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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-4.96%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$2.74B
AUM Growth
-$5.34M
Cap. Flow
+$159M
Cap. Flow %
5.79%
Top 10 Hldgs %
19.7%
Holding
255
New
14
Increased
152
Reduced
63
Closed
17

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$48.6M
2
DEO icon
Diageo
DEO
+$14.3M
3
PAYX icon
Paychex
PAYX
+$13.9M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$12.4M
5
MA icon
Mastercard
MA
+$10.6M

Top Sells

Rank Stock Value
1
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$50.2M
2
EMR icon
Emerson Electric
EMR
+$48.7M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$6.48M
4
COP icon
ConocoPhillips
COP
+$6.18M
5
MRO
Marathon Oil Corporation
MRO
+$5.74M

Sector Composition

Rank Sector Weight
1 Financials 21.57%
2 Industrials 12.71%
3 Healthcare 9.95%
4 Consumer Staples 8.83%
5 Technology 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAND
226
DELISTED
Sandstorm Gold
SAND
$153K 0.01%
+57,201
New +$157K
RBY
227
DELISTED
RUBICON MENERALS CORP (F)
RBY
$149K 0.01%
204,234
+98,522
+93% +$81.5K
EGO icon
228
Eldorado Gold
EGO
$9.82B
$90K ﹤0.01%
5,612
+1,034
+23% +$17.2K
SA
229
Seabridge Gold
SA
$3.31B
$70K ﹤0.01%
+12,051
New +$65.7K
TROX icon
230
Tronox
TROX
$1.06B
$59K ﹤0.01%
13,405
-907
-6% -$8.44K
ACRE
231
Ares Commercial Real Estate
ACRE
$267M
– –
-10,000
Closed -$114K
BANX
232
ArrowMark Financial
BANX
$199M
– –
-70,000
Closed -$1.2M
COP icon
233
ConocoPhillips
COP
$141B
– –
-100,580
Closed -$6.18M
DXJ icon
234
WisdomTree Japan Hedged Equity Fund
DXJ
$7.41B
– –
-3,607
Closed -$206K
EMR icon
235
Emerson Electric
EMR
$88.6B
– –
-878,928
Closed -$48.7M
FMC icon
236
FMC
FMC
$1.35B
– –
-6,471
Closed -$295K
HNRG icon
237
Hallador Energy
HNRG
$697M
– –
-27,157
Closed -$226K
MHK icon
238
Mohawk Industries
MHK
$9.19B
– –
-8,149
Closed -$1.56M
MOS icon
239
The Mosaic Company
MOS
$7.39B
– –
-6,312
Closed -$296K
SAR icon
240
Saratoga Investment
SAR
$320M
– –
-14,936
Closed -$256K
SQM icon
241
Sociedad Química y Minera de Chile
SQM
$20.4B
– –
-12,664
Closed -$198K
MRO
242
DELISTED
Marathon Oil Corporation
MRO
– –
-216,442
Closed -$5.74M
CXO
243
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-3,033
Closed -$345K
CLD
244
DELISTED
Cloud Peak Energy Inc
CLD
– –
-38,608
Closed -$180K
POT
245
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-10,325
Closed -$320K
BTU
246
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-1,801
Closed -$59K
KRFT
247
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-590,067
Closed -$50.2M
6 7 8 9
10

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PCH
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GT
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BFS
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EWM
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EC
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HI
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TCM
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OMC
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Confluence Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Confluence Investment Management held 255 positions worth $2.74B, down 0.19% from $2.75B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $159M of net new capital in Q3 2015, opening 14 new positions and adding to 152 existing holdings. Its largest new stake was Kraft Heinz: 643,242 shares worth $45.4M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $6.48M trimmed.

  • Confluence Investment Management's largest Q3 2015 buy was Kraft Heinz: 643,242 shares worth $45.4M.
  • Confluence Investment Management added most to Diageo in Q3 2015, an estimated $14.3M increase.
  • Confluence Investment Management's biggest Q3 2015 reduction was Alphabet (Google) Class C, cutting an estimated $6.48M.
  • Confluence Investment Management fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $50.2M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $2.74B portfolio in Q3 2015.
  • Confluence Investment Management opened 14 new positions and closed 17 in Q3 2015.
  • Confluence Investment Management's portfolio value fell 0.19% quarter-over-quarter to $2.74B.

Based on Confluence Investment Management's 13F filing for Q3 2015, filed 4 Nov 2015.