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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.65%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$3.83B
AUM Growth
+$196M
Cap. Flow
+$121M
Cap. Flow %
3.16%
Top 10 Hldgs %
20.72%
Holding
240
New
10
Increased
140
Reduced
61
Closed
17

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$33.3M
2
AGN
Allergan plc
AGN
+$27.9M
3
FAST icon
Fastenal
FAST
+$15.3M
4
LOW icon
Lowe's Companies
LOW
+$13M
5
PGR icon
Progressive
PGR
+$12.5M

Top Sells

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$22.1M
2
CVX icon
Chevron
CVX
+$18.4M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$17M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$15M
5
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$9.36M

Sector Composition

Rank Sector Weight
1 Financials 20.58%
2 Industrials 11.93%
3 Healthcare 10.91%
4 Technology 9.14%
5 Consumer Staples 9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDU icon
226
iShares US Utilities ETF
IDU
$1.39B
– –
-60,900
Closed -$4M
IVW icon
227
iShares S&P 500 Growth ETF
IVW
$77B
– –
-12,700
Closed -$370K
IWF icon
228
iShares Russell 1000 Growth ETF
IWF
$127B
– –
-10,464
Closed -$263K
LQD icon
229
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
– –
-25,049
Closed -$3.07M
OCSL icon
230
Oaktree Specialty Lending
OCSL
$1.12B
– –
-15,637
Closed -$228K
UNG icon
231
United States Natural Gas Fund
UNG
$450M
– –
-873
Closed -$121K
VCIT icon
232
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
– –
-10,180
Closed -$910K
WFC icon
233
Wells Fargo
WFC
$265B
– –
-466,500
Closed -$22.1M
FEIC
234
DELISTED
FEI COMPANY
FEIC
– –
-32,619
Closed -$3.49M
HTS
235
DELISTED
HATTERAS FINANCIAL CORP
HTS
– –
-95,677
Closed -$1.57M
6 7 8 9
10

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Confluence Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Confluence Investment Management held 240 positions worth $3.83B, up 5.4% from $3.64B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management deployed $121M of net new capital in Q3 2016, opening 10 new positions and adding to 140 existing holdings. Its largest new stake was Allergan plc: 114,238 shares worth $26.3M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Chevron, an estimated $18.4M trimmed.

  • Confluence Investment Management's largest Q3 2016 buy was Allergan plc: 114,238 shares worth $26.3M.
  • Confluence Investment Management added most to NXP Semiconductors in Q3 2016, an estimated $33.3M increase.
  • Confluence Investment Management's biggest Q3 2016 reduction was Chevron, cutting an estimated $18.4M.
  • Confluence Investment Management fully exited Wells Fargo in Q3 2016, selling an estimated $22.1M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $3.83B portfolio in Q3 2016.
  • Confluence Investment Management opened 10 new positions and closed 17 in Q3 2016.
  • Confluence Investment Management's portfolio value rose 5.4% quarter-over-quarter to $3.83B.

Based on Confluence Investment Management's 13F filing for Q3 2016, filed 4 Nov 2016.