Compass Ion Advisors’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

Compass Ion Advisors’s Portfolio FTSM Stock Details FTSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-9,696	Closed	-$575K	–	75
2022 Q3	$575K	Buy	9,696 +39	+0.4%	+$2.32K	0.16%	36
2022 Q2	$573K	Buy	9,657 +15	+0.2%	+$892	0.17%	37
2022 Q1	$574K	Sell	9,642 -3,675	-28%	-$219K	0.18%	45
2021 Q4	$796K	Buy	13,317 +12	+0.1%	+$718	0.26%	44
2021 Q3	$798K	Sell	13,305 -2,742	-17%	-$164K	0.29%	38
2021 Q2	$962K	Sell	16,047 -1,653	-9%	-$99.1K	0.37%	35
2021 Q1	$1.06M	Sell	17,700 -6,193	-26%	-$372K	0.44%	28
2020 Q4	$1.44M	Buy	23,893 +1,478	+7%	+$88.8K	0.55%	18
2020 Q3	$1.34M	Sell	22,415 -754	-3%	-$45.3K	0.85%	13
2020 Q2	$1.39M	Buy	+23,169	New	+$1.38M	1.24%	12

Other funds holding FTSM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Compass Ion Advisors's FTSM Position: Q4 2022 in Review

Compass Ion Advisors sold out of First Trust Enhanced Short Maturity ETF (FTSM) in Q4 2022, closing a stake of 9,696 shares — an estimated $575K sold.

Compass Ion Advisors first reported a position in FTSM in Q2 2020 and held it in 10 quarters. The position peaked at $1.44M in Q4 2020. 387 funds tracked by Wall St. Rank hold FTSM as of Q4 2022.

Compass Ion Advisors reported no remaining First Trust Enhanced Short Maturity ETF position as of Q4 2022 after selling out during the quarter.
Compass Ion Advisors sold 9,696 First Trust Enhanced Short Maturity ETF shares in Q4 2022, an estimated $575K.
Compass Ion Advisors first reported a position in First Trust Enhanced Short Maturity ETF in Q2 2020 and held it in 10 quarters.
Compass Ion Advisors's First Trust Enhanced Short Maturity ETF position peaked at $1.44M in Q4 2020.
387 funds tracked by Wall St. Rank held First Trust Enhanced Short Maturity ETF as of Q4 2022.

Based on Compass Ion Advisors's 13F filing for Q4 2022, filed 18 Jan 2023.