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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+4.55%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$2.45B
AUM Growth
+$212M
Cap. Flow
+$128M
Cap. Flow %
5.23%
Top 10 Hldgs %
19.97%
Holding
274
New
17
Increased
162
Reduced
55
Closed
28

Top Buys

Rank Stock Value
1
LLTC
Linear Technology Corp
LLTC
+$10.4M
2
FNF icon
Fidelity National Financial
FNF
+$10.4M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$7.32M
4
PAYX icon
Paychex
PAYX
+$6.83M
5
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.03M

Top Sells

Rank Stock Value
1
RYAM icon
Rayonier Advanced Materials
RYAM
+$17.4M
2
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$7.06M
3
CHRW icon
C.H. Robinson
CHRW
+$5.12M
4
GBDC icon
Golub Capital BDC
GBDC
+$3.82M
5
SNBR
Sleep Number
SNBR
+$3.72M

Sector Composition

Rank Sector Weight
1 Financials 19.31%
2 Industrials 14.5%
3 Healthcare 9.03%
4 Technology 7.87%
5 Consumer Discretionary 7.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHP icon
226
BHP
BHP
$227B
$231K 0.01%
5,777
-317
-5% -$14.6K
HCAP
227
DELISTED
Harvest Capital Credit Corporation
HCAP
$231K 0.01%
20,000
– –
ACRE
228
Ares Commercial Real Estate
ACRE
$266M
$230K 0.01%
20,000
– –
EQNR icon
229
Equinor
EQNR
$92.4B
$229K 0.01%
12,981
-526
-4% -$11.2K
CLD
230
DELISTED
Cloud Peak Energy Inc
CLD
$224K 0.01%
+24,350
New +$270K
SAR icon
231
Saratoga Investment
SAR
$314M
$222K 0.01%
14,936
– –
RRC icon
232
Range Resources
RRC
$8.94B
$216K 0.01%
4,040
-145
-3% -$9.37K
FCX icon
233
Freeport-McMoran
FCX
$97.1B
$215K 0.01%
9,204
-315
-3% -$8.69K
RBY
234
DELISTED
RUBICON MENERALS CORP (F)
RBY
$132K 0.01%
+135,645
New +$142K
ACWX icon
235
iShares MSCI ACWI ex US ETF
ACWX
$11.8B
– –
-81,115
Closed -$3.69M
BAX icon
236
Baxter International
BAX
$14.4B
– –
-5,396
Closed -$210K
E icon
237
ENI
E
$77.8B
– –
-6,697
Closed -$316K
EPD icon
238
Enterprise Products Partners
EPD
$81.8B
– –
-5,440
Closed -$219K
GILD icon
239
Gilead Sciences
GILD
$162B
– –
-34,322
Closed -$3.65M
HES
240
DELISTED
Hess
HES
– –
-3,989
Closed -$376K
IGSB icon
241
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
– –
-4,272
Closed -$225K
KO icon
242
Coca-Cola
KO
$375B
– –
-5,367
Closed -$229K
NGD
243
DELISTED
New Gold Inc
NGD
– –
-57,679
Closed -$291K
OCSL icon
244
Oaktree Specialty Lending
OCSL
$1.12B
– –
-22,333
Closed -$615K
PLOW icon
245
Douglas Dynamics
PLOW
$1.05B
– –
-39,436
Closed -$769K
PPLT
246
abrdn Physical Platinum Shares ETF
PPLT
$2.01B
– –
-22,950
Closed -$290K
RYAM icon
247
Rayonier Advanced Materials
RYAM
$636M
– –
-529,475
Closed -$17.4M
SNBR
248
DELISTED
Sleep Number
SNBR
– –
-177,907
Closed -$3.72M
TLT icon
249
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
– –
-2,903
Closed -$338K
TTE icon
250
TotalEnergies
TTE
$191B
– –
-3,035,615,884
Closed -$309K
7 8 9
10
11

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TCM
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OMC
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Confluence Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, Confluence Investment Management held 274 positions worth $2.45B, up 9.4% from $2.24B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $128M of net new capital in Q4 2014, opening 17 new positions and adding to 162 existing holdings. Its largest new stake was iShares Core S&P US Value ETF: 98,370 shares worth $4.48M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $7.06M trimmed.

  • Confluence Investment Management's largest Q4 2014 buy was iShares Core S&P US Value ETF: 98,370 shares worth $4.48M.
  • Confluence Investment Management added most to Linear Technology Corp in Q4 2014, an estimated $10.4M increase.
  • Confluence Investment Management's biggest Q4 2014 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $7.06M.
  • Confluence Investment Management fully exited Rayonier Advanced Materials in Q4 2014, selling an estimated $17.4M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $2.45B portfolio in Q4 2014.
  • Confluence Investment Management opened 17 new positions and closed 28 in Q4 2014.
  • Confluence Investment Management's portfolio value rose 9.4% quarter-over-quarter to $2.45B.

Based on Confluence Investment Management's 13F filing for Q4 2014, filed 29 Jan 2015.