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Commonwealth Equity Services Portfolio holdings
AUM
$79.5B
Turnover
11.02%
1-Year Est. Return
27.1%
Commonwealth Financial Network acts as the back office for independent financial advisers, processing investment transactions for their clients. Joseph Deitch founded it in 1979 as The Cambridge Group, an outgrowth of his financial planning practice, and adopted the Commonwealth name in 1981. In 1992 it bought Kavanaugh Securities of Dallas to expand its national presence. LPL Holdings acquired the firm in August 2025, and it continues to operate under the Commonwealth brand.
This Fund
S&P 500
This Quarter Est. Return
+3.72%
1 Year Est. Return
+27.1%
3 Year Est. Return
+78.53%
5 Year Est. Return
+87.9%
10 Year Est. Return
+281.22%
AUM
$16.7B
AUM Growth
+$975M
(+6.2%)
Cap. Flow
+$440M
Cap. Flow % of AUM
Cap. Flow %
2.63%
Top 10 Holdings %
Top 10 Hldgs %
18.56%
Holding
2,677
New
158
Increased
1,383
Reduced
867
Closed
112
Avg Time Held
2.7
years
Top 10 Avg Time Held
2.9
years
Top 20 Avg Time Held
3.2
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$34.5M |
| 2 |
Vanguard Short-Term Bond ETF
BSV
|
+$19.9M |
| 3 |
DuPont de Nemours
DD
|
+$19M |
| 4 |
iShares Core MSCI Total International Stock ETF
IXUS
|
+$12.6M |
| 5 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$10.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Du Pont De Nemours E I
DD
|
+$18.2M |
| 2 |
iShares Russell 1000 Growth ETF
IWF
|
+$11.9M |
| 3 |
RAI
Reynolds American Inc
RAI
|
+$10.1M |
| 4 |
iShares Russell 1000 Value ETF
IWD
|
+$10M |
| 5 |
WisdomTree US High Dividend Fund
DHS
|
+$9.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 58.69% |
| 2 | Financials | 6.54% |
| 3 | Technology | 6.16% |
| 4 | Healthcare | 5.35% |
| 5 | Industrials | 4.57% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
iShares Russell 1000 Growth ETF
IWF
$123B
| $509M | 3.04% |
16,267,148
-389,268
| -2% | -$11.9M |
2013 Q2
17 quarters
|
|
|
2
iShares Russell 1000 Value ETF
IWD
$85.1B
| $468M | 2.8% |
3,949,986
-85,728
| -2% | -$10M |
2013 Q2
17 quarters
|
|
3
Vanguard FTSE Developed Markets ETF
VEA
$230B
| $417M | 2.49% |
9,599,473
+224,149
| +2% | +$9.5M |
2013 Q2
17 quarters
|
|
4
Apple
AAPL
$5.1T
| $405M | 2.42% |
10,509,788
+163,544
| +2% | +$6.34M |
2013 Q2
17 quarters
|
|
|
5
Vanguard Morningstar Total Stock Market ETF
VTI
$695B
| $298M | 1.78% |
2,301,505
+272,678
| +13% | +$34.5M |
2013 Q2
17 quarters
|
|
6
iShares Core S&P 500 ETF
IVV
$882B
| $248M | 1.48% |
979,158
+43,011
| +5% | +$10.7M |
2013 Q2
17 quarters
|
|
7
State Street SPDR S&P 500 ETF Trust
SPY
$814B
| $226M | 1.35% |
899,408
+17,167
| +2% | +$4.23M |
2013 Q2
17 quarters
|
|
8
Berkshire Hathaway Class B
BRK.B
$1.16T
| $181M | 1.08% |
985,874
+43,651
| +5% | +$7.71M |
2013 Q2
17 quarters
|
|
9
Invesco QQQ Trust
QQQ
$481B
| $177M | 1.06% |
1,215,001
+28,451
| +2% | +$4.08M |
2013 Q2
17 quarters
|
|
10
ExxonMobil
XOM
$750B
| $175M | 1.05% |
2,137,204
+48,194
| +2% | +$3.83M |
2013 Q2
17 quarters
|
|
11
Johnson & Johnson
JNJ
$660B
| $164M | 0.98% |
1,265,012
+19,625
| +2% | +$2.6M |
2013 Q2
17 quarters
|
|
12
iShares Core S&P Small-Cap ETF
IJR
$106B
| $155M | 0.93% |
2,092,299
+150,772
| +8% | +$10.6M |
2013 Q2
17 quarters
|
|
13
iShares Russell Mid-Cap Growth ETF
IWP
$19.1B
| $153M | 0.91% |
2,695,250
+45,852
| +2% | +$2.52M |
2013 Q2
17 quarters
|
|
14
iShares Core S&P Mid-Cap ETF
IJH
$124B
| $151M | 0.91% |
4,228,865
+182,250
| +5% | +$6.35M |
2013 Q2
17 quarters
|
|
15
AT&T
T
$141B
| $147M | 0.88% |
4,957,027
+199,470
| +4% | +$5.66M |
2013 Q2
17 quarters
|
|
16
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
| $136M | 0.81% |
1,597,725
+31,611
| +2% | +$2.65M |
2013 Q2
17 quarters
|
|
17
Vanguard Morningstar Growth ETF
VUG
$226B
| $135M | 0.81% |
6,106,326
+179,076
| +3% | +$3.89M |
2013 Q2
17 quarters
|
|
18
Verizon
VZ
$181B
| $132M | 0.79% |
2,674,673
+43,831
| +2% | +$2.06M |
2013 Q2
17 quarters
|
|
19
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $131M | 0.78% |
3,001,772
+77,093
| +3% | +$3.34M |
2013 Q2
17 quarters
|
|
20
GE Aerospace
GE
$323B
| $127M | 0.76% |
1,097,698
-3,771
| -0.3% | -$456K |
2013 Q2
17 quarters
|
|
21
Microsoft
MSFT
$3.9T
| $126M | 0.75% |
1,685,574
+28,438
| +2% | +$2.08M |
2013 Q2
17 quarters
|
|
22
iShares Russell 2000 Value ETF
IWN
$14.1B
| $126M | 0.75% |
1,011,378
+24,945
| +3% | +$2.94M |
2013 Q2
17 quarters
|
|
|
23
Vanguard Short-Term Bond ETF
BSV
$45.7B
| $123M | 0.74% |
1,545,033
+249,236
| +19% | +$19.9M |
2013 Q2
17 quarters
|
|
24
Procter & Gamble
PG
$369B
| $123M | 0.74% |
1,354,874
+23,139
| +2% | +$2.11M |
2013 Q2
17 quarters
|
|
25
Vanguard Morningstar Value ETF
VTV
$194B
| $117M | 0.7% |
1,175,942
+65,305
| +6% | +$6.39M |
2013 Q2
17 quarters
|
|
Similar funds
Commonwealth Equity Services's Q3 2017 Portfolio in Review
As of Q3 2017, Commonwealth Equity Services held 2,677 positions worth $16.7B, up 6.2% from $15.7B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Commonwealth Equity Services's Q3 2017 filing shows 158 new, 1,383 increased, 867 reduced and 112 closed positions. Its largest new stake was VictoryShares US Large Cap High Div Volatility Wtd ETF: 53,173 shares worth $2.3M. The largest sale was Du Pont De Nemours E I, an estimated $18.2M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, up from 59% a quarter earlier, followed by Financials and Technology.
- Commonwealth Equity Services's largest Q3 2017 buy was VictoryShares US Large Cap High Div Volatility Wtd ETF: 53,173 shares worth $2.3M.
- Commonwealth Equity Services added most to Vanguard Morningstar Total Stock Market ETF in Q3 2017, an estimated $34.5M increase.
- Commonwealth Equity Services's biggest Q3 2017 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $11.9M.
- Commonwealth Equity Services fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $18.2M.
- Commonwealth Equity Services's ten largest holdings make up 19% of its $16.7B portfolio in Q3 2017.
- Commonwealth Equity Services opened 158 new positions and closed 112 in Q3 2017.
- Commonwealth Equity Services's portfolio value rose 6.2% quarter-over-quarter to $16.7B.
Based on Commonwealth Equity Services's 13F filing for Q3 2017, filed 7 Nov 2017.