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CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M
1-Year Est. Return 10.52%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+10.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$170M
AUM Growth
-$23.6M
Cap. Flow
-$25.8M
Cap. Flow %
-15.19%
Top 10 Hldgs %
32.72%
Holding
131
New
4
Increased
3
Reduced
97
Closed
19

Top Buys

Rank Stock Value
1
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.49M
2
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$3.09M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$2.7M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$561K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$523K

Top Sells

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.26M
2
CVX icon
Chevron
CVX
+$4.09M
3
IYE icon
iShares US Energy ETF
IYE
+$1.7M
4
MET icon
MetLife
MET
+$1.34M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 7.38%
2 Healthcare 5.81%
3 Consumer Staples 3.76%
4 Financials 3.7%
5 Communication Services 3.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNK icon
26
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$1.72M 1.02%
16,094
-1,704
-10% -$179K
EMC
27
DELISTED
EMC CORPORATION
EMC
$1.72M 1.01%
63,385
-5,826
-8% -$157K
GIS icon
28
General Mills
GIS
$20.2B
$1.69M 1%
23,687
-2,496
-10% -$159K
SH icon
29
ProShares Short S&P500
SH
$928M
$1.63M 0.96%
10,244
-943
-8% -$152K
EPR icon
30
EPR Properties
EPR
$4.89B
$1.58M 0.93%
19,574
-3,137
-14% -$221K
JNJ icon
31
Johnson & Johnson
JNJ
$640B
$1.56M 0.92%
12,868
-4,250
-25% -$483K
KDP icon
32
Keurig Dr Pepper
KDP
$42.8B
$1.53M 0.9%
15,864
-1,953
-11% -$179K
IEF icon
33
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$1.49M 0.88%
13,166
-3,079
-19% -$341K
IBM icon
34
IBM
IBM
$213B
$1.45M 0.86%
10,021
-970
-9% -$139K
PFE icon
35
Pfizer
PFE
$143B
$1.41M 0.83%
42,261
-4,383
-9% -$140K
SLB icon
36
SLB Ltd
SLB
$72.7B
$1.38M 0.81%
17,400
-2,019
-10% -$155K
JPM icon
37
JPMorgan Chase
JPM
$916B
$1.37M 0.81%
22,056
-2,598
-11% -$162K
IYE icon
38
iShares US Energy ETF
IYE
$1.72B
$1.35M 0.8%
35,319
-45,886
-57% -$1.7M
NOV icon
39
NOV
NOV
$6.84B
$1.35M 0.8%
40,127
-5,071
-11% -$163K
VZ icon
40
Verizon
VZ
$197B
$1.34M 0.79%
24,028
-2,902
-11% -$151K
MRK icon
41
Merck
MRK
$322B
$1.34M 0.79%
24,353
-2,510
-9% -$134K
FFIV icon
42
F5
FFIV
$22B
$1.29M 0.76%
11,352
-1,230
-10% -$132K
SO icon
43
Southern Company
SO
$108B
$1.28M 0.75%
23,838
-2,619
-10% -$132K
SON icon
44
Sonoco
SON
$5.83B
$1.27M 0.75%
25,592
-2,784
-10% -$132K
MNA icon
45
IQ ARB Merger Arbitrage ETF
MNA
$251M
$1.25M 0.74%
43,904
-7,844
-15% -$224K
EDIV icon
46
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.21B
$1.22M 0.72%
45,435
-4,409
-9% -$115K
EMR icon
47
Emerson Electric
EMR
$81.6B
$1.21M 0.71%
23,201
-2,866
-11% -$152K
BA icon
48
Boeing
BA
$169B
$1.21M 0.71%
9,289
-922
-9% -$120K
KEY icon
49
KeyCorp
KEY
$23.8B
$1.19M 0.7%
107,745
-9,974
-8% -$119K
LLTC
50
DELISTED
Linear Technology Corp
LLTC
$1.17M 0.69%
25,099
-2,562
-9% -$117K
1
2
3 4 5

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Cetera Investment Management's Q2 2016 Portfolio in Review

As of Q2 2016, Cetera Investment Management held 131 positions worth $170M, down 12% from $193M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Cetera Investment Management withdrew a net $25.8M in Q2 2016, closing 19 positions and reducing 97 holdings. Its most notable exit was Vanguard Real Estate ETF, an estimated $4.26M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Cetera Investment Management opened a new position in iShares MSCI ACWI ETF worth $3.47M.

  • Cetera Investment Management's largest Q2 2016 buy was iShares MSCI ACWI ETF: 61,754 shares worth $3.47M.
  • Cetera Investment Management added most to iShares Currency Hedged MSCI EAFE ETF in Q2 2016, an estimated $3.09M increase.
  • Cetera Investment Management's biggest Q2 2016 reduction was iShares US Energy ETF, cutting an estimated $1.7M.
  • Cetera Investment Management fully exited Vanguard Real Estate ETF in Q2 2016, selling an estimated $4.26M.
  • Cetera Investment Management's ten largest holdings make up 33% of its $170M portfolio in Q2 2016.
  • Cetera Investment Management opened 4 new positions and closed 19 in Q2 2016.
  • Cetera Investment Management's portfolio value fell 12% quarter-over-quarter to $170M.

Based on Cetera Investment Management's 13F filing for Q2 2016, filed 15 Aug 2016.