27.7M
2
DFIN icon
Donnelley Financial Solutions
DFIN
+$17.3M
3
DEO icon
Diageo
DEO
+$12.6M
4
PAYX icon
Paychex
PAYX
+$12.5M
5
MAT icon
Mattel
MAT
+$12.5M

Top Sells

Rank Stock Value
1
BBBY
Bed Bath & Beyond Inc
BBBY
+$31.2M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$11.4M
3
BRO icon
Brown & Brown
BRO
+$6.82M
4
KSS icon
Kohl's
KSS
+$6.69M
5
RMAX icon
RE/MAX Holdings
RMAX
+$6.58M

Sector Composition

Rank Sector Weight
1 Financials 21.24%
2 Industrials 12.47%
3 Healthcare 10.72%
4 Technology 9.67%
5 Consumer Staples 8.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC icon
226
Wells Fargo
WFC
$265B
$227K 0.01%
+4,111
New +$207K
PM icon
227
Philip Morris
PM
$293B
$221K 0.01%
+2,413
New +$224K
AAPL icon
228
Apple
AAPL
$4.56T
$201K ﹤0.01%
+6,944
New +$197K
KO icon
229
Coca-Cola
KO
$374B
$201K ﹤0.01%
4,850
+89
+2% +$3.7K
SAND
230
DELISTED
Sandstorm Gold
SAND
$178K ﹤0.01%
45,521
+172
+0.4% +$720
CCJ icon
231
Cameco
CCJ
$40.8B
$129K ﹤0.01%
+12,339
New +$111K
AA icon
232
Alcoa
AA
$12.5B
– –
-10,364
Closed -$253K
AG icon
233
First Majestic Silver
AG
$8.52B
– –
-10,342
Closed -$107K
FYC icon
234
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.31B
– –
-5,955
Closed -$201K
IEI icon
235
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
– –
-32,815
Closed -$4.15M
LSTR icon
236
Landstar System
LSTR
$6.01B
– –
-25,288
Closed -$1.72M
PCH
237
DELISTED
PotlatchDeltic
PCH
– –
-5,972
Closed -$232K
SLV icon
238
iShares Silver Trust
SLV
$29.8B
– –
-13,727
Closed -$250K
BBBY
239
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-723,309
Closed -$31.2M
DGAZ
240
DELISTED
VelocityShares 3x Inverse Natural Gas ETN linked to the S&P GSCI Natural Gas Index Excess Return
DGAZ
– –
-113
Closed -$69K
NATL
241
DELISTED
National Interstate Corporation
NATL
– –
-43,778
Closed -$1.42M
ACAS
242
DELISTED
American Capital Ltd
ACAS
– –
-347,780
Closed -$5.88M
PNY
243
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
– –
-6,581
Closed -$395K
6 7 8 9
10

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BFS
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EWM
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EC
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Confluence Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Confluence Investment Management held 247 positions worth $4.12B, up 7.5% from $3.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management deployed $203M of net new capital in Q4 2016, opening 24 new positions and adding to 142 existing holdings. Its largest new stake was Donnelley Financial Solutions: 816,626 shares worth $18.8M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $11.4M trimmed.

  • Confluence Investment Management's largest Q4 2016 buy was Donnelley Financial Solutions: 816,626 shares worth $18.8M.
  • Confluence Investment Management added most to Allergan plc in Q4 2016, an estimated $27.7M increase.
  • Confluence Investment Management's biggest Q4 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $11.4M.
  • Confluence Investment Management fully exited Bed Bath & Beyond Inc in Q4 2016, selling an estimated $31.2M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $4.12B portfolio in Q4 2016.
  • Confluence Investment Management opened 24 new positions and closed 12 in Q4 2016.
  • Confluence Investment Management's portfolio value rose 7.5% quarter-over-quarter to $4.12B.

Based on Confluence Investment Management's 13F filing for Q4 2016, filed 14 Feb 2017.