Cetera Investment Management’s iShares Short-Term National Muni Bond ETF SUB Stock Holding History

Cetera Investment Management’s Portfolio SUB Stock Details SUB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-2,210	Closed	-$232K	–	105
2016 Q4	$232K	Hold	2,210	–	–	0.17%	97
2016 Q3	$234K	Sell	2,210 -1,979	-47%	-$210K	0.15%	105
2016 Q2	$445K	Sell	4,189 -165	-4%	-$17.5K	0.26%	94
2016 Q1	$462K	Hold	4,354	–	–	0.24%	97
2015 Q4	$462K	Buy	+4,354	New	+$461K	0.19%	118

Other funds holding SUB

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

SEI Investments Oaks, Pennsylvania $113B AUM 34.64% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $91.6B AUM 29.2% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

CCWA

CLA (CliftonLarsonAllen) Wealth Advisors Minneapolis, Minnesota $7.61B AUM 16.44% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Cetera Investment Management's SUB Position: Q1 2017 in Review

Cetera Investment Management sold out of iShares Short-Term National Muni Bond ETF (SUB) in Q1 2017, closing a stake of 2,210 shares — an estimated $232K sold.

Cetera Investment Management first reported a position in SUB in Q4 2015 and held it in 5 quarters. The position peaked at $462K in Q1 2016. 178 funds tracked by Wall St. Rank hold SUB as of Q1 2017.

Cetera Investment Management reported no remaining iShares Short-Term National Muni Bond ETF position as of Q1 2017 after selling out during the quarter.
Cetera Investment Management sold 2,210 iShares Short-Term National Muni Bond ETF shares in Q1 2017, an estimated $232K.
Cetera Investment Management first reported a position in iShares Short-Term National Muni Bond ETF in Q4 2015 and held it in 5 quarters.
Cetera Investment Management's iShares Short-Term National Muni Bond ETF position peaked at $462K in Q1 2016.
178 funds tracked by Wall St. Rank held iShares Short-Term National Muni Bond ETF as of Q1 2017.

Based on Cetera Investment Management's 13F filing for Q1 2017, filed 15 May 2017.