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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.35%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$3.06B
AUM Growth
+$315M
Cap. Flow
+$204M
Cap. Flow %
6.66%
Top 10 Hldgs %
19.94%
Holding
257
New
19
Increased
159
Reduced
59
Closed
9

Top Buys

Rank Stock Value
1
CB icon
Chubb
CB
+$43.6M
2
KSS icon
Kohl's
KSS
+$11.4M
3
KMI icon
Kinder Morgan
KMI
+$10.1M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.66M
5
FNF icon
Fidelity National Financial
FNF
+$5.8M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.74M
2
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$2.95M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.69M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.69M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.14M

Sector Composition

Rank Sector Weight
1 Financials 22.37%
2 Industrials 12.44%
3 Healthcare 10.14%
4 Consumer Staples 8.69%
5 Technology 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PII icon
226
Polaris
PII
$3.99B
$228K 0.01%
+2,658
New +$282K
FNK icon
227
First Trust Mid Cap Value AlphaDEX Fund
FNK
$230M
$222K 0.01%
8,387
+692
+9% +$19.4K
PXD
228
DELISTED
Pioneer Natural Resource Co.
PXD
$221K 0.01%
1,765
-38
-2% -$5.22K
CF icon
229
CF Industries
CF
$17.7B
$208K 0.01%
5,092
+66
+1% +$3.11K
VMC icon
230
Vulcan Materials
VMC
$36.5B
$204K 0.01%
+2,151
New +$208K
FMC icon
231
FMC
FMC
$1.32B
$203K 0.01%
+5,993
New +$205K
LLY icon
232
Eli Lilly
LLY
$1.06T
$202K 0.01%
2,400
– –
VGK icon
233
Vanguard FTSE Europe ETF
VGK
$31.1B
$202K 0.01%
+4,050
New +$207K
ACSF
234
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$173K 0.01%
17,588
-33,145
-65% -$354K
SAND
235
DELISTED
Sandstorm Gold
SAND
$148K ﹤0.01%
56,210
-991
-2% -$2.71K
EWJ icon
236
iShares MSCI Japan ETF
EWJ
$22.5B
$130K ﹤0.01%
+2,687
New +$132K
SA
237
Seabridge Gold
SA
$3.12B
$97K ﹤0.01%
11,712
-339
-3% -$2.66K
EGO icon
238
Eldorado Gold
EGO
$9.37B
$82K ﹤0.01%
5,513
-99
-2% -$1.67K
CMP icon
239
Compass Minerals
CMP
$1.08B
– –
-3,557
Closed -$279K
RGLD icon
240
Royal Gold
RGLD
$18.5B
– –
-4,525
Closed -$213K
RLI icon
241
RLI Corp
RLI
$5.91B
– –
-71,082
Closed -$1.9M
RWR icon
242
State Street SPDR Dow Jones REIT ETF
RWR
$1.96B
– –
-34,286
Closed -$2.95M
TROX icon
243
Tronox
TROX
$1.11B
– –
-13,405
Closed -$59K
XLB icon
244
State Street Materials Select Sector SPDR ETF
XLB
$8.55B
– –
-25,954
Closed -$518K
RBY
245
DELISTED
RUBICON MENERALS CORP (F)
RBY
– –
-204,234
Closed -$149K
DDC
246
DELISTED
Dominion Diamond Corporation
DDC
– –
-16,370
Closed -$175K
6 7 8 9
10

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GT
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BFS
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EWM
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EC
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HI
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TCM
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OMC
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Confluence Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Confluence Investment Management held 257 positions worth $3.06B, up 12% from $2.74B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $204M of net new capital in Q4 2015, opening 19 new positions and adding to 159 existing holdings. Its largest new stake was Goldman Sachs BDC: 134,915 shares worth $2.56M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $8.74M trimmed.

  • Confluence Investment Management's largest Q4 2015 buy was Goldman Sachs BDC: 134,915 shares worth $2.56M.
  • Confluence Investment Management added most to Chubb in Q4 2015, an estimated $43.6M increase.
  • Confluence Investment Management's biggest Q4 2015 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $8.74M.
  • Confluence Investment Management fully exited State Street SPDR Dow Jones REIT ETF in Q4 2015, selling an estimated $2.95M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $3.06B portfolio in Q4 2015.
  • Confluence Investment Management opened 19 new positions and closed 9 in Q4 2015.
  • Confluence Investment Management's portfolio value rose 12% quarter-over-quarter to $3.06B.

Based on Confluence Investment Management's 13F filing for Q4 2015, filed 3 Feb 2016.