We are live on ! Find out more
CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M
1-Year Est. Return 10.52%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+10.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$87.3M
AUM Growth
-$46.1M
Cap. Flow
-$50.4M
Cap. Flow %
-57.75%
Top 10 Hldgs %
35.04%
Holding
114
New
12
Increased
2
Reduced
85
Closed
15

Top Buys

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.53M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.5M
3
VPL icon
Vanguard FTSE Pacific ETF
VPL
+$1.48M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.09M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$752K

Top Sells

Rank Stock Value
1
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.49M
2
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$3.15M
3
MBB icon
iShares MBS ETF
MBB
+$2.99M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.56M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.87M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Healthcare 5.42%
3 Consumer Staples 4.49%
4 Financials 4.24%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
101
DuPont de Nemours
DD
$18.5B
– –
-5,979
Closed -$866K
FDN icon
102
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
– –
-2,890
Closed -$231K
GPC icon
103
Genuine Parts
GPC
$17.1B
– –
-7,006
Closed -$669K
IEFA icon
104
iShares Core MSCI EAFE ETF
IEFA
$190B
– –
-3,732
Closed -$200K
SUB icon
105
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
– –
-2,210
Closed -$232K
USIG icon
106
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
– –
-9,104
Closed -$497K
VB icon
107
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
– –
-24,449
Closed -$3.15M
VUG icon
108
Vanguard Morningstar Growth ETF
VUG
$220B
– –
-12,144
Closed -$226K
VWOB icon
109
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
– –
-17,394
Closed -$1.35M
XLE icon
110
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
– –
-17,072
Closed -$643K
XOM icon
111
ExxonMobil
XOM
$644B
– –
-2,460
Closed -$222K
RTN
112
DELISTED
Raytheon Company
RTN
– –
-2,038
Closed -$289K
LLTC
113
DELISTED
Linear Technology Corp
LLTC
– –
-17,185
Closed -$1.07M
STJ
114
DELISTED
St Jude Medical
STJ
– –
-9,415
Closed -$755K
1 2 3 4
5

Similar funds

ADGIPS2
AmericaFirst Defensive Growth & Income Portfolio Series 2 Roseville, California $79.3M AUM
FCM
Forester Capital Management Lake Forest, Illinois $70.8M AUM 8.17% 1-Year Est. Return
TCM
Trent Capital Management Greensboro, North Carolina $67.3M AUM
FHC
First Houston Capital Houston, Texas $100M AUM 23.45% 1-Year Est. Return
KFS
Kissinger Financial Services Hunt Valley, Maryland $100M AUM 6.22% 1-Year Est. Return
JRM
John R. Muse $57.1M AUM 3.48% 1-Year Est. Return
SFA
Staton Financial Advisors Charlotte, North Carolina $118M AUM 11.07% 1-Year Est. Return
ACPVT
ABS Capital Partners V Trust Baltimore, Maryland $123M AUM

Cetera Investment Management's Q1 2017 Portfolio in Review

As of Q1 2017, Cetera Investment Management held 114 positions worth $87.3M, down 35% from $133M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Cetera Investment Management withdrew a net $50.4M in Q1 2017, closing 15 positions and reducing 85 holdings. Its most notable exit was Vanguard Morningstar Small-Cap ETF, an estimated $3.15M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, down from 6.9% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Cetera Investment Management opened a new position in Vanguard Real Estate ETF worth $1.52M.

  • Cetera Investment Management's largest Q1 2017 buy was Vanguard Real Estate ETF: 18,399 shares worth $1.52M.
  • Cetera Investment Management added most to iShares 7-10 Year Treasury Bond ETF in Q1 2017, an estimated $752K increase.
  • Cetera Investment Management's biggest Q1 2017 reduction was iShares MSCI ACWI ETF, cutting an estimated $4.49M.
  • Cetera Investment Management fully exited Vanguard Morningstar Small-Cap ETF in Q1 2017, selling an estimated $3.15M.
  • Cetera Investment Management's ten largest holdings make up 35% of its $87.3M portfolio in Q1 2017.
  • Cetera Investment Management opened 12 new positions and closed 15 in Q1 2017.
  • Cetera Investment Management's portfolio value fell 35% quarter-over-quarter to $87.3M.

Based on Cetera Investment Management's 13F filing for Q1 2017, filed 15 May 2017.