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Commonwealth Equity Services Portfolio holdings
AUM
$79.5B
Turnover
11.02%
1-Year Est. Return
27.1%
Commonwealth Financial Network acts as the back office for independent financial advisers, processing investment transactions for their clients. Joseph Deitch founded it in 1979 as The Cambridge Group, an outgrowth of his financial planning practice, and adopted the Commonwealth name in 1981. In 1992 it bought Kavanaugh Securities of Dallas to expand its national presence. LPL Holdings acquired the firm in August 2025, and it continues to operate under the Commonwealth brand.
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+27.1%
3 Year Est. Return
+78.53%
5 Year Est. Return
+87.9%
10 Year Est. Return
+281.22%
AUM
$11.2B
AUM Growth
+$661M
(+6.3%)
Cap. Flow
+$464M
Cap. Flow % of AUM
Cap. Flow %
4.13%
Top 10 Holdings %
Top 10 Hldgs %
18.71%
Holding
2,345
New
151
Increased
1,141
Reduced
821
Closed
134
Avg Time Held
2
years
Top 10 Avg Time Held
2
years
Top 20 Avg Time Held
2.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$42.4M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$26M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$23.9M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$23.7M |
| 5 |
Vanguard Short-Term Bond ETF
BSV
|
+$17.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$18.4M |
| 2 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$15.1M |
| 3 |
First Trust Health Care AlphaDEX Fund
FXH
|
+$13.7M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$10.6M |
| 5 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$6.23M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.67% |
| 2 | Financials | 6.58% |
| 3 | Healthcare | 6% |
| 4 | Technology | 5.93% |
| 5 | Consumer Staples | 5.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
iShares Russell 1000 Growth ETF
IWF
$126B
| $397M | 3.54% |
15,915,248
+362,940
| +2% | +$8.58M |
2013 Q2
11 quarters
|
|
2
iShares Russell 1000 Value ETF
IWD
$84.7B
| $352M | 3.14% |
3,563,237
+130,336
| +4% | +$12.2M |
2013 Q2
11 quarters
|
|
3
Apple
AAPL
$5.02T
| $273M | 2.43% |
10,021,444
+258,560
| +3% | +$6.44M |
2013 Q2
11 quarters
|
|
4
Vanguard FTSE Developed Markets ETF
VEA
$231B
| $235M | 2.09% |
6,550,461
+452,030
| +7% | +$15.6M |
2013 Q2
11 quarters
|
|
5
State Street SPDR S&P 500 ETF Trust
SPY
$820B
| $160M | 1.42% |
777,195
+25,944
| +3% | +$5.06M |
2013 Q2
11 quarters
|
|
6
ExxonMobil
XOM
$748B
| $150M | 1.33% |
1,789,878
+40,259
| +2% | +$3.22M |
2013 Q2
11 quarters
|
|
7
GE Aerospace
GE
$312B
| $147M | 1.31% |
965,616
+23,724
| +3% | +$3.35M |
2013 Q2
11 quarters
|
|
|
8
iShares Core S&P 500 ETF
IVV
$888B
| $146M | 1.3% |
708,426
+121,061
| +21% | +$23.7M |
2013 Q2
11 quarters
|
|
9
Johnson & Johnson
JNJ
$652B
| $120M | 1.07% |
1,110,721
+55,743
| +5% | +$5.77M |
2013 Q2
11 quarters
|
|
10
Verizon
VZ
$179B
| $119M | 1.06% |
2,194,645
+82,646
| +4% | +$4.13M |
2013 Q2
11 quarters
|
|
11
Berkshire Hathaway Class B
BRK.B
$1.16T
| $117M | 1.04% |
826,074
+25,652
| +3% | +$3.4M |
2013 Q2
11 quarters
|
|
12
AT&T
T
$139B
| $116M | 1.03% |
3,908,199
+76,311
| +2% | +$2.11M |
2013 Q2
11 quarters
|
|
13
Invesco QQQ Trust
QQQ
$490B
| $109M | 0.97% |
1,000,303
-55,030
| -5% | -$5.71M |
2013 Q2
11 quarters
|
|
14
iShares Russell Mid-Cap Growth ETF
IWP
$19.2B
| $108M | 0.96% |
2,341,306
+52,002
| +2% | +$2.25M |
2013 Q2
11 quarters
|
|
15
FS KKR Capital
FSK
$2.96B
| $106M | 0.95% |
2,895,947
+132,171
| +5% | +$4.47M |
2014 Q2
7 quarters
|
|
16
Vanguard Morningstar Total Stock Market ETF
VTI
$698B
| $98.2M | 0.88% |
936,867
+134,594
| +17% | +$13.3M |
2013 Q2
11 quarters
|
|
17
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.6B
| $95.8M | 0.85% |
1,817,902
+12,100
| +0.7% | +$634K |
2013 Q2
11 quarters
|
|
18
Procter & Gamble
PG
$367B
| $93.3M | 0.83% |
1,134,087
+33,615
| +3% | +$2.71M |
2013 Q2
11 quarters
|
|
19
Vanguard Real Estate ETF
VNQ
$36.8B
| $92.3M | 0.82% |
1,101,861
+22,075
| +2% | +$1.72M |
2013 Q2
11 quarters
|
|
20
Vanguard Morningstar Growth ETF
VUG
$230B
| $90.4M | 0.81% |
5,096,238
-362,772
| -7% | -$6.08M |
2013 Q2
11 quarters
|
|
21
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
| $89.7M | 0.8% |
1,264,354
-55,212
| -4% | -$3.64M |
2013 Q2
11 quarters
|
|
22
Vanguard FTSE Emerging Markets ETF
VWO
$120B
| $88.6M | 0.79% |
2,561,692
-21,704
| -0.8% | -$681K |
2013 Q2
11 quarters
|
|
23
Vanguard Dividend Appreciation ETF
VIG
$115B
| $86.5M | 0.77% |
1,064,820
+79,234
| +8% | +$6.07M |
2013 Q2
11 quarters
|
|
24
Vanguard S&P 500 ETF
VOO
$1.05T
| $81.2M | 0.72% |
430,772
+17,678
| +4% | +$3.16M |
2013 Q2
11 quarters
|
|
|
25
iShares MSCI USA Min Vol Factor ETF
USMV
$24.1B
| $78.2M | 0.7% |
1,780,323
+1,019,786
| +134% | +$42.4M |
2013 Q2
11 quarters
|
|
Similar funds
Commonwealth Equity Services's Q1 2016 Portfolio in Review
As of Q1 2016, Commonwealth Equity Services held 2,345 positions worth $11.2B, up 6.3% from $10.6B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Commonwealth Equity Services deployed $464M of net new capital in Q1 2016, opening 151 new positions and adding to 1,141 existing holdings. Its largest new stake was Invesco S&P 500 Equal Weight Energy ETF: 144,454 shares worth $6.99M.
By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, up from 55% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $18.4M trimmed.
- Commonwealth Equity Services's largest Q1 2016 buy was Invesco S&P 500 Equal Weight Energy ETF: 144,454 shares worth $6.99M.
- Commonwealth Equity Services added most to iShares MSCI USA Min Vol Factor ETF in Q1 2016, an estimated $42.4M increase.
- Commonwealth Equity Services's biggest Q1 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $18.4M.
- Commonwealth Equity Services fully exited CHUBB CORPORATION in Q1 2016, selling an estimated $4.13M.
- Commonwealth Equity Services's ten largest holdings make up 19% of its $11.2B portfolio in Q1 2016.
- Commonwealth Equity Services opened 151 new positions and closed 134 in Q1 2016.
- Commonwealth Equity Services's portfolio value rose 6.3% quarter-over-quarter to $11.2B.
Based on Commonwealth Equity Services's 13F filing for Q1 2016, filed 27 Apr 2016.