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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+1.07%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$1.97B
AUM Growth
+$167M
Cap. Flow
+$152M
Cap. Flow %
7.7%
Top 10 Hldgs %
20.31%
Holding
277
New
22
Increased
140
Reduced
75
Closed
25

Top Buys

Rank Stock Value
1
DLR icon
Digital Realty Trust
DLR
+$27.4M
2
CL icon
Colgate-Palmolive
CL
+$14.5M
3
MAT icon
Mattel
MAT
+$14.3M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$10.9M
5
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$8.44M

Top Sells

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$21.4M
2
IYW icon
iShares US Technology ETF
IYW
+$5.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.14M
4
LMT icon
Lockheed Martin
LMT
+$5.05M
5
BR icon
Broadridge
BR
+$4.79M

Sector Composition

Rank Sector Weight
1 Financials 19.94%
2 Industrials 12.5%
3 Healthcare 8.94%
4 Technology 7.72%
5 Real Estate 6.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
E icon
226
ENI
E
$78.5B
$364K 0.02%
7,251
-355
-5% -$16.8K
HES
227
DELISTED
Hess
HES
$361K 0.02%
4,353
-267
-6% -$21.2K
REP
228
DELISTED
REPSOL YPF SA ADS(RP 1 CAP SH)
REP
$360K 0.02%
14,060
-696
-5% -$17.8K
RGLD icon
229
Royal Gold
RGLD
$18.5B
$347K 0.02%
5,548
-1,538
-22% -$94.6K
FCX icon
230
Freeport-McMoran
FCX
$95.5B
$342K 0.02%
10,351
-780
-7% -$26K
PXD
231
DELISTED
Pioneer Natural Resource Co.
PXD
$342K 0.02%
1,825
-626
-26% -$114K
MUR icon
232
Murphy Oil
MUR
$4.74B
$338K 0.02%
5,384
-245
-4% -$14.7K
PCH
233
DELISTED
PotlatchDeltic
PCH
$338K 0.02%
8,745
+1,381
+19% +$54.8K
AUY
234
DELISTED
Yamana Gold, Inc.
AUY
$328K 0.02%
37,400
+1,956
+6% +$18.9K
EXXI
235
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$324K 0.02%
13,758
+140
+1% +$3.29K
FNV icon
236
Franco-Nevada
FNV
$44.6B
$323K 0.02%
7,032
-1,846
-21% -$88.6K
ICMB icon
237
Investcorp Credit Management BDC
ICMB
$12.3M
$312K 0.02%
+20,140
New +$312K
B
238
Barrick Mining
B
$69.3B
$305K 0.02%
17,101
-779
-4% -$15.1K
NGD
239
DELISTED
New Gold Inc
NGD
$304K 0.02%
62,198
+7,884
+15% +$45.5K
HCAP
240
DELISTED
Harvest Capital Credit Corporation
HCAP
$295K 0.01%
20,000
– –
CTRA
241
DELISTED
Coterra Energy
CTRA
$286K 0.01%
+8,438
New +$312K
EGO icon
242
Eldorado Gold
EGO
$9.37B
$286K 0.01%
10,233
-400
-4% -$13.1K
ACRE
243
Ares Commercial Real Estate
ACRE
$261M
$268K 0.01%
20,000
– –
KO icon
244
Coca-Cola
KO
$374B
$253K 0.01%
6,544
-3,654
-36% -$141K
SAR icon
245
Saratoga Investment
SAR
$313M
$230K 0.01%
14,936
– –
KOLD icon
246
ProShares UltraShort Bloomberg Natural Gas
KOLD
$105M
$225K 0.01%
+1,542
New +$250K
ITA icon
247
iShares US Aerospace & Defense ETF
ITA
$14.6B
$218K 0.01%
+3,988
New +$214K
EUM icon
248
ProShares Trust Short MSCI Emerging Markets
EUM
$11M
$201K 0.01%
+3,807
New +$212K
FSP
249
Franklin Street Properties
FSP
$47.1M
$139K 0.01%
11,000
– –
ADP icon
250
Automatic Data Processing
ADP
$109B
– –
-65,095
Closed -$4.62M
7 8 9
10
11

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GT
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BFS
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EWM
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EC
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HI
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TCM
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OMC
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Confluence Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, Confluence Investment Management held 277 positions worth $1.97B, up 9.2% from $1.81B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $152M of net new capital in Q1 2014, opening 22 new positions and adding to 140 existing holdings. Its largest new stake was Digital Realty Trust: 526,885 shares worth $28M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Vanguard Real Estate ETF, an estimated $21.4M trimmed.

  • Confluence Investment Management's largest Q1 2014 buy was Digital Realty Trust: 526,885 shares worth $28M.
  • Confluence Investment Management added most to Colgate-Palmolive in Q1 2014, an estimated $14.5M increase.
  • Confluence Investment Management's biggest Q1 2014 reduction was Vanguard Real Estate ETF, cutting an estimated $21.4M.
  • Confluence Investment Management fully exited Automatic Data Processing in Q1 2014, selling an estimated $4.62M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $1.97B portfolio in Q1 2014.
  • Confluence Investment Management opened 22 new positions and closed 25 in Q1 2014.
  • Confluence Investment Management's portfolio value rose 9.2% quarter-over-quarter to $1.97B.

Based on Confluence Investment Management's 13F filing for Q1 2014, filed 7 May 2014.