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CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M
1-Year Est. Return 10.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+10.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$248M
AUM Growth
–
Cap. Flow
+$251M
Cap. Flow %
101.17%
Top 10 Hldgs %
25.33%
Holding
152
New
152
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$10.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9.6M
3
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$8.05M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.14M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.89M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 7.76%
2 Financials 7.01%
3 Healthcare 6.83%
4 Energy 5.08%
5 Consumer Staples 4.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNC icon
26
PNC Financial Services
PNC
$100B
$2.4M 0.97%
+24,400
New +$2.27M
A icon
27
Agilent Technologies
A
$39.5B
$2.11M 0.85%
+50,935
New +$1.97M
CNC icon
28
Centene
CNC
$31.5B
$2.1M 0.85%
+62,200
New +$1.84M
CWB icon
29
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
$2.1M 0.85%
+48,302
New +$2.21M
PEG icon
30
Public Service Enterprise Group
PEG
$38.2B
$2.05M 0.83%
+52,055
New +$2.09M
PG icon
31
Procter & Gamble
PG
$338B
$2.02M 0.82%
+25,452
New +$1.95M
JNJ icon
32
Johnson & Johnson
JNJ
$613B
$1.96M 0.79%
+19,106
New +$1.92M
VAR
33
DELISTED
Varian Medical Systems, Inc.
VAR
$1.93M 0.78%
+27,483
New +$1.9M
EMC
34
DELISTED
EMC CORPORATION
EMC
$1.88M 0.76%
+73,342
New +$1.9M
IXC icon
35
iShares Global Energy ETF
IXC
$2.83B
$1.88M 0.76%
+67,032
New +$2.06M
WMT icon
36
Walmart Inc
WMT
$881B
$1.85M 0.75%
+91,962
New +$1.85M
LNC icon
37
Lincoln National
LNC
$8.82B
$1.85M 0.75%
+36,931
New +$1.93M
KDP icon
38
Keurig Dr Pepper
KDP
$42.1B
$1.84M 0.74%
+19,798
New +$1.76M
ITB icon
39
iShares US Home Construction ETF
ITB
$2.25B
$1.84M 0.74%
+68,792
New +$1.9M
TPR icon
40
Tapestry
TPR
$31.4B
$1.81M 0.73%
+54,400
New +$1.69M
EMB icon
41
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$1.8M 0.73%
+16,970
New +$1.83M
BRCD
42
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$1.76M 0.71%
+190,500
New +$1.87M
CHKP icon
43
Check Point Software Technologies
CHKP
$12.6B
$1.74M 0.7%
+21,651
New +$1.8M
SPTI icon
44
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$1.71M 0.69%
+56,762
New +$1.71M
JPM icon
45
JPMorgan Chase
JPM
$937B
$1.71M 0.69%
+25,872
New +$1.68M
TIP icon
46
iShares TIPS Bond ETF
TIP
$14.5B
$1.7M 0.69%
+15,464
New +$1.71M
VLO icon
47
Valero Energy
VLO
$88.5B
$1.7M 0.68%
+23,987
New +$1.63M
ADM icon
48
Archer Daniels Midland
ADM
$37.6B
$1.69M 0.68%
+46,300
New +$1.85M
HP icon
49
Helmerich & Payne
HP
$3.41B
$1.68M 0.68%
+32,100
New +$1.78M
CB
50
DELISTED
CHUBB CORPORATION
CB
$1.66M 0.67%
+12,538
New +$1.62M
1
2
3 4 5

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Cetera Investment Management's Q4 2015 Portfolio in Review

Q4 2015 is the first quarter with a 13F filing on record for Cetera Investment Management, which disclosed 152 positions worth $248M. Its ten largest holdings account for 25% of the portfolio.

Its largest position is iShares MBS ETF: 95,349 shares worth $10.3M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, followed by Financials and Healthcare.

  • Cetera Investment Management's largest Q4 2015 buy was iShares MBS ETF: 95,349 shares worth $10.3M.
  • Cetera Investment Management's ten largest holdings make up 25% of its $248M portfolio in Q4 2015.
  • Cetera Investment Management disclosed 152 positions in Q4 2015, its first 13F filing on record.

Based on Cetera Investment Management's 13F filing for Q4 2015, filed 16 Feb 2016.