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Commonwealth Equity Services Portfolio holdings
AUM
$77B
Turnover
10.05%
1-Year Est. Return
19.24%
Commonwealth Financial Network acts as the back office for independent financial advisers, processing investment transactions for their clients. Joseph Deitch founded it in 1979 as The Cambridge Group, an outgrowth of his financial planning practice, and adopted the Commonwealth name in 1981. In 1992 it bought Kavanaugh Securities of Dallas to expand its national presence. LPL Holdings acquired the firm in August 2025, and it continues to operate under the Commonwealth brand.
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+19.24%
3 Year Est. Return
+87.41%
5 Year Est. Return
+91.79%
10 Year Est. Return
+275.28%
AUM
$39.8B
AUM Growth
+$449M
(+1.1%)
Cap. Flow
+$1.04B
Cap. Flow % of AUM
Cap. Flow %
2.62%
Top 10 Holdings %
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158
Avg Time Held
4.2
years
Top 10 Avg Time Held
4.7
years
Top 20 Avg Time Held
4.5
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UnitedHealth
UNH
|
+$75.1M |
| 2 |
Microsoft
MSFT
|
+$27.6M |
| 3 |
FT Vest US Equity Buffer ETF July
FJUL
|
+$26.7M |
| 4 |
iShares TIPS Bond ETF
TIP
|
+$25.6M |
| 5 |
Dimensional World ex US Core Equity 2 ETF
DFAX
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF November
FNOV
|
+$17.1M |
| 2 |
U.S. Core Equity 2 Portfolio ETF Class Shares
DFAC
|
+$14.7M |
| 3 |
First Trust California Municipal High income ETF
FCAL
|
+$12.6M |
| 4 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$12.3M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$10.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 56.75% |
| 2 | Technology | 11.45% |
| 3 | Financials | 6.17% |
| 4 | Consumer Discretionary | 5.1% |
| 5 | Healthcare | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
Apple
AAPL
$5.18T
| $1.71B | 4.3% |
12,108,920
+15,062
| +0.1% | +$2.22M |
2013 Q2
33 quarters
|
|
|
2
Microsoft
MSFT
$3.89T
| $838M | 2.1% |
2,972,475
+94,968
| +3% | +$27.6M |
2013 Q2
33 quarters
|
|
3
iShares Core S&P 500 ETF
IVV
$876B
| $705M | 1.77% |
1,636,916
+25,824
| +2% | +$11.4M |
2013 Q2
33 quarters
|
|
4
Invesco QQQ Trust
QQQ
$467B
| $674M | 1.69% |
1,882,626
+41,342
| +2% | +$15.2M |
2013 Q2
33 quarters
|
|
5
Amazon
AMZN
$2.88T
| $666M | 1.67% |
4,056,280
+120,420
| +3% | +$20.8M |
2013 Q2
33 quarters
|
|
6
Vanguard FTSE Developed Markets ETF
VEA
$229B
| $640M | 1.61% |
12,681,068
+296,340
| +2% | +$15.4M |
2013 Q2
33 quarters
|
|
7
State Street SPDR S&P 500 ETF Trust
SPY
$800B
| $634M | 1.59% |
1,477,858
+4,847
| +0.3% | +$2.14M |
2013 Q2
33 quarters
|
|
8
iShares Russell 1000 Growth ETF
IWF
$118B
| $520M | 1.31% |
7,593,416
-46,936
| -0.6% | -$3.32M |
2013 Q2
33 quarters
|
|
9
Vanguard Morningstar Total Stock Market ETF
VTI
$689B
| $472M | 1.18% |
2,123,653
+15,129
| +0.7% | +$3.45M |
2013 Q2
33 quarters
|
|
10
Berkshire Hathaway Class B
BRK.B
$1.26T
| $381M | 0.96% |
1,396,684
+16,985
| +1% | +$4.77M |
2013 Q2
33 quarters
|
|
11
Vanguard Morningstar Growth ETF
VUG
$219B
| $353M | 0.89% |
7,302,528
+139,458
| +2% | +$6.94M |
2013 Q2
33 quarters
|
|
12
Vanguard Dividend Appreciation ETF
VIG
$118B
| $325M | 0.81% |
2,113,017
-31,592
| -1% | -$5.03M |
2013 Q2
33 quarters
|
|
13
Vanguard S&P 500 ETF
VOO
$1.04T
| $323M | 0.81% |
819,090
+38,435
| +5% | +$15.6M |
2013 Q2
33 quarters
|
|
14
iShares Russell 1000 Value ETF
IWD
$84.9B
| $322M | 0.81% |
2,060,244
+49,537
| +2% | +$7.94M |
2013 Q2
33 quarters
|
|
15
iShares Core S&P Small-Cap ETF
IJR
$106B
| $305M | 0.77% |
2,796,534
+98,098
| +4% | +$10.8M |
2013 Q2
33 quarters
|
|
16
iShares Core Dividend Growth ETF
DGRO
$46B
| $301M | 0.76% |
5,998,415
+381,588
| +7% | +$19.8M |
2015 Q1
26 quarters
|
|
17
Johnson & Johnson
JNJ
$688B
| $277M | 0.69% |
1,712,776
+108,826
| +7% | +$18.6M |
2013 Q2
33 quarters
|
|
18
iShares Russell Mid-Cap Growth ETF
IWP
$18.2B
| $274M | 0.69% |
2,445,501
+38,151
| +2% | +$4.39M |
2013 Q2
33 quarters
|
|
19
Vanguard Morningstar Value ETF
VTV
$197B
| $269M | 0.68% |
1,986,701
+18,532
| +0.9% | +$2.58M |
2013 Q2
33 quarters
|
|
20
Alphabet (Google) Class A
GOOGL
$3.64T
| $262M | 0.66% |
1,962,580
+54,120
| +3% | +$7.36M |
2015 Q4
23 quarters
|
|
21
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $256M | 0.64% |
5,121,585
+70,016
| +1% | +$3.62M |
2013 Q2
33 quarters
|
|
22
iShares Russell Mid-Cap Value ETF
IWS
$15B
| $252M | 0.63% |
2,221,655
+1,218
| +0.1% | +$141K |
2013 Q2
33 quarters
|
|
23
iShares MSCI USA Min Vol Factor ETF
USMV
$24.6B
| $248M | 0.62% |
3,367,930
-121,406
| -3% | -$9.25M |
2013 Q2
33 quarters
|
|
24
NVIDIA
NVDA
$3.93T
| $245M | 0.62% |
11,846,000
+791,440
| +7% | +$16.4M |
2013 Q2
33 quarters
|
|
25
JPMorgan Chase
JPM
$919B
| $235M | 0.59% |
1,436,852
+37,025
| +3% | +$5.8M |
2013 Q2
33 quarters
|
|
Similar funds
Commonwealth Equity Services's Q3 2021 Portfolio in Review
As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 57% a quarter earlier, followed by Technology and Financials.
- Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
- Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
- Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
- Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
- Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
- Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
- Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.
Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.