We are live on ! Find out more
CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+6.69%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$1.81B
AUM Growth
+$194M
Cap. Flow
+$94.1M
Cap. Flow %
5.2%
Top 10 Hldgs %
20.73%
Holding
272
New
18
Increased
142
Reduced
83
Closed
17

Top Buys

Rank Stock Value
1
NTRS icon
Northern Trust
NTRS
+$16.8M
2
CVX icon
Chevron
CVX
+$12.6M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$11.3M
4
NXPI icon
NXP Semiconductors
NXPI
+$9.92M
5
RYN icon
Rayonier
RYN
+$8.28M

Top Sells

Rank Stock Value
1
RLI icon
RLI Corp
RLI
+$21.2M
2
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$10.6M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$7.59M
4
LDR
Landauer Inc
LDR
+$7.53M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$7.53M

Sector Composition

Rank Sector Weight
1 Financials 21.26%
2 Industrials 12.98%
3 Healthcare 8.69%
4 Technology 8.3%
5 Energy 5.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNV icon
226
Franco-Nevada
FNV
$43.7B
$362K 0.02%
8,878
-425
-5% -$17.8K
WPM icon
227
Wheaton Precious Metals
WPM
$55.8B
$361K 0.02%
17,868
-809
-4% -$17.6K
CXO
228
DELISTED
CONCHO RESOURCES INC.
CXO
$359K 0.02%
+3,327
New +$360K
AGU
229
DELISTED
Agrium
AGU
$358K 0.02%
3,913
-171
-4% -$15.1K
CLR
230
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$348K 0.02%
+6,178
New +$345K
EOG icon
231
EOG Resources
EOG
$70.4B
$345K 0.02%
+4,108
New +$352K
WLL
232
DELISTED
Whiting Petroleum Corporation
WLL
$343K 0.02%
+18
New +$341K
SM icon
233
SM Energy
SM
$6.96B
$336K 0.02%
4,047
-1,856
-31% -$158K
RGLD icon
234
Royal Gold
RGLD
$18.3B
$326K 0.02%
7,086
-219
-3% -$10.3K
WTI icon
235
W&T Offshore
WTI
$484M
$317K 0.02%
+19,841
New +$354K
B
236
Barrick Mining
B
$68.8B
$315K 0.02%
17,880
-766
-4% -$13.5K
SQM icon
237
Sociedad Química y Minera de Chile
SQM
$20B
$314K 0.02%
12,453
-567
-4% -$14.6K
GE icon
238
GE Aerospace
GE
$396B
$313K 0.02%
2,328
-251
-10% -$31.6K
PCH
239
DELISTED
PotlatchDeltic
PCH
$307K 0.02%
7,364
-189
-3% -$7.66K
AUY
240
DELISTED
Yamana Gold, Inc.
AUY
$306K 0.02%
35,444
-993
-3% -$9.17K
EGO icon
241
Eldorado Gold
EGO
$9.39B
$303K 0.02%
10,633
-371
-3% -$11.4K
HCAP
242
DELISTED
Harvest Capital Credit Corporation
HCAP
$300K 0.02%
20,000
– –
JEF icon
243
Jefferies Financial Group
JEF
$13B
$285K 0.02%
11,219
-1,522
-12% -$38.5K
NGD
244
DELISTED
New Gold Inc
NGD
$285K 0.02%
54,314
-1,986
-4% -$10.8K
EWJ icon
245
iShares MSCI Japan ETF
EWJ
$22.5B
$276K 0.02%
5,681
-476
-8% -$22.7K
ACRE
246
Ares Commercial Real Estate
ACRE
$261M
$262K 0.01%
20,000
– –
VWO icon
247
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$260K 0.01%
6,311
-15,429
-71% -$636K
JPM icon
248
JPMorgan Chase
JPM
$955B
$250K 0.01%
4,279
-610
-12% -$33.4K
YCS icon
249
ProShares UltraShort Yen
YCS
$29.4M
$235K 0.01%
13,232
-4,524
-25% -$73.1K
SAR icon
250
Saratoga Investment
SAR
$311M
$234K 0.01%
14,936
+851
+6% +$14.7K
7 8 9
10
11

Similar funds

PCH
PGIM Custom Harvest Newark, New Jersey $6.4B AUM 18.53% 1-Year Est. Return
GT
Glenview Trust Louisville, Kentucky $6.37B AUM 23.72% 1-Year Est. Return
BFS
Bradley Foster & Sargent Hartford, Connecticut $6.44B AUM 25.27% 1-Year Est. Return
EWM
Evercore Wealth Management New York $6.36B AUM 20.35% 1-Year Est. Return
EC
ECP ControlCo Summit, New Jersey $6.34B AUM 19.72% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
TCM
Tenor Capital Management New York $6.49B AUM 3% 1-Year Est. Return
OMC
Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Confluence Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Confluence Investment Management held 272 positions worth $1.81B, up 12% from $1.61B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management deployed $94.1M of net new capital in Q4 2013, opening 18 new positions and adding to 142 existing holdings. Its largest new stake was Northern Trust: 293,257 shares worth $18.1M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $7.59M trimmed.

  • Confluence Investment Management's largest Q4 2013 buy was Northern Trust: 293,257 shares worth $18.1M.
  • Confluence Investment Management added most to Chevron in Q4 2013, an estimated $12.6M increase.
  • Confluence Investment Management's biggest Q4 2013 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $7.59M.
  • Confluence Investment Management fully exited RLI Corp in Q4 2013, selling an estimated $21.2M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $1.81B portfolio in Q4 2013.
  • Confluence Investment Management opened 18 new positions and closed 17 in Q4 2013.
  • Confluence Investment Management's portfolio value rose 12% quarter-over-quarter to $1.81B.

Based on Confluence Investment Management's 13F filing for Q4 2013, filed 4 Feb 2014.