CA
FFA

Cliff Asness’s First Trust Enhanced Equity Income Fund FFA Stock Holding History

Cliff Asness’s Portfolio FFA Stock Details FFA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-48,336
Closed -$699K – 2539
2014
Q2 		$699K Sell
48,336
-35,771
-43% -$501K ﹤0.01% 1823
2014
Q1 		$1.12M Buy
84,107
+8,352
+11% +$110K ﹤0.01% 1648
2013
Q4 		$1.01M Buy
75,755
+14,202
+23% +$184K ﹤0.01% 1732
2013
Q3 		$762K Buy
61,553
+1,795
+3% +$22.9K ﹤0.01% 1787
2013
Q2 		$754K Buy
+59,758
New +$774K ﹤0.01% 1707

Other funds holding FFA

AAM
Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
NSIM
North Star Investment Management Chicago, Illinois $1.84B AUM 28.81% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.35% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Cliff Asness's FFA Position: Q3 2014 in Review

Cliff Asness sold out of First Trust Enhanced Equity Income Fund (FFA) in Q3 2014, closing a stake of 48,336 shares — an estimated $699K sold.

Cliff Asness first reported a position in FFA in Q2 2013 and held it in 5 quarters. The position peaked at $1.12M in Q1 2014. 33 funds tracked by Wall St. Rank hold FFA as of Q3 2014.

  • Cliff Asness reported no remaining First Trust Enhanced Equity Income Fund position as of Q3 2014 after selling out during the quarter.
  • Cliff Asness sold 48,336 First Trust Enhanced Equity Income Fund shares in Q3 2014, an estimated $699K.
  • Cliff Asness first reported a position in First Trust Enhanced Equity Income Fund in Q2 2013 and held it in 5 quarters.
  • Cliff Asness's First Trust Enhanced Equity Income Fund position peaked at $1.12M in Q1 2014.
  • 33 funds tracked by Wall St. Rank held First Trust Enhanced Equity Income Fund as of Q3 2014.

Based on AQR Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.