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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.83%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$8.23B
AUM Growth
+$10.9M
Cap. Flow
+$125M
Cap. Flow %
1.52%
Top 10 Hldgs %
18.82%
Holding
2,193
New
132
Increased
1,172
Reduced
675
Closed
101

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$20.9M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$14.2M
3
KRG icon
Kite Realty
KRG
+$13.3M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$11.9M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$8.98M

Top Sells

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$139M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$12.2M
3
QCOR
QUESTCOR PHARMA INC
QCOR
+$11.9M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$8.66M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$6M

Sector Composition

Rank Sector Weight
1 Financials 7.51%
2 Energy 6.79%
3 Technology 6.62%
4 Healthcare 5.63%
5 Consumer Staples 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAI icon
1476
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$334K ﹤0.01%
8,507
+980
+13% +$37.8K
MDYG icon
1477
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$333K ﹤0.01%
8,865
-618
-7% -$23.7K
SKYY icon
1478
First Trust Cloud Computing ETF
SKYY
$2.74B
$333K ﹤0.01%
12,172
+345
+3% +$9.45K
JOY
1479
DELISTED
Joy Global Inc
JOY
$333K ﹤0.01%
6,109
-6,592
-52% -$400K
EMLC icon
1480
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.74B
$332K ﹤0.01%
7,285
-2,485
-25% -$119K
KBWY icon
1481
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$319M
$332K ﹤0.01%
10,786
+1,479
+16% +$48.5K
CLNE icon
1482
Clean Energy Fuels
CLNE
$447M
$330K ﹤0.01%
42,343
-2,150
-5% -$21K
GLOG
1483
DELISTED
GASLOG LTD
GLOG
$330K ﹤0.01%
14,975
+1,539
+11% +$39.6K
DVHI
1484
DELISTED
UBS AG LONDON BRH ETRACS DIVERSIFIED HIGH INCOM ETN (GBR)
DVHI
$330K ﹤0.01%
12,765
+561
+5% +$14.8K
CAM
1485
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$330K ﹤0.01%
4,967
-20
-0.4% -$1.42K
NXR
1486
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$329K ﹤0.01%
23,760
+5,496
+30% +$75.7K
MATX icon
1487
Matsons
MATX
$6.37B
$328K ﹤0.01%
13,114
-999
-7% -$27.3K
CB icon
1488
Chubb
CB
$140B
$327K ﹤0.01%
3,116
-176
-5% -$18.4K
DNOW icon
1489
DNOW Inc
DNOW
$2.63B
$326K ﹤0.01%
10,717
-1,769
-14% -$57.9K
SAM icon
1490
Boston Beer
SAM
$1.88B
$326K ﹤0.01%
1,472
-798
-35% -$179K
HTGC icon
1491
Hercules Capital
HTGC
$2.94B
$325K ﹤0.01%
22,501
+2,265
+11% +$35.9K
SWN
1492
DELISTED
Southwestern Energy Company
SWN
$325K ﹤0.01%
9,291
+50
+0.5% +$2K
CFN
1493
DELISTED
CAREFUSION CORPORATION
CFN
$325K ﹤0.01%
7,180
-318
-4% -$14.3K
AOK icon
1494
iShares Core Conservative Allocation ETF
AOK
$803M
$324K ﹤0.01%
9,991
-778
-7% -$25.5K
PLL
1495
DELISTED
PALL CORP
PLL
$324K ﹤0.01%
3,871
-43
-1% -$3.52K
FDD icon
1496
First Trust STOXX European Select Dividend Income Fund
FDD
$858M
$323K ﹤0.01%
23,929
-9,974
-29% -$143K
EFR
1497
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
$322K ﹤0.01%
22,347
-3,430
-13% -$50.1K
LEO
1498
BNY Mellon Strategic Municipals
LEO
$387M
$322K ﹤0.01%
38,453
-3,876
-9% -$32.5K
PCQ
1499
Pimco California Municipal Income Fund
PCQ
$162M
$322K ﹤0.01%
22,450
+7,970
+55% +$115K
HYMB icon
1500
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
$321K ﹤0.01%
11,316
+1,358
+14% +$38K
58 59
60
61 62

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Commonwealth Equity Services's Q3 2014 Portfolio in Review

As of Q3 2014, Commonwealth Equity Services held 2,193 positions worth $8.23B, up 0.13% from $8.22B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Commonwealth Equity Services's Q3 2014 filing shows 132 new, 1,172 increased, 675 reduced and 101 closed positions. Its largest new stake was Direxion Daily Developed Markets Bear 3x Shares: 131,588 shares worth $4.33M. The largest sale was FS KKR Capital, an estimated $139M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, down from 8.8% a quarter earlier, followed by Energy and Technology.

  • Commonwealth Equity Services's largest Q3 2014 buy was Direxion Daily Developed Markets Bear 3x Shares: 131,588 shares worth $4.33M.
  • Commonwealth Equity Services added most to Vanguard FTSE Developed Markets ETF in Q3 2014, an estimated $20.9M increase.
  • Commonwealth Equity Services's biggest Q3 2014 reduction was FS KKR Capital, cutting an estimated $139M.
  • Commonwealth Equity Services fully exited QUESTCOR PHARMA INC in Q3 2014, selling an estimated $11.9M.
  • Commonwealth Equity Services's ten largest holdings make up 19% of its $8.23B portfolio in Q3 2014.
  • Commonwealth Equity Services opened 132 new positions and closed 101 in Q3 2014.
  • Commonwealth Equity Services's portfolio value rose 0.13% quarter-over-quarter to $8.23B.

Based on Commonwealth Equity Services's 13F filing for Q3 2014, filed 17 Oct 2014.