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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDO
1726
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77M
$1.32M ﹤0.01%
73,244
+6,914
+10% +$127K
NIE
1727
Virtus Equity & Convertible Income Fund
NIE
$715M
$1.31M ﹤0.01%
44,457
+15,676
+54% +$476K
LPX icon
1728
Louisiana-Pacific
LPX
$5.19B
$1.31M ﹤0.01%
21,321
+13,594
+176% +$801K
OLN icon
1729
Olin
OLN
$2.49B
$1.31M ﹤0.01%
27,076
-743
-3% -$34.6K
BMEZ icon
1730
BlackRock Health Sciences Trust II
BMEZ
$960M
$1.3M ﹤0.01%
48,334
+3,500
+8% +$100K
MRCC
1731
DELISTED
Monroe Capital Corp
MRCC
$1.3M ﹤0.01%
125,548
-7,207
-5% -$77.8K
JHEM icon
1732
John Hancock Multifactor Emerging Markets ETF
JHEM
$987M
$1.3M ﹤0.01%
44,028
+100
+0.2% +$3.04K
RSPM icon
1733
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$186M
$1.3M ﹤0.01%
40,555
-350
-0.9% -$11.6K
STEM icon
1734
Stem
STEM
$50M
$1.29M ﹤0.01%
2,710
+242
+10% +$127K
DFP
1735
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$1.29M ﹤0.01%
44,819
+6,998
+19% +$206K
REMX icon
1736
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.03B
$1.29M ﹤0.01%
12,481
+850
+7% +$90.3K
IIM icon
1737
Invesco Value Municipal Income Trust
IIM
$585M
$1.29M ﹤0.01%
78,857
+446
+0.6% +$7.53K
RNG icon
1738
RingCentral
RNG
$4.5B
$1.28M ﹤0.01%
5,908
+40
+0.7% +$10.1K
EWC icon
1739
iShares MSCI Canada ETF
EWC
$6.13B
$1.28M ﹤0.01%
35,270
+227
+0.6% +$8.42K
PRN icon
1740
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$427M
$1.28M ﹤0.01%
12,882
-6,463
-33% -$653K
IONS icon
1741
Ionis Pharmaceuticals
IONS
$9.25B
$1.28M ﹤0.01%
38,118
+12,388
+48% +$467K
SSB icon
1742
SouthState Bank Corp
SSB
$10.2B
$1.28M ﹤0.01%
17,120
-1,415
-8% -$101K
AOD
1743
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$1.28M ﹤0.01%
131,011
+14,406
+12% +$147K
AFG icon
1744
American Financial Group
AFG
$12B
$1.27M ﹤0.01%
10,088
+45
+0.4% +$5.88K
VOYA icon
1745
Voya Financial
VOYA
$8.98B
$1.27M ﹤0.01%
20,663
-804
-4% -$51.2K
BME icon
1746
BlackRock Health Sciences Trust
BME
$558M
$1.27M ﹤0.01%
26,601
+3,181
+14% +$155K
DMAR icon
1747
FT Vest US Equity Deep Buffer ETF March
DMAR
$452M
$1.27M ﹤0.01%
40,792
+1,250
+3% +$39K
RMO
1748
DELISTED
Romeo Power, Inc.
RMO
$1.26M ﹤0.01%
255,650
+27,000
+12% +$161K
BILL icon
1749
BILL Holdings
BILL
$4.47B
$1.26M ﹤0.01%
4,733
+431
+10% +$99.4K
DX
1750
Dynex Capital
DX
$3B
$1.26M ﹤0.01%
73,055
-2,407
-3% -$42.6K
68 69
70
71 72

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.