Citizens Financial Group’s Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) SMFG Stock Holding History

Citizens Financial Group’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-368	Closed	-$3K	–	532
2017 Q2	$3K	Sell	368 -668	-64%	-$4.96K	﹤0.01%	492
2017 Q1	$7K	Sell	1,036 -971	-48%	-$7.54K	﹤0.01%	474
2016 Q4	$16K	Sell	2,007 -8	-0.4%	-$58	﹤0.01%	421
2016 Q3	$13K	Sell	2,015 -1,328	-40%	-$8.62K	﹤0.01%	437
2016 Q2	$19K	Buy	3,343 +535	+19%	+$3.27K	﹤0.01%	431
2016 Q1	$17K	Buy	2,808 +650	+30%	+$4.05K	﹤0.01%	437
2015 Q4	$16K	Buy	+2,158	New	+$17K	﹤0.01%	446

Other funds holding SMFG

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Cambiar Investors Denver, Colorado $2.3B AUM 24.77% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Citizens Financial Group's SMFG Position: Q3 2017 in Review

Citizens Financial Group sold out of Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) (SMFG) in Q3 2017, closing a stake of 368 shares — an estimated $3K sold.

Citizens Financial Group first reported a position in SMFG in Q4 2015 and held it in 7 quarters. The position peaked at $19K in Q2 2016. 195 funds tracked by Wall St. Rank hold SMFG as of Q3 2017.

Citizens Financial Group reported no remaining Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position as of Q3 2017 after selling out during the quarter.
Citizens Financial Group sold 368 Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) shares in Q3 2017, an estimated $3K.
Citizens Financial Group first reported a position in Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) in Q4 2015 and held it in 7 quarters.
Citizens Financial Group's Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position peaked at $19K in Q2 2016.
195 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) as of Q3 2017.

Based on Citizens Financial Group's 13F filing for Q3 2017, filed 13 Nov 2017.